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  4. [Form 4] Natera, Inc. Insider Trading Activity

Natera (NTRA) director granted fully vested RSUs instead of cash fees

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Rubin Eric H reported acquisition or exercise transactions in this Form 4 filing.

Natera, Inc. director Eric H. Rubin received a grant of 75 Restricted Stock Units (RSUs) of Common Stock as part of his board compensation. The award was issued in lieu of quarterly retainer fees of $16,875 and was fully vested at the time of issuance. Each RSU represents a right to receive one share of Natera common stock, and following this grant Rubin holds 2,204 shares directly.

Positive

  • None.

Negative

  • None.
Insider Rubin Eric H
Role null
Type Security Shares Price Value
Grant/Award Common Stock 75 $0.00 --
Holdings After Transaction: Common Stock — 2,204 shares (Direct, null)
Footnotes (1)
  1. Represents the issuance of Restricted Stock Units (RSUs) to the Reporting Person in lieu of quarterly retainer fees of $16,875 for service on the Issuer's Board of Directors. The RSUs were fully vested at the time of issuance. Each RSU represents a contingent right to receive one share of the Issuer's Common Stock.
RSUs granted 75 shares Restricted Stock Units issued to Eric H. Rubin
Retainer fee value $16,875 Quarterly board retainer replaced by RSU grant
Post-transaction holdings 2,204 shares Common stock held directly after grant
RSU share ratio 1 RSU = 1 share Each RSU converts into one common share
Restricted Stock Units (RSUs) financial
"Represents the issuance of Restricted Stock Units (RSUs) to the Reporting Person in lieu of quarterly retainer fees"
Restricted stock units (RSUs) are a type of company promise to give employees shares of stock in the future, usually after certain conditions like working for a set time. They are like a gift promised today that you receive later, which can become valuable if the company's stock price goes up. RSUs matter because they are a way companies reward employees and can be a significant part of compensation.
quarterly retainer fees financial
"in lieu of quarterly retainer fees of $16,875 for service on the Issuer's Board of Directors"
Board of Directors financial
"for service on the Issuer's Board of Directors"
The Board of Directors is a group of people chosen by a company's owners to help make big decisions and oversee how the company is run. They act like a team of advisors or managers, making sure the company stays on track and meets its goals. Their choices can influence the company's success and how it grows.
contingent right financial
"Each RSU represents a contingent right to receive one share of the Issuer's Common Stock"
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Form 4 Insider Transactions: What Each Field Means →
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Rubin Eric H
(Last)(First)(Middle)
C/O NATERA, INC.
13011 MCCALLEN PASS BUILDING A SUITE 100
(Street)
AUSTIN TEXAS 78753
(City)(State)(Zip)
UNITED STATES
(Country)		2. Issuer Name and Ticker or Trading Symbol
Natera, Inc. [ NTRA ] 		5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
06/26/2026		6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock06/26/2026A75(1)A(2)2,204D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. Represents the issuance of Restricted Stock Units (RSUs) to the Reporting Person in lieu of quarterly retainer fees of $16,875 for service on the Issuer's Board of Directors. The RSUs were fully vested at the time of issuance.
2. Each RSU represents a contingent right to receive one share of the Issuer's Common Stock.
/s/ Tami Chen, Attorney-in-Fact06/30/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR

FAQ

What insider transaction did Natera (NTRA) report for Eric H. Rubin?

Natera reported that director Eric H. Rubin received 75 Restricted Stock Units as compensation. The grant was made in lieu of quarterly board retainer fees of $16,875 and was fully vested upon issuance.

Was the Natera (NTRA) Form 4 transaction a market purchase or sale?

The Form 4 shows a grant of shares, not a market trade. Eric H. Rubin received 75 fully vested RSUs as compensation, with no cash paid and no open-market buying or selling involved.

How many Natera (NTRA) shares does Eric H. Rubin hold after this grant?

After receiving the 75-share RSU grant, Eric H. Rubin directly holds 2,204 shares of Natera common stock. This figure reflects his position immediately following the reported compensation transaction.

What are the terms of the RSUs granted to Natera (NTRA) director Eric H. Rubin?

Each RSU granted to Eric H. Rubin represents a contingent right to receive one Natera common share. The 75 RSUs were fully vested at issuance and were granted instead of a $16,875 quarterly cash retainer.

Why did Natera (NTRA) grant RSUs instead of cash fees to Eric H. Rubin?

The filing states that the 75 RSUs were issued in lieu of quarterly retainer fees of $16,875 for Rubin’s service on Natera’s Board of Directors, effectively providing equity-based compensation instead of cash.