Nu Holdings director reports 226,234 share stake

Nu Holdings Ltd. director Luis Alberto Moreno Mejia filed an initial ownership report showing he beneficially holds 226,234 Class A ordinary shares.

Accepted by SEC EDGAR 03/18/2026 - 12:51 PM EDT Learn about SEC filing dates

Rhea-AI Filing Summary

Nu Holdings Ltd. director Luis Alberto Moreno Mejia filed an initial ownership report showing he beneficially holds 226,234 Class A ordinary shares. This figure includes 11,498 shares underlying unvested restricted share units, which will vest only if he continues serving through future vesting dates.

Insider Trade Summary

Holdings reported, no transactions

Holdings

Insider Moreno Mejia Luis Alberto

Role Director

Type	Security	Shares	Price	Value
Holding	Class A ordinary shares par value US$0.000006666666667	--	--	--

Holdings: Class A ordinary shares par value US$0.000006666666667 — 226,234 shares (Direct)

Footnotes (1)

1. F1. Figure includes 11,498 Class A Ordinary Shares underlying unvested Restricted Share Units (RSUs) associated with prior grant(s). Each RSU represents a contingent right to receive one Class A Ordinary share. These RSUs are subject to the Reporting Person's continued service through the vesting date.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What does the Nu Holdings (NU) Form 3 filing for Luis Alberto Moreno Mejia show?

The Form 3 shows director Luis Alberto Moreno Mejia beneficially holds 226,234 Nu Holdings Class A ordinary shares. This total includes both currently held stock and unvested restricted share units that may convert into shares if vesting conditions are met.

How many Nu Holdings (NU) shares does Luis Alberto Moreno Mejia report owning on Form 3?

He reports beneficial ownership of 226,234 Class A ordinary shares. This number reflects his total reported stake at the time of the filing, combining existing shares and additional shares tied to unvested restricted share units granted previously.

How many Nu Holdings (NU) RSU-based shares are included in Moreno Mejia’s Form 3 holdings?

The filing states his reported holdings include 11,498 Class A ordinary shares underlying unvested restricted share units. Each RSU represents a contingent right to receive one share, subject to future vesting based on his continued service with the company.

What conditions apply to Luis Alberto Moreno Mejia’s Nu Holdings (NU) RSUs?

The unvested restricted share units require his continued service through each vesting date. If he remains in service, each RSU converts into one Class A ordinary share, increasing his actual share ownership as vesting occurs over time.

Does the Nu Holdings (NU) Form 3 indicate recent buying or selling by Luis Alberto Moreno Mejia?

The Form 3 functions as an initial ownership statement and does not show specific buy or sell transactions. It primarily records his existing beneficial holdings, including both current shares and unvested restricted share units at the time of reporting.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0104
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1. Name and Address of Reporting Person^*

Moreno Mejia Luis Alberto

(Last) (First) (Middle)

C/O NU HOLDINGS LTD

RUA CAPOTE VALENTE, 39

(Street)

SAO PAULO 05409-000

(City) (State) (Zip)

UNITED STATES

(Country)

2. Date of Event Requiring Statement (Month/Day/Year)
03/18/2026

3. Issuer Name and Ticker or Trading Symbol
Nu Holdings Ltd. [ NU ]

3a. Foreign Trading Symbol

5. If Amendment, Date of Original Filed (Month/Day/Year)

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)
Class A ordinary shares par value US$0.000006666666667	226,234(1)	D

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Figure includes 11,498 Class A Ordinary Shares underlying unvested Restricted Share Units (RSUs) associated with prior grant(s). Each RSU represents a contingent right to receive one Class A Ordinary share. These RSUs are subject to the Reporting Person's continued service through the vesting date.

Remarks:

Exhibit List - Exhibit 24.1 - Power of Attorney

	/s/ Beatriz Outeiro, attorney-in-fact for Luis Alberto Moreno Mejia	03/18/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 3: SEC 1473 (03-26)