The Bank of N.T. Butterfield & Son Limited filings document a foreign issuer’s banking and wealth management disclosures, with Form 6-K reports used for earnings releases, financial statements, earnings presentations, capital actions and governance updates. The records cover operating results for the bank’s deposit, cash management, lending, trust, private banking, asset management and custody activities.
Butterfield’s regulatory disclosures also include Pillar 3 capital and risk management materials. These filings describe risk governance, prudential metrics, capital adequacy, regulatory capital structure, leverage ratio information, credit risk measurement, credit risk concentrations and mitigation practices. Other filings record share repurchase programs, dividend information, senior leadership appointments and Board-level capital management actions.
The Bank of N.T. Butterfield & Son Limited is providing investors with detailed historical financial information for CIBC Caribbean Bank Limited in connection with its previously announced acquisition of CIBC Caribbean from CIBC-related entities. Audited consolidated and carve-out financial statements for the years ended October 31, 2025 and 2024 and unaudited interim financials for the six months ended April 30, 2026 are furnished.
For the year ended October 31, 2025, CIBC Caribbean reported net income of $213,024 thousand (down from $275,715 thousand in 2024) and total assets of $13,758,295 thousand, including loans and advances to customers of $7,439,589 thousand and customer deposits of $11,814,485 thousand. Credit loss expense on financial assets rose to $47,673 thousand from $2,667 thousand. Total equity was $1,667,761 thousand, of which $1,627,309 thousand was attributable to equity holders of the parent.
The financial statements were prepared under IFRS and received an unmodified audit opinion from Ernst & Young Ltd. This 6-K, including the CIBC Caribbean financials and the auditor’s consent, is incorporated by reference into Butterfield’s Form F-3 registration statement (No. 333-277362), supporting disclosure for the pending acquisition.
Bank of N.T. Butterfield & Son Ltd reported that Chief Financial Officer Michael Schrum exercised or converted 73,208 restricted stock units into 73,208 ordinary shares on 9-Aug-2026. Following these transactions, he holds 275,247 ordinary shares directly and 171,611 restricted stock units. The restricted stock units represent a contingent right to receive one ordinary share upon vesting and are scheduled to vest on several dates between 2027 and 2030, subject to continued service; they do not expire but either vest and settle or are forfeited.
Bank of N.T. Butterfield & Son Ltd reports that Chief Executive Officer Michael W. Collins executed an equity compensation transaction involving 146,415 restricted stock units (RSUs) linked to ordinary shares and a corresponding acquisition of 146,415 ordinary shares on 2026-08-09. Following these moves, he directly holds 207,037 ordinary shares and 318,426 RSUs, each RSU representing a contingent right to receive one ordinary share upon vesting. The RSUs referenced in the footnotes vest on specified dates from February 2027 through February 2033 and do not expire, instead either vesting and settling into shares or being forfeited or cancelled.
Michael McWatt, Managing Director, Cayman at Bank of N.T. Butterfield & Son Ltd, sold 12,000 ordinary shares on 2026-08-05 at $61.7766 per share in a sale categorized as an open market or private transaction, and now directly owns 22,544 ordinary shares.
Bank of N.T. Butterfield & Son Ltd director John R. Wright sold 5,000 ordinary shares on 2026-08-04 at $59.50 per share in an open-market or private transaction. Following the sale, he directly held 5,102 shares. The filing does not indicate use of a Rule 10b5-1 plan.
The Bank of N.T. Butterfield & Son Limited has appointed Puglisi & Associates as its authorized representative in the United States, effective August 5, 2026, for purposes of its automatic shelf registration statement on Form F-3ASR (File no. 333-277362) and any amendments.
Exhibit 99.1 records the signature of Puglisi & Associates, through Managing Director Donald J. Puglisi, who is deemed to have signed the registration statement in Delaware on that date. The company states that this report and the exhibit are incorporated by reference into the registration statement.
Bank of N.T. Butterfield & Son Ltd reports that executive Richard Saunders, Managing Director, CIUK, sold 18,118 ordinary shares on 2026-07-31 at $61.3253 per share in a transaction categorized as a sale in open market or private transaction, reducing his directly held position to zero shares. The trade is not indicated as executed under a Rule 10b5-1 trading plan.