[144] Nu Holdings Ltd. SEC Filing

Rhea-AI Filing Summary

Nu Holdings Ltd. (NU) insider plans to sell common shares under Rule 144. The notice covers a proposed sale of 10,000 common shares through Morgan Stanley Smith Barney LLC on the NYSE, with an aggregate market value of $165,000.00. The filing states that 4,845,575,709 common shares were outstanding at the time referenced.

The seller acquired 7,998 common shares and 2,002 common shares on 07/01/2024 through restricted stock vesting under a registered compensation plan. Over the past three months, the same beneficial owner, Suzana Kubric, sold 5,000 common shares on 11/14/2025 for gross proceeds of $80,500.00 and 6,000 common shares on 08/25/2025 for gross proceeds of $84,000.00.

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Morgan Stanley Smith Barney LLC Executive Financial Services 1 New York Plaza 8th Floor New York NY 10004	10000	165000.00	4845575709	11/25/2025	NYSE

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	07/01/2024	Restricted stock vesting under a registered plan	Issuer			7998	07/01/2024	Compensation
Common	07/01/2024	Restricted stock vesting under a registered plan	Issuer			2002	07/01/2024	Compensation

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
SUZANA KUBRIC Campbells Corporate Services Limited Floor 4, Willow House, Cricket Square Grand Cayman E9 KY1-9010	Common	11/14/2025	5000	80500.00
SUZANA KUBRIC Campbells Corporate Services Limited Floor 4, Willow House, Cricket Square Grand Cayman E9 KY1-9010	Common	08/25/2025	6000	84000.00

144: Remarks and Signature

Remarks

Date of Notice

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

What does Nu Holdings (NU) Form 144 filed by Suzana Kubric disclose?

It discloses a planned sale of 10,000 common shares of Nu Holdings Ltd. under Rule 144, to be executed through Morgan Stanley Smith Barney LLC on the NYSE.

How many Nu Holdings (NU) shares are planned to be sold and at what market value?

The filing reports an intention to sell 10,000 common shares with an aggregate market value of $165,000.00.

How and when were the Nu Holdings (NU) shares being sold under Form 144 acquired?

The shares were acquired as restricted stock vesting under a registered plan from the issuer on 07/01/2024, in two blocks of 7,998 and 2,002 common shares, both designated as compensation.

What Nu Holdings (NU) stock sales has Suzana Kubric made in the last three months?

The filing lists sales of 5,000 common shares on 11/14/2025 for gross proceeds of $80,500.00 and 6,000 common shares on 08/25/2025 for gross proceeds of $84,000.00.

How many Nu Holdings (NU) shares were outstanding according to this Form 144?

The Form 144 states that 4,845,575,709 common shares of Nu Holdings Ltd. were outstanding at the referenced time.

Which broker is handling the Nu Holdings (NU) Form 144 sale?

The planned sale is to be executed through Morgan Stanley Smith Barney LLC Executive Financial Services, located at 1 New York Plaza, New York, NY 10004.