STOCK TITAN
  1. Home
  2. Sec-filings
  3. NTRA
  4. [Form 4] Natera, Inc. Insider Trading Activity

[Form 4] Natera, Inc. Insider Trading Activity

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Natera, Inc. director Herm Rosenman reported two equity compensation awards in the form of restricted stock units (RSUs). The filing shows awards covering 106 shares and 1,571 shares of Common Stock, both recorded as acquisitions with no cash paid per share.

One RSU grant will vest in full on June 11, 2027 and will become fully vested earlier if Natera undergoes a change in control. The other RSU award was issued in lieu of quarterly board retainer fees of $23,750 and was fully vested upon issuance, effectively substituting stock-based compensation for cash fees.

Positive

  • None.

Negative

  • None.
Insider ROSENMAN HERM
Role null
Type Security Shares Price Value
Grant/Award Common Stock 1,571 $0.00 --
Grant/Award Common Stock 106 $0.00 --
Holdings After Transaction: Common Stock — 5,821 shares (Direct, null)
Footnotes (1)
  1. Represents the issuance of restricted stock units (RSUs) that shall vest in full on June 11, 2027. The RSUs will become fully vested in the event that the Issuer is subject to a change in control. Each RSU represents a contingent right to receive one share of the Issuer's Common Stock. Represents the issuance of RSUs to the Reporting Person in lieu of quarterly retainer fees of $23,750 for service on the Issuer's Board of Directors. The RSUs were fully vested at the time of issuance.
RSU grant size 106 shares Equity award of Common Stock RSUs
Second RSU grant size 1,571 shares Additional Common Stock RSU award
Transaction price per share $0.00/share Both RSU acquisitions recorded at zero price
Board retainer converted to RSUs $23,750 Quarterly retainer fees paid in fully vested RSUs
Vesting date June 11, 2027 Full vesting date for one RSU grant
restricted stock units (RSUs) financial
"Represents the issuance of restricted stock units (RSUs) that shall vest in full on June 11, 2027."
Restricted stock units (RSUs) are a type of company promise to give employees shares of stock in the future, usually after certain conditions like working for a set time. They are like a gift promised today that you receive later, which can become valuable if the company's stock price goes up. RSUs matter because they are a way companies reward employees and can be a significant part of compensation.
change in control financial
"The RSUs will become fully vested in the event that the Issuer is subject to a change in control."
A "change in control" occurs when the ownership or management of a company shifts significantly, such as through a merger, acquisition, or sale of a large part of its assets. This change can impact how the company is run and may influence its future direction. For investors, it matters because it can affect the company's stability, strategy, and value, often signaling potential changes in investment risk or opportunity.
quarterly retainer fees financial
"RSUs to the Reporting Person in lieu of quarterly retainer fees of $23,750 for service on the Issuer's Board of Directors."
contingent right financial
"Each RSU represents a contingent right to receive one share of the Issuer's Common Stock."
See more from StockTitan in Google Search and AI answers. Adds StockTitan as a preferred source · opens Google
Add on Google
Form 4 Insider Transactions: What Each Field Means →
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
ROSENMAN HERM
(Last)(First)(Middle)
C/O NATERA, INC.
13011 MCCALLEN PASS BUILDING A SUITE 100
(Street)
AUSTIN TEXAS 78753
(City)(State)(Zip)
UNITED STATES
(Country)		2. Issuer Name and Ticker or Trading Symbol
Natera, Inc. [ NTRA ] 		5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
06/26/2026		6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock06/26/2026A1,571(1)A(2)5,821D
Common Stock06/26/2026A106(3)A(2)5,927D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. Represents the issuance of restricted stock units (RSUs) that shall vest in full on June 11, 2027. The RSUs will become fully vested in the event that the Issuer is subject to a change in control.
2. Each RSU represents a contingent right to receive one share of the Issuer's Common Stock.
3. Represents the issuance of RSUs to the Reporting Person in lieu of quarterly retainer fees of $23,750 for service on the Issuer's Board of Directors. The RSUs were fully vested at the time of issuance.
/s/ Tami Chen, Attorney-in-Fact06/30/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR

FAQ

What insider transactions did Natera (NTRA) director Herm Rosenman report?

Herm Rosenman reported two equity compensation acquisitions in Natera Common Stock. He received 106 RSUs and 1,571 RSUs as director compensation, both at a stated price of $0.00 per share, reflecting stock-based awards rather than open-market purchases.

How do the new RSU awards for Natera (NTRA) director Herm Rosenman vest?

One RSU grant to Herm Rosenman will vest in full on June 11, 2027. According to the filing, this award will also fully vest if Natera experiences a change in control, accelerating vesting before that date under that specific circumstance.

Were any of Herm Rosenman’s Natera (NTRA) RSU grants tied to board fees?

Yes. The filing states that one RSU issuance to Herm Rosenman was granted in lieu of quarterly board retainer fees of $23,750. Those RSUs were fully vested at issuance, effectively converting a cash director fee into immediately vested stock-based compensation.

Does Herm Rosenman’s Form 4 for Natera (NTRA) show open-market stock purchases or sales?

The Form 4 shows no open-market purchases or sales. Both transactions are coded as “A” for grant or award acquisitions of RSUs, with a transaction price of $0.00 per share, indicating compensation awards rather than discretionary market trades.

What does each RSU represent in Herm Rosenman’s Natera (NTRA) awards?

Each restricted stock unit in Herm Rosenman’s awards represents a contingent right to receive one share of Natera’s Common Stock. Delivery of those shares depends on vesting conditions described in the filing, including time-based vesting and potential acceleration upon a change in control.