Welcome to our dedicated page for Northern Trust SEC filings (Ticker: NTRS), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Northern Trust Corporation (Nasdaq: NTRS) files a range of documents with the U.S. Securities and Exchange Commission that provide detail on its activities as a commercial banking and financial services company. This SEC filings page for NTRS brings together those disclosures, including annual and quarterly reports and current reports on Form 8-K, with AI-powered tools to help interpret the information.
For Northern Trust, Form 10-K annual reports and Form 10-Q quarterly reports describe its wealth management, asset servicing, asset management and banking businesses, as well as risk factors, capital position and segment performance. Form 8-K current reports capture specific events, such as earnings releases and investor presentations, leadership changes, debt offerings and share repurchase authorizations. Recent 8-K filings, for example, have disclosed a new common stock repurchase authorization, the issuance of senior and subordinated notes under a shelf registration statement, and executive leadership changes in the asset management business.
Investors can also use this page to access proxy statements on executive compensation and governance matters, and Form 4 insider transaction reports that show purchases and sales of Northern Trust securities by directors and officers. These documents help build a picture of how management and the board oversee the company and manage their own holdings.
Stock Titan enhances these filings with AI-generated summaries and explanations that highlight key points from long documents, such as capital actions, changes in leadership, or updates to business strategy. Real-time updates from the SEC’s EDGAR system mean new NTRS filings appear promptly, while AI insights on 10-Ks, 10-Qs and 8-Ks can save time for readers seeking to understand Northern Trust’s financial condition, regulatory disclosures and corporate actions.
Northern Trust EVP & Chief Financial Officer David W. Fox Jr reported an open-market sale of 1,450 shares of common stock on February 25, 2026 at an average price of $144.05 per share. After this sale, he directly holds 20,162 shares, with additional indirect holdings in several trusts where he serves as trustee with investment control.
Northern Trust Corporation files its annual report detailing a global wealth management, asset servicing and banking franchise. At December 31, 2025, it reported consolidated total assets of $177.1 billion, stockholders’ equity of $13.0 billion, and Bank assets of $176.4 billion.
The firm oversees large client balances, including Asset Servicing assets under custody/administration of $17.4 trillion and assets under management of $1.8 trillion across segments. It operates in 24 U.S. states plus Washington, D.C., and 22 international locations, with about 23,800 employees.
Northern Trust highlights a fee‑driven business model, strong regulatory oversight as a Category II banking organization, and capital ratios comfortably above minimums, including a Common Equity Tier 1 ratio of 12.6% under the standardized approach. The report also outlines extensive risk factors, evolving global regulation, liquidity and capital standards, and its human‑capital and technology investments, including the use of AI within tightening regulatory frameworks.
Northern Trust Corp Chief Operating Officer Peter Cherecwich reported several equity-related entries in common stock on February 17, 2026. He received a grant or award acquisition of 26,322 shares of common stock at $0.00 per share, bringing his directly held balance at that step to 58,189 shares.
A separate entry shows a tax-withholding disposition of 11,661 shares at a price of $147.24 per share, leaving 31,867 common shares held directly afterward. The filing also reports indirect holdings, including shares held by a spouse’s trust, another trust, and a 2023 GRAT, such as 40,920 common shares held by a trust. A footnote explains that certain positions represent stock units payable on a 1‑for‑1 basis in common shares, and another footnote notes a transfer of shares into an existing trust account.
NORTHERN TRUST CORP Chief Administrative Officer Alexandria Taylor reported equity award activity involving the company’s common stock. On February 17, 2026, Taylor acquired 6,410 shares of common stock in a grant or award transaction at a stated price of $0.00 per share, increasing her direct holdings.
On the same date, she disposed of 2,840 shares of common stock at $147.24 per share to cover tax obligations through a tax-withholding disposition rather than an open-market sale. After these transactions, Taylor directly owned 49,319.536 shares of common stock. Her holdings also include 27,848 stock units payable on a 1-for-1 basis in common shares.
Northern Trust Corp Chairman and CEO Michael O’Grady reported compensation-related changes in his holdings of the company’s common stock. On
On the same date, 32,181 shares were disposed of at
Northern Trust Corporation executive Jason J. Tyler, President of Wealth Management, reported a mix of equity compensation transactions in company common stock. On February 17, 2026, he acquired 21,537 shares through a grant or award at no cash cost.
On the same date, he disposed of 9,541 shares in a tax-withholding transaction at a price of $147.24 per share, used to cover tax obligations rather than an open-market sale. After these moves, he directly owned 93,232 common shares. A footnote also notes 28,765 stock units that will be automatically settled 1-for-1 in Northern Trust common stock.
Northern Trust Corporation Executive Vice President Thomas A. South reported a stock-based award and related tax-share withholding. He acquired 19,892 shares of common stock as a grant at no cost, and 8,606 shares were disposed of at
Northern Trust Corp EVP & Chief Financial Officer David W. Fox Jr. reported equity compensation activity in the company’s common stock. He received a grant of 2,604 shares on February 17, 2026 at a stated price of $0.00 per share, reflecting a stock award rather than a market purchase. On the same date, 1,154 shares were disposed of at $147.24 per share to cover tax obligations through share withholding, not an open-market sale. Following these transactions, he held 21,612 shares directly, with additional indirect holdings in trusts established for his benefit and his descendants, where he serves as trustee with investment control.
Northern Trust Corp EVP and General Counsel Susan Cohen Levy reported a mix of equity award activity in company stock. She received a grant of 16,452 shares of common stock at no cost, and 7,130 shares were withheld at $147.24 per share to cover tax obligations, leaving 62,049 shares held directly. She also reports indirect holdings of 38,026 shares through a 2024 GRAT and 35,412 shares through an irrevocable trust, plus 20,277 stock units payable 1-for-1 in common shares.