NeOnc (NTHI) CEO lifts direct stake to 3,096,000 shares
Rhea-AI Filing Summary
NEONC TECHNOLOGIES HOLDINGS, INC. (NTHI) reported that CEO, President and 10% owner Amir F. Heshmatpour purchased 9,000 shares of common stock on August 18, 2026 at $5.54 per share in an open-market or private transaction. Following this, he directly held 3,096,000 shares, including 275,000 shares held by certain immediate family members, for which he disclaims beneficial ownership except for any pecuniary interest. Indirect holdings reported include 256,120 shares via HCWG LLC (only his proportionate interest), 550,000 shares via KIG LLC, where his spouse is the sole member and for which he similarly disclaims beneficial ownership except for any pecuniary interest, and 3,714,020 shares via AFH Holding & Advisory, LLC, of which he is the sole member and manager.
Positive
- None.
Negative
- None.
Insider Trade Summary
Net Buyer: 9,000 shares
Net Buy
4 txns
Insider
Heshmatpour Amir F
Role
CEO, President
Bought
9,000 shs ($50K)
| Type | Security | Shares | Price | Value |
|---|---|---|---|---|
| Purchase | Common Stock F1 | 9,000 | $5.54 | $50K |
| holding | Common Stock F2 | -- | -- | -- |
| holding | Common Stock F3 | -- | -- | -- |
| holding | Common Stock F4 | -- | -- | -- |
Holdings After Transaction:
Common Stock — 3,096,000 shares (Direct);
Common Stock — 256,120 shares (Indirect, By HCWG LLC);
Common Stock — 550,000 shares (Indirect, By KIG LLC);
Common Stock — 3,714,020 shares (Indirect, By AFH Holdings & Advisory, LLC.)
Footnotes (4)
- F1. Includes 275,000 shares held by certain members of Reporting Person's immediate family of which Reporting Person disclaims beneficial ownership, except to the extent of his pecuniary interest, if any, therein.
- F2. Such shares represent only Reporting Person's proportionate interest in HCWG LLC.
- F3. Such shares are held by KIG LLC of which Reporting Person's spouse is the sole member. Reporting Person disclaims beneficial ownership of such shares except to the extent of his pecuniary interest, if any, therein.
- F4. Reporting Person is the sole member and manager of AFH Holding & Advisory, LLC.
Key Figures
Shares purchased: 9,000 shares
Purchase price: $5.54 per share
Direct holdings after transaction: 3,096,000 shares
+4 more
7 metrics
Shares purchased
9,000 shares
Common Stock purchased on August 18, 2026
Purchase price
$5.54 per share
Open-market or private purchase of Common Stock
Direct holdings after transaction
3,096,000 shares
Directly held Common Stock following August 18, 2026 purchase
Immediate family included in direct total
275,000 shares
Held by certain immediate family members; beneficial ownership disclaimed except for pecuniary interest
Indirect holdings via HCWG LLC
256,120 shares
Represents only his proportionate interest in HCWG LLC
Indirect holdings via KIG LLC
550,000 shares
Held by KIG LLC, where spouse is sole member; beneficial ownership disclaimed except for pecuniary interest
Indirect holdings via AFH Holding & Advisory, LLC
3,714,020 shares
Held by AFH Holding & Advisory, LLC; he is sole member and manager
Key Terms
beneficial ownership, pecuniary interest, indirect ownership, immediate family, +1 more
5 terms
beneficial ownership financial
"disclaims beneficial ownership, except to the extent of his pecuniary interest"
Beneficial ownership means the person or entity that actually enjoys the benefits of owning shares or other assets — such as receiving dividends, voting rights, or price gains — even if the legal title is held in another name. For investors it matters because knowing who truly controls and profits from a company reveals who can influence decisions, exposes potential conflicts of interest or hidden concentration of power, and affects transparency and risk in the stock.
pecuniary interest financial
"disclaims beneficial ownership, except to the extent of his pecuniary interest"
indirect ownership financial
"Indirect holdings reported include shares via HCWG LLC, KIG LLC and AFH"
immediate family financial
"includes 275,000 shares held by certain members of Reporting Person's immediate family"
10% owner financial
"CEO, President and 10% owner Amir F. Heshmatpour"
FAQ
What insider transaction did NTHI report for Amir F. Heshmatpour?
Amir F. Heshmatpour reported a purchase of 9,000 NTHI common shares on August 18, 2026 at $5.54 per share. This open-market or private transaction increased his directly reported holdings to 3,096,000 shares, subject to family-related beneficial ownership disclaimers.
What indirect NTHI holdings are reported for Amir F. Heshmatpour?
Indirectly, he reports interests in 256,120 shares via HCWG LLC, 550,000 shares via KIG LLC, and 3,714,020 shares via AFH Holding & Advisory, LLC. Footnotes state proportionate interests and beneficial ownership disclaimers for certain of these entity-held shares.
How does KIG LLC factor into Amir F. Heshmatpour’s NTHI ownership?
KIG LLC holds 550,000 NTHI shares reported as indirect holdings. The filing notes his spouse is the sole member of KIG LLC, and he disclaims beneficial ownership of these shares except for any pecuniary interest he may have.
AI-generated analysis. How Rhea-AI works. Not financial advice.
