Nu Holdings director Marcus David reports 629K shares

Nu Holdings Ltd. director Marcus David filed an initial ownership report showing 629,749 Class A ordinary shares held directly as of March 18, 2026.

Accepted by SEC EDGAR 03/18/2026 - 01:19 PM EDT Learn about SEC filing dates

Rhea-AI Filing Summary

Nu Holdings Ltd. director Marcus David filed an initial ownership report showing 629,749 Class A ordinary shares held directly as of March 18, 2026. This figure includes 11,498 Class A shares underlying unvested RSUs, which will vest only if his service with the company continues.

Insider Trade Summary

Holdings reported, no transactions

Holdings

Insider Marcus David

Role Director

Type	Security	Shares	Price	Value
Holding	Class A ordinary shares par value US$0.000006666666667	--	--	--

Holdings: Class A ordinary shares par value US$0.000006666666667 — 629,749 shares (Direct)

Footnotes (1)

1. F1. Figure includes 11,498 Class A Ordinary Shares underlying unvested Restricted Share Units (RSUs) associated with prior grant(s). Each RSU represents a contingent right to receive one Class A Ordinary share. These RSUs are subject to the Reporting Person's continued service through the vesting date.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What does Marcus David’s Form 3 filing for Nu Holdings (NU) show?

The Form 3 shows that director Marcus David directly owns 629,749 Class A ordinary shares of Nu Holdings Ltd. as of March 18, 2026, establishing his initial reported equity stake in the company.

How many Nu Holdings (NU) shares does Marcus David hold according to this filing?

Marcus David is reported to hold 629,749 Class A ordinary shares of Nu Holdings Ltd.. This total represents his direct ownership, including shares tied to unvested restricted share units disclosed in the filing’s footnote.

What RSUs are included in Marcus David’s Nu Holdings (NU) ownership?

His reported holdings include 11,498 Class A ordinary shares underlying unvested RSUs. Each RSU represents a contingent right to one Class A share and requires his continued service at Nu Holdings through the applicable vesting dates.

Did Marcus David buy or sell Nu Holdings (NU) shares in this Form 3?

This Form 3 does not report a buy or sell transaction. It is an initial statement of beneficial ownership, listing Marcus David’s existing 629,749 Class A ordinary shares, including unvested RSUs, rather than new trades in Nu Holdings stock.

What is the significance of the RSU vesting condition for Nu Holdings (NU) director Marcus David?

The 11,498 unvested RSUs will convert into Class A shares only if Marcus David continues serving Nu Holdings through each vesting date. This links part of his reported ownership to ongoing service and long-term alignment with the company.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0104
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hours per response:			0.5

1. Name and Address of Reporting Person^*

Marcus David

(Last) (First) (Middle)

C/O NU HOLDINGS LTD

RUA CAPOTE VALENTE, 39

(Street)

SAO PAULO 05409-000

(City) (State) (Zip)

UNITED STATES

(Country)

2. Date of Event Requiring Statement (Month/Day/Year)
03/18/2026

3. Issuer Name and Ticker or Trading Symbol
Nu Holdings Ltd. [ NU ]

3a. Foreign Trading Symbol

5. If Amendment, Date of Original Filed (Month/Day/Year)

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)
Class A ordinary shares par value US$0.000006666666667	629,749(1)	D

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Figure includes 11,498 Class A Ordinary Shares underlying unvested Restricted Share Units (RSUs) associated with prior grant(s). Each RSU represents a contingent right to receive one Class A Ordinary share. These RSUs are subject to the Reporting Person's continued service through the vesting date.

Remarks:

Exhibit List - Exhibit 24.1 - Power of Attorney

	/s/ Beatriz Outeiro, attorney-in-fact for David Alexandre Marcus	03/18/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 3: SEC 1473 (03-26)