Welcome to our dedicated page for Bank of N.T. Butterfield & Son SEC filings (Ticker: NTB), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Bank of N.T. Butterfield & Son Limited filings document a foreign issuer’s banking and wealth management disclosures, with Form 6-K reports used for earnings releases, financial statements, earnings presentations, capital actions and governance updates. The records cover operating results for the bank’s deposit, cash management, lending, trust, private banking, asset management and custody activities.
Butterfield’s regulatory disclosures also include Pillar 3 capital and risk management materials. These filings describe risk governance, prudential metrics, capital adequacy, regulatory capital structure, leverage ratio information, credit risk measurement, credit risk concentrations and mitigation practices. Other filings record share repurchase programs, dividend information, senior leadership appointments and Board-level capital management actions.
Bank of N.T. Butterfield & Son Ltd executive Tara Hidalgo, the Chief Risk Officer, has reported her initial ownership position. She directly holds 18,586 shares of common stock and restricted stock units that are contingently tied to 5,724 and 42,704 underlying common shares.
The restricted stock units carry an exercise price of $0.0000 and either vest and settle into common shares or are forfeited or cancelled before vesting. Footnotes state that RSUs vest on 12-Feb-2027, 10-Feb-2028, and 9-Feb-2029, with each unit representing a right to receive one common share upon vesting.
Bank of N.T. Butterfield & Son Ltd executive Kevin Dallas, Head of Marketing, filed an initial ownership report showing his equity stake in the company. The filing lists 15,834 shares of common stock held directly, plus two blocks of restricted stock units that can convert into shares.
These include 5,006 RSUs and 37,376 RSUs, each representing a contingent right to receive one common share upon vesting and settlement at an exercise price of $0.0000 per unit. According to the footnotes, these RSUs either vest and settle or are forfeited or cancelled and do not have a fixed expiration date.
The footnotes state that the restricted stock units, including performance stock units, are scheduled to vest on February 12, 2027, February 10, 2028, and February 9, 2029, subject to Mr. Dallas’s continued service through each vesting date. The filing does not show any new purchases or sales, only the existing holdings and unvested awards.
Bank of N.T. Butterfield & Son Ltd Chief Operating Officer Michael Walter Neff filed an initial ownership report showing his equity interests in the company. He directly holds 48,718 common shares and two blocks of restricted stock units covering 5,730 and 45,636 underlying shares.
The restricted stock units vest on February 12, 2027, February 10, 2028, and February 9, 2029, subject to continued service through each vesting date. Each unit represents a contingent right to receive one common share and does not expire but will either vest and settle or be forfeited or cancelled if conditions are not met.
Bank of N.T. Butterfield & Son Ltd executive Richard Saunders, Managing Director UKCI, has filed an initial ownership report showing his equity interests in the company. The filing lists 18117 common shares held directly and restricted stock units tied to 5904 and 37125 underlying shares.
These restricted stock units carry a zero exercise price and each unit represents a contingent right to receive one common share upon vesting and settlement. According to the footnotes, the units vest on 12-Feb-2027, 10-Feb-2028 and 9-Feb-2029, subject to continued service, and will either vest and settle or be forfeited before those dates.
Bank of N.T. Butterfield & Son Ltd’s Cayman Managing Director Michael McWatt filed an initial ownership report. He holds 34,544 common shares directly, plus restricted stock units covering 7,079 and 57,526 underlying shares at a $0.0000 exercise price.
The RSUs vest on 12-Feb-2027, 10-Feb-2028 and 9-Feb-2029, subject to continued service, and each unit represents the right to receive one common share upon vesting or settlement.
Bank of N.T. Butterfield & Son Ltd filed an initial insider ownership report for Jane Pearce, Managing Director, Trust. The filing shows she directly holds 16,367 common shares and two blocks of restricted stock units that can convert into 5,595 and 38,556 shares, respectively.
The restricted stock units have an exercise price of 0.0000 and vest over three years in one-third annual installments on each anniversary of the listed grant dates, subject to continued service. Each unit represents a contingent right to receive one common share upon vesting and will either vest and settle or be forfeited or cancelled. The filing also notes performance stock units scheduled to vest on the third anniversary of the same grant dates.
Bank of N.T. Butterfield & Son Ltd director John R. Wright has filed an initial Form 3 showing his stake in the company. The filing reports beneficial ownership of 10,102 common shares held directly, and reflects his position rather than any new buy or sell transaction.
Bank of N.T. Butterfield & Son Ltd’s Chief Executive Officer Michael W. Collins filed an initial insider report showing his existing equity position. He holds 121,243 common shares directly, plus several blocks of restricted stock units (RSUs) that each represent the right to receive one share upon vesting.
The RSU positions cover 171,186, 289,561, and 273,028 underlying shares, all at a conversion price of zero. Footnotes state that these RSUs either vest and settle or are forfeited, with vesting dates spanning August 9, 2026, February 12, 2027, February 10, 2028, February 9, 2029, and February 9, 2033, subject to continued service.
Bank of N.T. Butterfield & Son Ltd director and CFO Michael Schrum filed an initial ownership report detailing his equity holdings. The filing lists direct ownership of 202,039 common shares and multiple grants of restricted stock units.
He holds 242,666 and 155,235 restricted stock units, each representing a contingent right to receive one common share upon vesting and settlement. These units vest on dates including 12-Feb-2027, 10-Feb-2028, 9-Feb-2029, and 9-Feb-2030, subject to continued service, and do not expire but either vest or are forfeited.
Bank of N.T. Butterfield & Son Ltd director Stephen E. Cummings reported initial holdings of 5,149 restricted stock units (RSUs). Each RSU represents a contingent right to receive one common share upon vesting.
The RSUs have a stated exercise price of $0.00 and do not expire; they either vest and settle or are forfeited or cancelled before vesting. According to the disclosure, the RSUs vest 30 days after the grant date over two years, subject to continued service through each vesting period.