Nu Holdings director reports 79,454-share stake

Nu Holdings Ltd. director Calderon Peres Rogerio Paulo filed an initial ownership report showing direct holdings of 79,454 Class A ordinary shares.

Accepted by SEC EDGAR 03/18/2026 - 12:33 PM EDT Learn about SEC filing dates

Rhea-AI Filing Summary

Nu Holdings Ltd. director Calderon Peres Rogerio Paulo filed an initial ownership report showing direct holdings of 79,454 Class A ordinary shares. This figure includes 10,677 Class A shares underlying unvested restricted share units, which will vest only if he continues in service through the vesting dates.

Insider Trade Summary

Holdings reported, no transactions

Holdings

Insider Calderon Peres Rogerio Paulo

Role Director

Type	Security	Shares	Price	Value
Holding	Class A ordinary shares par value US$0.000006666666667	--	--	--

Holdings: Class A ordinary shares par value US$0.000006666666667 — 79,454 shares (Direct)

Footnotes (1)

1. F1. Figure includes 10,677 Class A Ordinary Shares underlying unvested Restricted Share Units (RSUs) associated with prior grant(s). Each RSU represents a contingent right to receive one Class A Ordinary share. These RSUs are subject to the Reporting Person's continued service through the vesting date.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What does the new Form 3 filing for NU show about insider holdings?

The Form 3 shows director Calderon Peres Rogerio Paulo holds 79,454 Class A ordinary shares of Nu Holdings Ltd., including 10,677 shares underlying unvested RSUs that depend on his continued service to fully vest over time.

Did the Nu Holdings Ltd. (NU) Form 3 disclose any stock purchases or sales?

The Form 3 does not report any buy or sell transaction. It is an initial ownership statement listing Calderon Peres Rogerio Paulo’s 79,454 Class A shares, including unvested RSUs, as his starting beneficial position as a reporting insider.

How many Nu Holdings (NU) shares are tied to unvested RSUs in this filing?

The filing states that 10,677 Class A ordinary shares are underlying unvested restricted share units. Each RSU represents the right to receive one share, subject to the director’s continued service through the applicable vesting dates.

What type of security is reported in Nu Holdings (NU) director’s Form 3?

The Form 3 reports Class A ordinary shares of Nu Holdings Ltd., with a par value of US$0.000006666666667 per share. These include both currently held shares and those underlying unvested restricted share units granted previously.

Is the Nu Holdings (NU) director’s ownership in the Form 3 direct or indirect?

The filing classifies the 79,454 Class A ordinary shares as direct ownership. There is no indication in the footnotes of any separate entity, trust, or partnership holding these shares on behalf of the reporting person.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0104
Estimated average burden
hours per response:			0.5

1. Name and Address of Reporting Person^*

Calderon Peres Rogerio Paulo

(Last) (First) (Middle)

C/O NU HOLDINGS LTD

RUA CAPOTE VALENTE, 39

(Street)

SAO PAULO 05409-000

(City) (State) (Zip)

UNITED STATES

(Country)

2. Date of Event Requiring Statement (Month/Day/Year)
03/18/2026

3. Issuer Name and Ticker or Trading Symbol
Nu Holdings Ltd. [ NU ]

3a. Foreign Trading Symbol

5. If Amendment, Date of Original Filed (Month/Day/Year)

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)
Class A ordinary shares par value US$0.000006666666667	79,454(1)	D

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Figure includes 10,677 Class A Ordinary Shares underlying unvested Restricted Share Units (RSUs) associated with prior grant(s). Each RSU represents a contingent right to receive one Class A Ordinary share. These RSUs are subject to the Reporting Person's continued service through the vesting date.

Remarks:

Exhibit List - Exhibit 24.1 - Power of Attorney

	/s/ Beatriz Outeiro, attorney-in-fact for Rogerio Paulo Calderon Peres	03/18/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 3: SEC 1473 (03-26)