Welcome to our dedicated page for Northern Trust SEC filings (Ticker: NTRS), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Navigating Northern Trust’s multi-layered disclosures can feel like sifting through hundreds of pages of custody metrics, fiduciary liabilities, and Basel III capital tables. If you have ever wondered where to spot changes in trust asset fees or track when long-tenured executives buy shares, this page has you covered.
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- 10-K: “Northern Trust annual report 10-K simplified” highlights custody fee growth, credit exposure, and segment profitability.
- 10-Q: Instantly compare quarter-over-quarter revenue with “Northern Trust earnings report filing analysis.”
- 8-K: “Northern Trust 8-K material events explained” so you never miss capital actions or leadership changes.
- Form 4: “Northern Trust Form 4 insider transactions real-time” and “Northern Trust executive stock transactions Form 4” reveal buying and selling patterns within hours.
- DEF 14A: “Northern Trust proxy statement executive compensation” outlines pay aligned to return on equity.
From “understanding Northern Trust SEC documents with AI” to spotting dividend policy shifts, our expert analysis saves hours of manual review. Access comprehensive coverage of every filing type, receive real-time alerts, and make informed decisions without wading through arcane footnotes. Northern Trust SEC filings explained simply—so you can focus on strategy, not paperwork.
Charles A. Tribbett, a director of Northern Trust Corporation (NTRS), reported an acquisition of 91.93 shares of the company's common stock on 10/01/2025 at a reported price of $131.2 per share. Following that transaction the filing shows beneficial ownership of 36,536.43 shares, with 2,822 shares held indirectly by trust. The Form 4 was signed by an attorney-in-fact on 10/02/2025. The filing notes the acquired units represent stock units payable 1-for-1 in shares of the corporation's common stock.
Donald Thompson, a Director of Northern Trust Corporation (NTRS), reported three changes in beneficial ownership. On 09/30/2025 he acquired 278.6 shares of common stock at a reported price of $134.6 per share. On 10/01/2025 he acquired 148.84 shares at $131.2 per share. The filing also shows 1,743 shares held indirectly by a trust. The report clarifies the 278.6 and 148.84 share amounts are stock units payable 1-for-1 into common shares. The form was signed by an attorney-in-fact on 10/02/2025. The transactions are non-derivative acquisitions and reflect routine insider equity compensation conversion and trust holdings rather than open-market purchases.
Martin P. Slark, a Director of Northern Trust Corp (NTRS), reported a transaction dated 10/01/2025 on Form 4. The filing shows a non-derivative acquisition (Code A) of 69.41 shares of the company's common stock at a reported price of $131.2 per share. Following the reported transaction, the form lists 21,179.33 shares beneficially owned in a direct capacity and 4,769 shares held indirectly by trust. The filing includes a footnote stating these are stock units payable on a one-for-one basis in shares of common stock. The Form 4 is signed by an attorney-in-fact on behalf of Mr. Slark and dated 10/02/2025.
The filing shows Richard Petrino, a director of Northern Trust Corporation (NTRS), reported an acquisition of 2.59 shares (reported as stock units) on 10/01/2025 at a price of $131.2 per share. After the transaction he beneficially owned 2,329.59 shares (or stock units) directly. The filing explains these are stock units payable on a 1-for-1 basis in the company's common stock. The Form 4 was signed by an attorney-in-fact on 10/02/2025.
Northern Trust Corporation (NTRS) reporting person Dean M. Harrison recorded non-derivative purchases of the company’s common stock in late 2025. On 09/30/2025 he acquired 334.32 shares at $134.6 and on 10/01/2025 he acquired 154.72 shares at $131.2, increasing his direct beneficial holdings to 32,538.56 shares. The filing also shows 1,000 shares owned indirectly by a trust and 47 shares indirectly by an LLC. The form corrects an earlier reporting error for an April 1, 2025 amount (actual 171.60 shares vs previously reported 168.49).
Chandra Dhandapani, a director of Northern Trust Corporation (NTRS), reported two acquisitions of the company’s common stock. On 09/30/2025 the filing shows an acquisition of 260.03 shares and on 10/01/2025 an acquisition of 17.89 shares. The filing reports purchase prices as listed next to each transaction and shows 5,094.88 and 5,112.77 shares beneficially owned after the respective transactions. The report clarifies these holdings include stock units payable 1-for-1 in common stock and was signed by an attorney-in-fact on behalf of the reporting person.
Marcy S. Klevorn, a Director of Northern Trust Corp (NTRS), reported a purchase of 63.37 shares of the company's common stock on 10/01/2025. The transaction lists a price of $131.2 per share and shows 12,358.15 shares beneficially owned following the reported transaction. The filing notes that the reported balance represents stock units payable on a 1-for-1 basis in common stock. The Form 4 was signed by an attorney-in-fact on 10/02/2025.
Northern Trust Corp (NTRS) Form 3 filed for Michael Hunstad discloses that the reporting person directly owns 25,185 shares of the issuer's common stock, including 24,268 stock units payable 1-for-1 into common shares. The filing identifies Hunstad as a director and an officer (President/Asset Management) and reflects the event date of 09/03/2025. The form was signed by Michael Rouvina, Attorney-in-Fact, on 09/16/2025. The filing includes Exhibit 24 (Power of Attorney).
Thomas A. South, Executive Vice President of Northern Trust Corporation (NTRS), reported a transaction dated 09/09/2025 on a Form 4. The filing shows a disposition of 155 shares of the issuer's common stock reported with transaction code G (reported price $0), indicating a gift or similar non‑cash transfer. After the reported transaction Mr. South is shown to beneficially own 77,936 shares directly. The filing also reports 4,121.32 units indirectly through a 401(k) plan as of 06/30/2025, and notes that this total includes 34,220 stock units payable on a 1‑for‑1 basis in common stock. The form was signed by an attorney‑in‑fact on behalf of Mr. South on 09/09/2025.
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