WL Ross & Co. files resale of NVGS common stock (NVGS)

Rhea-AI Filing Summary

NVGS reported a Form 144 disclosing intended sales of Common Stock by a selling holder identified as WL Ross & Co. LLC in connection with a privately negotiated transaction dated 12/18/2020. The filing lists transaction details and numeric fields including a date of 05/18/2026.

Insights

Equity Capital Markets Analyst

Form 144 records a planned resale by an affiliate entity.

The filing lists a selling holder, WL Ross & Co. LLC, and describes a privately negotiated transaction dated 12/18/2020. This form notifies the market of an intended sale rather than consummating a trade.

Timing and exact proceeds treatment are taken from the form fields shown; subsequent filings or broker reports would show execution details.

Key Figures

Form reference: 144 Reported form date: 05/18/2026 Transaction date shown: 12/18/2020 +1 more

4 metrics

Form reference 144 Form type filed

Reported form date 05/18/2026 Date listed in securities information block

Transaction date shown 12/18/2020 Date of the privately negotiated transaction with WL Ross & Co. LLC

Numeric field adjacent to transaction 21,863,874 Number appearing near the 12/18/2020 transaction entry in the excerpt

Key Terms

Form 144, privately negotiated transaction, selling holder

3 terms

Form 144 regulatory

"144: Securities To Be Sold"

Form 144 is a document that investors must file with the government when they plan to sell a large number of shares of a company's stock. It helps ensure transparency so everyone knows how many shares are being sold and when, which can impact the stock's price.

privately negotiated transaction financial

"Privately negotiated transaction between BW Group Limited and WL Ross & Co. LLC."

A privately negotiated transaction is a deal whose terms are worked out directly between a buyer and a seller rather than through a public market or open auction. Think of it like selling a car to a neighbor instead of putting it on eBay: the price, timing and conditions are agreed one-on-one, so investors may see less public information, different pricing compared with market trades, and potential impacts on liquidity and valuation.

selling holder financial

"WL Ross & Co. LLC | | | 21863874"

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common Stock	Pareto Securities AS Dronning Mauds gate 3 P.O. Box 1411 Vika Oslo Q8 N-0115	2131749	50884849.00	61669971	05/18/2026	NYSE

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common Stock	12/18/2020	Privately negotiated transaction between BW Group Limited and WL Ross & Co. LLC.	WL Ross & Co. LLC			21863874	12/18/2020	Cash

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Nothing to Report

144: Remarks and Signature

Remarks

Date of Notice

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

What does NVGS's Form 144 disclose about WL Ross & Co. LLC?

The Form 144 discloses that WL Ross & Co. LLC is listed as a selling holder in a privately negotiated transaction dated 12/18/2020. The filing identifies the security as Common Stock and includes related form fields.

Does the Form 144 show when the sale was reported for NVGS?

The filing lists a date field of 05/18/2026 alongside the securities information. The Form 144 therefore records a report date of 05/18/2026 in its fields.

Who is the broker or placement agent on the NVGS Form 144?

The filing shows Pareto Securities AS with an address line in the securities information block. That name appears in the broker/placement field of the displayed form entries.

What transaction type is described in NVGS's Form 144?

The Form 144 describes the sale as a privately negotiated transaction and indicates Cash as the consideration in the transaction details shown.

Does the Form 144 indicate shares sold in the past three months for NVGS?

The excerpt includes a heading for Securities Sold During The Past 3 Months, and the listed transaction details include a numeric field of 21863874 adjacent to the transaction dated 12/18/2020.