NeOnc Technologies (NTHI) CEO adds stock in two August buys
Rhea-AI Filing Summary
NEONC Technologies Holdings, Inc. insider Amir F. Heshmatpour, the CEO, President and a more-than-10% holder of NTHI, reported open‑market purchases of 15,000 shares of common stock. He bought 12,000 shares on 2026-08-14 at a weighted average price of $3.7883 per share (range $3.75–$3.98) and 3,000 shares on 2026-08-17 at a weighted average price of $4.3733 per share (range $4.09–$4.94). As of 2026-08-14, he also reports indirect holdings of 256,120 shares through HCWG LLC (only his proportionate interest), 550,000 shares through KIG LLC (held by his spouse, with beneficial ownership disclaimed except for any pecuniary interest), and 3,714,020 shares through AFH Holding & Advisory, LLC, where he is sole member and manager. The filing notes that 275,000 shares are held by immediate family members, with beneficial ownership likewise disclaimed except for any pecuniary interest.
Positive
- None.
Negative
- None.
Insider Trade Summary
Net Buyer: 15,000 shares
Net Buy
5 txns
Insider
Heshmatpour Amir F
Role
CEO, President
Bought
15,000 shs ($59K)
| Type | Security | Shares | Price | Value |
|---|---|---|---|---|
| Purchase | Common Stock F1, F3, F4 | 3,000 | $4.3733 | $13K |
| Purchase | Common Stock F1, F2, F4 | 12,000 | $3.7883 | $45K |
| holding | Common Stock F5 | -- | -- | -- |
| holding | Common Stock F6 | -- | -- | -- |
| holding | Common Stock F7 | -- | -- | -- |
Holdings After Transaction:
Common Stock — 3,087,000 shares (Direct);
Common Stock — 256,120 shares (Indirect, By HCWG LLC);
Common Stock — 550,000 shares (Indirect, By KIG LLC);
Common Stock — 3,714,020 shares (Indirect, By AFH Holdings & Advisory, LLC.)
Footnotes (7)
- F1. The aggregate number of shares of common stock (the "Shares") of Issuer purchased by the Reporting Person on the same date at different prices.
- F2. Represents the weighted average purchase price. The Shares were purchased at prices ranging from $3.75 to $3.98 per share, inclusive. Full information regarding the number of Shares purchased at each price shall be provided to the Securities and Exchange Commission staff, Issuer or any security holder, upon request.
- F3. Represents the weighted average purchase price. The Shares were purchased at prices ranging from $4.09 to $4.94 per share. Full information regarding the number of Shares purchased at each price shall be provided to the Securities and Exchange Commission staff, Issuer or any security holder, upon request.
- F4. Includes 275,000 shares held by certain members of Reporting Person's immediate family of which Reporting Person disclaims beneficial ownership, except to the extent of his pecuniary interest, if any, therein.
- F5. Such shares represent only Reporting Person's proportionate interest in HCWG LLC.
- F6. Such shares are held by KIG LLC of which Reporting Person's spouse is the sole member. Reporting Person disclaims beneficial ownership of such shares except to the extent of his pecuniary interest, if any, therein.
- F7. Reporting Person is the sole member and manager of AFH Holding & Advisory, LLC.
Key Figures
Shares purchased 2026-08-14: 12,000 shares
Price range 2026-08-14: $3.75–$3.98 per share
Shares purchased 2026-08-17: 3,000 shares
+5 more
8 metrics
Shares purchased 2026-08-14
12,000 shares
Open-market purchase of NTHI common stock at weighted average $3.7883 per share
Price range 2026-08-14
$3.75–$3.98 per share
Range of prices for the 12,000-share purchase on 2026-08-14
Shares purchased 2026-08-17
3,000 shares
Open-market purchase of NTHI common stock at weighted average $4.3733 per share
Price range 2026-08-17
$4.09–$4.94 per share
Range of prices for the 3,000-share purchase on 2026-08-17
Indirect holdings via HCWG LLC
256,120 shares
Represents only the reporting person’s proportionate interest in HCWG LLC as of 2026-08-14
Indirect holdings via KIG LLC
550,000 shares
Held by KIG LLC, whose sole member is the reporting person’s spouse; beneficial ownership disclaimed except for pecuniary interest
Indirect holdings via AFH Holding & Advisory, LLC
3,714,020 shares
Held by AFH Holding & Advisory, LLC, of which the reporting person is sole member and manager
Family-held shares included
275,000 shares
Held by certain immediate family members; beneficial ownership disclaimed except for any pecuniary interest
Key Terms
weighted average purchase price, beneficial ownership, pecuniary interest, immediate family, +1 more
5 terms
weighted average purchase price financial
"Represents the weighted average purchase price. The Shares were purchased"
The weighted average purchase price is the average cost per share you paid across multiple buys, calculated so larger purchases count more than smaller ones. Imagine buying apples at different prices: the overall price you effectively paid depends on how many apples you bought at each price. Investors use it to measure true cost basis, calculate gains or losses, decide when to sell, and manage taxes and portfolio performance.
beneficial ownership regulatory
"Reporting Person disclaims beneficial ownership of such shares except"
Beneficial ownership means the person or entity that actually enjoys the benefits of owning shares or other assets — such as receiving dividends, voting rights, or price gains — even if the legal title is held in another name. For investors it matters because knowing who truly controls and profits from a company reveals who can influence decisions, exposes potential conflicts of interest or hidden concentration of power, and affects transparency and risk in the stock.
pecuniary interest financial
"except to the extent of his pecuniary interest, if any, therein"
immediate family other
"held by certain members of Reporting Person's immediate family"
indirect ownership financial
"ownership_code I indicates indirect ownership via entities such as LLCs"
FAQ
What indirect NTHI holdings does Amir F. Heshmatpour report through entities?
He reports indirect NTHI holdings of 256,120 shares via HCWG LLC, 550,000 shares via KIG LLC, and 3,714,020 shares via AFH Holding & Advisory, LLC, with some interests limited to his proportionate or pecuniary interest as disclosed.
Are Amir F. Heshmatpour’s NTHI trades reported under a Rule 10b5-1 trading plan?
The Form 4’s Rule 10b5‑1 checkbox is not marked as an affirming plan, and no footnote describes these purchases as pursuant to a 10b5‑1 trading arrangement, so they are not identified as plan trades in this report.
AI-generated analysis. How Rhea-AI works. Not financial advice.
