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Roelof Botha of Natera (NTRA) granted RSUs and reports over 1.08M shares

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

BOTHA ROELOF reported acquisition or exercise transactions in this Form 4 filing.

Natera, Inc. director Roelof Botha reported new equity awards in the form of restricted stock units (RSUs). He received 1,571 RSUs that vest in full on June 11, 2027, with full vesting if Natera undergoes a change in control, and 120 RSUs issued in lieu of quarterly board retainer fees of $26,875, which were fully vested at issuance. Each RSU represents one share of Natera common stock. Following these grants, Botha holds 4,585 shares of common stock directly and 1,076,198 shares indirectly through estate planning vehicles, indicating these awards are small relative to his overall position.

Positive

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Negative

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Insider BOTHA ROELOF
Role null
Type Security Shares Price Value
Grant/Award Common Stock 1,571 $0.00 --
Grant/Award Common Stock 120 $0.00 --
holding Common Stock -- -- --
Holdings After Transaction: Common Stock — 4,465 shares (Direct, null); Common Stock — 1,076,198 shares (Indirect, Estate planning vehicles)
Footnotes (1)
  1. Represents the issuance of restricted stock units (RSUs) that shall vest in full on June 11, 2027. The RSUs will become fully vested in the event that the Issuer is subject to a change in control. Each RSU represents a contingent right to receive one share of the Issuer's Common Stock. Represents the issuance of RSUs to the Reporting Person in lieu of quarterly retainer fees of $26,875 for service on the Issuer's Board of Directors. The RSUs were fully vested at the time of issuance.
RSU grant vesting 2027 1,571 RSUs Restricted stock units vesting June 11, 2027, with change in control acceleration
RSUs in lieu of fees 120 RSUs Issued instead of quarterly board retainer fees
Quarterly retainer fees value $26,875 Cash board fees replaced by 120 fully vested RSUs
Direct holdings after awards 4,585 shares Natera common stock held directly by Roelof Botha
Indirect holdings via estate planning 1,076,198 shares Natera common stock held indirectly through estate planning vehicles
restricted stock units (RSUs) financial
"Represents the issuance of restricted stock units (RSUs) that shall vest in full on June 11, 2027."
Restricted stock units (RSUs) are a type of company promise to give employees shares of stock in the future, usually after certain conditions like working for a set time. They are like a gift promised today that you receive later, which can become valuable if the company's stock price goes up. RSUs matter because they are a way companies reward employees and can be a significant part of compensation.
change in control financial
"The RSUs will become fully vested in the event that the Issuer is subject to a change in control."
A "change in control" occurs when the ownership or management of a company shifts significantly, such as through a merger, acquisition, or sale of a large part of its assets. This change can impact how the company is run and may influence its future direction. For investors, it matters because it can affect the company's stability, strategy, and value, often signaling potential changes in investment risk or opportunity.
quarterly retainer fees financial
"Represents the issuance of RSUs to the Reporting Person in lieu of quarterly retainer fees of $26,875 for service on the Issuer's Board of Directors."
estate planning vehicles financial
"total_shares_following_transaction": "1076198.0000" ... "nature_of_ownership": "Estate planning vehicles""
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Form 4 Insider Transactions: What Each Field Means →
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
BOTHA ROELOF
(Last)(First)(Middle)
C/O NATERA, INC.
13011 MCCALLEN PASS BUILDING A SUITE 100
(Street)
AUSTIN TEXAS 78753
(City)(State)(Zip)
UNITED STATES
(Country)		2. Issuer Name and Ticker or Trading Symbol
Natera, Inc. [ NTRA ] 		5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
06/26/2026		6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock06/26/2026A1,571(1)A(2)4,465D
Common Stock06/26/2026A120(3)A(2)4,585D
Common Stock1,076,198IEstate planning vehicles
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. Represents the issuance of restricted stock units (RSUs) that shall vest in full on June 11, 2027. The RSUs will become fully vested in the event that the Issuer is subject to a change in control.
2. Each RSU represents a contingent right to receive one share of the Issuer's Common Stock.
3. Represents the issuance of RSUs to the Reporting Person in lieu of quarterly retainer fees of $26,875 for service on the Issuer's Board of Directors. The RSUs were fully vested at the time of issuance.
/s/ Tami Chen, Attorney-in-Fact06/30/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR

FAQ

What equity awards did Roelof Botha report in Natera (NTRA)'s latest Form 4?

Roelof Botha reported two restricted stock unit awards: 1,571 RSUs that vest in 2027 and 120 RSUs issued instead of cash board fees. These RSUs provide future shares of Natera common stock as part of his director compensation package.

When do Roelof Botha's new Natera (NTRA) RSUs vest?

The main RSU grant of 1,571 units vests in full on June 11, 2027. Those RSUs also become fully vested earlier if Natera experiences a change in control, giving Botha accelerated equity in that scenario as part of his board compensation.

How many Natera (NTRA) shares does Roelof Botha hold after these transactions?

After these awards, Roelof Botha holds 4,585 Natera common shares directly and 1,076,198 shares indirectly through estate planning vehicles. This shows the new RSU grants are relatively small compared with his existing ownership stake reported in the filing.

What does it mean that Natera (NTRA) issued RSUs instead of cash retainer fees?

Natera issued 120 RSUs to Roelof Botha in lieu of quarterly board retainer fees of $26,875. Instead of receiving cash, he received fully vested RSUs, aligning a portion of his director compensation with Natera’s share performance over time.

What is a restricted stock unit (RSU) in the context of Natera (NTRA)?

A restricted stock unit (RSU) is a promise to deliver one share of Natera common stock in the future, once vesting conditions are met. In this filing, each RSU equals one share, providing equity-based compensation tied to continued service or corporate events.

How are estate planning vehicles relevant to Roelof Botha’s Natera (NTRA) holdings?

The filing reports 1,076,198 Natera shares held indirectly through estate planning vehicles. This means some of Botha’s ownership is structured via entities used for estate or wealth planning, rather than being held solely in his direct personal name.