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Novonix (NVX) details director share rights grants after AGM approval

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6-K

Rhea-AI Filing Summary

Novonix Limited filed a Form 6-K providing several ASX Appendix 3Y notices that record changes in directors’ interests. The changes mainly reflect the issue of 195,938 share rights to multiple directors following shareholder approval at the AGM on 15 April 2026. For example, Ron Edmonds now holds 416,342 ordinary shares and 195,938 share rights, while Sharan Burrow holds 215,739 ordinary shares and 195,938 share rights. These changes are described as issues of share rights rather than trades during a closed period.

Positive

  • None.

Negative

  • None.
Share rights granted per director 195,938 share rights Issued following shareholder approval at AGM on 15 April 2026
Ron Edmonds ordinary shares after change 416,342 ordinary shares Post-change holding disclosed in Appendix 3Y
Ron Edmonds share rights after change 195,938 share rights Issued as described in the notice
Anthony Bellas indirect holding (Loch) 2,398,145 ordinary shares Indirect holding prior to change
Anthony Bellas indirect holding (Super) 230,246 ordinary shares Indirect holding prior to change
Anthony Bellas direct ordinary shares 95,744 ordinary shares Direct holding prior to change
Sharan Burrow ordinary shares after change 215,739 ordinary shares Post-change holding disclosed in Appendix 3Y
Sharan Burrow share rights after change 195,938 share rights Issued following AGM approval
Appendix 3Y regulatory
"Appendix 3Y Change of Director’s Interest Notice"
share rights financial
"Class | Share rights Number acquired | 195,938 Share rights (Direct)"
listing rule 3.19A.2 regulatory
"We (the entity) give ASX the following information under listing rule 3.19A.2"
AGM regulatory
"Issue of share rights following shareholder approval at the AGM on 15 April 2026."
An annual general meeting (AGM) is a yearly gathering where a company’s shareholders and board review performance, approve key decisions such as electing directors and authorizing financial statements, and vote on major matters. Think of it as a company’s annual town hall where investors can ask questions, influence leadership choices, and assess governance; outcomes can affect confidence in management, strategic direction, and ultimately the stock’s value.
relevant interests financial
"Part 1 - Change of director’s relevant interests in securities"

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

 

Washington, D.C. 20549

 

FORM 6-K

 

REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE

SECURITIES EXCHANGE ACT OF 1934

 

For the month of May, 2026

 

 

001-41208

 

 

(Commission File Number)

 

 

NOVONIX LIMITED

(Translation of registrant’s name into English)

 

Level 38

71 Eagle Street

Brisbane, QLD 4000 Australia

(Address of principal executive office)

 

Indicate by check mark whether the registrant files or will file annual reports under cover of Form 20‑F or Form 40‑F.

Form 20-F Form 40-F

 

Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(1):

 

Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(7):

 


 

 

EXHIBIT INDEX

 

Exhibit No.

 

Description

 

 

 

Exhibit 99.1

 

ASX Announcement (Final Director's Interest Notice) dated May 6, 2026

Exhibit 99.2

 

ASX Announcement (Final Director's Interest Notice) dated May 6, 2026

Exhibit 99.3

 

ASX Announcement (Final Director's Interest Notice) dated May 6, 2026

Exhibit 99.4

 

ASX Announcement (Final Director's Interest Notice) dated May 6, 2026

Exhibit 99.5

 

ASX Announcement (Final Director's Interest Notice) dated May 6, 2026

 


 

 

SIGNATURES

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

NOVONIX LIMITED

 

 

 

 

 

 

By:

 

/s/ Robert Long

 

 

Robert Long

 

 

Chief Financial Officer

 

 

Date: May 6, 2026


Exhibit 99.1

 

Appendix 3Y

Change of Director’s Interest Notice

 

 

Rule 3.19A.2

Appendix 3Y

 

Change of Director’s Interest Notice

 

Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX’s property and may be made public.

Introduced 30/09/01 Amended 01/01/11

 

Name of entity NOVONIX LIMITED

ABN 54 157 690 830

 

We (the entity) give ASX the following information under listing rule 3.19A.2 and as agent for the director for the purposes of section 205G of the Corporations Act.

 

Name of Director

ROBERT NATTER

Date of last notice

2 March 2026

 

Part 1 - Change of director’s relevant interests in securities

In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust

 

Note: In the case of a company, interests which come within paragraph (i) of the definition of “notifiable interest of a director” should be disclosed in this part.

Direct or indirect interest

DIRECT

Nature of indirect interest

(including registered holder)

Note: Provide details of the circumstances giving rise to the relevant interest.

 

HSBC Custody Nominees (Australia) Limited – A/C2

Date of change

6 May 2026

No. of securities held prior to change

1,786,370 ordinary shares (Indirect)

1,108,619 ordinary shares (Direct)

 

Class

Share rights

Number acquired

195,938 Share rights (Direct)

 

Number disposed

 

 

 

 

 

N/A

 

+ See chapter 19 for defined terms.

 

01/01/2011 Appendix 3Y Page 1

 


Appendix 3Y

Change of Director’s Interest Notice

 

 

Value/Consideration

Note: If consideration is non-cash, provide details and estimated valuation

 

Estimated value of share rights - $50,944 (based on closing share price on 4 May 2026).

No. of securities held after change1

2,894,989 ordinary shares (Indirect)

195,938 share rights (Direct)

 

 

Nature of change

Example: on-market trade, off-market trade, exercise of options, issue of securities under dividend reinvestment plan, participation in buy-back

Issue of share rights following shareholder approval at the AGM on 15 April 2026.

1 Includes the reclassification of shares held prior to change from a direct to an indirect holding which is administrative only and does not alter the Director’s total relevant interest in those shares.

 

Part 2 – Change of director’s interests in contracts

 

Note: In the case of a company, interests which come within paragraph (ii) of the definition of “notifiable interest of a director” should be disclosed in this part.

Detail of contract

N/A

Nature of interest

 

 

 

Name of registered holder

(if issued securities)

 

 

Date of change

 

No. and class of securities to which interest related prior to change

Note: Details are only required for a contract in relation to which the interest has changed

 

 

Interest acquired

 

Interest disposed

 

Value/Consideration

Note: If consideration is non-cash, provide details and an estimated valuation

 

 

Interest after change

 

 

 

+ See chapter 19 for defined terms.

 

Appendix 3Y Page 2 01/01/2011

 


Exhibit 99.1

 

Appendix 3Y

Change of Director’s Interest Notice

 

 

Part 3 – +Closed period

Were the interests in the securities or contracts detailed above traded during a +closed period where prior written clearance was required?

No

If so, was prior written clearance provided to allow the trade to proceed during this period?

 

If prior written clearance was provided, on what date was this provided?

 

 

+ See chapter 19 for defined terms.

 

01/01/2011 Appendix 3Y Page 3

 


Exhibit 99.2

 

Appendix 3Y

Change of Director’s Interest Notice

 

 

Rule 3.19A.2

Appendix 3Y

 

Change of Director’s Interest Notice

 

Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX’s property and may be made public.

Introduced 30/09/01 Amended 01/01/11

 

Name of entity NOVONIX LIMITED

ABN 54 157 690 830

 

We (the entity) give ASX the following information under listing rule 3.19A.2 and as agent for the director for the purposes of section 205G of the Corporations Act.

 

Name of Director

RON EDMONDS

Date of last notice

2 March 2026

 

Part 1 - Change of director’s relevant interests in securities

In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust

 

Note: In the case of a company, interests which come within paragraph (i) of the definition of “notifiable interest of a director” should be disclosed in this part.

Direct or indirect interest

DIRECT

Nature of indirect interest

(including registered holder)

Note: Provide details of the circumstances giving rise to the relevant interest.

 

N/A

Date of change

6 May 2026

No. of securities held prior to change

416,342 Ordinary shares

 

Class

Share rights

Number acquired

195,938 Share rights

 

Number disposed

N/A

 

 

 

Value/Consideration

Note: If consideration is non-cash, provide details and estimated valuation

 

Estimated value of share rights - $50,944 (based on closing share price on 4 May 2026).

 

+ See chapter 19 for defined terms.

 

01/01/2011 Appendix 3Y Page 1

 


Appendix 3Y

Change of Director’s Interest Notice

 

 

No. of securities held after change

416,342 Ordinary shares

195,938 Share rights

 

 

 

Nature of change

Example: on-market trade, off-market trade, exercise of options, issue of securities under dividend reinvestment plan, participation in buy-back

Issue of share rights following shareholder approval at the AGM on 15 April 2026.

 

Part 2 – Change of director’s interests in contracts

 

Note: In the case of a company, interests which come within paragraph (ii) of the definition of “notifiable interest of a director” should be disclosed in this part.

Detail of contract

N/A

Nature of interest

 

 

 

Name of registered holder

(if issued securities)

 

 

Date of change

 

No. and class of securities to which interest related prior to change

Note: Details are only required for a contract in relation to which the interest has changed

 

 

Interest acquired

 

Interest disposed

 

Value/Consideration

Note: If consideration is non-cash, provide details and an estimated valuation

 

 

Interest after change

 

 

 

+ See chapter 19 for defined terms.

 

Appendix 3Y Page 2 01/01/2011

 


Exhibit 99.2

 

Appendix 3Y

Change of Director’s Interest Notice

 

 

Part 3 – +Closed period

Were the interests in the securities or contracts detailed above traded during a +closed period where prior written clearance was required?

No.

If so, was prior written clearance provided to allow the trade to proceed during this period?

 

If prior written clearance was provided, on what date was this provided?

 

 

 

+ See chapter 19 for defined terms.

 

01/01/2011 Appendix 3Y Page 3

 


Exhibit 99.3

 

Appendix 3Y

Change of Director’s Interest Notice

 

 

Rule 3.19A.2

Appendix 3Y

 

Change of Director’s Interest Notice

 

Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX’s property and may be made public.

Introduced 30/09/01 Amended 01/01/11

 

Name of entity NOVONIX LIMITED

ABN 54 157 690 830

 

We (the entity) give ASX the following information under listing rule 3.19A.2 and as agent for the director for the purposes of section 205G of the Corporations Act.

 

Name of Director

JEAN OELWANG

Date of last notice

2 March 2026

 

Part 1 - Change of director’s relevant interests in securities

In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust

 

Note: In the case of a company, interests which come within paragraph (i) of the definition of “notifiable interest of a director” should be disclosed in this part.

Direct or indirect interest

DIRECT

Nature of indirect interest

(including registered holder)

Note: Provide details of the circumstances giving rise to the relevant interest.

 

N/A

 

Date of change

6 May 2026

No. of securities held prior to change

309,508 ordinary shares

 

Class

Share rights

Number acquired

195,938 Share rights

 

Number disposed

 

 

 

 

 

 

 

 

 

 

N/A

 

 

+ See chapter 19 for defined terms.

 

01/01/2011 Appendix 3Y Page 1

 


Appendix 3Y

Change of Director’s Interest Notice

 

 

Value/Consideration

Note: If consideration is non-cash, provide details and estimated valuation

 

 

 

Estimated value of share rights - $50,944 (based on closing share price on 4 May 2026).

No. of securities held after change

309,508 ordinary shares

195,938 Share rights

 

 

Nature of change

Example: on-market trade, off-market trade, exercise of options, issue of securities under dividend reinvestment plan, participation in buy-back

Issue of share rights following shareholder approval at the AGM on 15 April 2026.

 

Part 2 – Change of director’s interests in contracts

 

Note: In the case of a company, interests which come within paragraph (ii) of the definition of “notifiable interest of a director” should be disclosed in this part.

Detail of contract

N/A

Nature of interest

 

 

 

Name of registered holder

(if issued securities)

 

 

Date of change

 

No. and class of securities to which interest related prior to change

Note: Details are only required for a contract in relation to which the interest has changed

 

 

Interest acquired

 

Interest disposed

 

Value/Consideration

Note: If consideration is non-cash, provide details and an estimated valuation

 

 

Interest after change

 

 

 

+ See chapter 19 for defined terms.

 

Appendix 3Y Page 2 01/01/2011

 


Exhibit 99.3

 

Appendix 3Y

Change of Director’s Interest Notice

 

 

Part 3 – +Closed period

Were the interests in the securities or contracts detailed above traded during a +closed period where prior written clearance was required?

No

If so, was prior written clearance provided to allow the trade to proceed during this period?

 

If prior written clearance was provided, on what date was this provided?

 

 

 

+ See chapter 19 for defined terms.

 

01/01/2011 Appendix 3Y Page 3

 


Exhibit 99.4

 

Appendix 3Y

Change of Director’s Interest Notice

 

 

Rule 3.19A.2

Appendix 3Y

 

Change of Director’s Interest Notice

 

Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX’s property and may be made public.

Introduced 30/09/01 Amended 01/01/11

 

Name of entity NOVONIX LIMITED

ABN 54 157 690 830

 

We (the entity) give ASX the following information under listing rule 3.19A.2 and as agent for the director for the purposes of section 205G of the Corporations Act.

 

Name of Director

ANTHONY BELLAS

Date of last notice

2 March 2026

 

Part 1 - Change of director’s relevant interests in securities

In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust

 

Note: In the case of a company, interests which come within paragraph (i) of the definition of “notifiable interest of a director” should be disclosed in this part.

Direct or indirect interest

DIRECT

Nature of indirect interest

(including registered holder)

Note: Provide details of the circumstances giving rise to the relevant interest.

 

A Bellas is a Director and Shareholder of Loch Explorations Pty Ltd (Loch).

 

Mr Bellas is a Director and Shareholder of AG Bellas Super Pty Ltd (Super)

Date of change

6 May 2026

No. of securities held prior to change

2,398,145 Ordinary shares (Indirect)(Loch)

230,246 Ordinary shares (Indirect)(Super)

95,744 Ordinary shares (Direct)

 

Class

Share rights

Number acquired

195,938 Share rights (Direct)

 

Number disposed

N/A

 

 

+ See chapter 19 for defined terms.

 

01/01/2011 Appendix 3Y Page 1

 


Appendix 3Y

Change of Director’s Interest Notice

 

 

Value/Consideration

Note: If consideration is non-cash, provide details and estimated valuation

 

Estimated value of share rights - $50,944 (based on closing share price on 4 May 2026).

No. of securities held after change

2,398,145 Ordinary shares (Indirect)(Loch)

230,246 Ordinary shares (Indirect)(Super)

95,744 Ordinary shares (Direct)

195,938 Share rights (Direct)

 

 

Nature of change

Example: on-market trade, off-market trade, exercise of options, issue of securities under dividend reinvestment plan, participation in buy-back

Issue of share rights following shareholder approval at the AGM on 15 April 2026.

 

Part 2 – Change of director’s interests in contracts

 

Note: In the case of a company, interests which come within paragraph (ii) of the definition of “notifiable interest of a director” should be disclosed in this part.

Detail of contract

N/A

Nature of interest

 

 

 

Name of registered holder

(if issued securities)

 

 

Date of change

 

No. and class of securities to which interest related prior to change

Note: Details are only required for a contract in relation to which the interest has changed

 

 

Interest acquired

 

Interest disposed

 

Value/Consideration

Note: If consideration is non-cash, provide details and an estimated valuation

 

 

Interest after change

 

 

 

+ See chapter 19 for defined terms.

 

Appendix 3Y Page 2 01/01/2011

 


Exhibit 99.4

 

Appendix 3Y

Change of Director’s Interest Notice

 

 

Part 3 – +Closed period

Were the interests in the securities or contracts detailed above traded during a +closed period where prior written clearance was required?

No.

If so, was prior written clearance provided to allow the trade to proceed during this period?

 

If prior written clearance was provided, on what date was this provided?

 

 

 

+ See chapter 19 for defined terms.

 

01/01/2011 Appendix 3Y Page 3

 


Exhibit 99.5

 

Appendix 3Y

Change of Director’s Interest Notice

 

 

Rule 3.19A.2

Appendix 3Y

 

Change of Director’s Interest Notice

 

Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX’s property and may be made public.

Introduced 30/09/01 Amended 01/01/11

 

Name of entity NOVONIX LIMITED

ABN 54 157 690 830

 

We (the entity) give ASX the following information under listing rule 3.19A.2 and as agent for the director for the purposes of section 205G of the Corporations Act.

 

Name of Director

SHARAN BURROW

Date of last notice

2 March 2026

 

Part 1 - Change of director’s relevant interests in securities

In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust

 

Note: In the case of a company, interests which come within paragraph (i) of the definition of “notifiable interest of a director” should be disclosed in this part.

Direct or indirect interest

DIRECT

Nature of indirect interest

(including registered holder)

Note: Provide details of the circumstances giving rise to the relevant interest.

 

N/A

Date of change

6 May 2026

No. of securities held prior to change

215,739 Ordinary shares

 

Class

Share rights

Number acquired

195,938 share rights

Number disposed

N/A

 

 

Value/Consideration

Note: If consideration is non-cash, provide details and estimated valuation

 

Estimated value of share rights - $50,944 (based on closing share price on 4 May 2026).

 

+ See chapter 19 for defined terms.

 

01/01/2011 Appendix 3Y Page 1

 


Appendix 3Y

Change of Director’s Interest Notice

 

 

No. of securities held after change

215,739 Ordinary shares

195,938 share rights

 

Nature of change

Example: on-market trade, off-market trade, exercise of options, issue of securities under dividend reinvestment plan, participation in buy-back

Issue of share rights following shareholder approval at the AGM on 15 April 2026.

 

Part 2 – Change of director’s interests in contracts

 

Note: In the case of a company, interests which come within paragraph (ii) of the definition of “notifiable interest of a director” should be disclosed in this part.

Detail of contract

N/A

Nature of interest

 

 

 

Name of registered holder

(if issued securities)

 

 

Date of change

 

No. and class of securities to which interest related prior to change

Note: Details are only required for a contract in relation to which the interest has changed

 

 

Interest acquired

 

Interest disposed

 

Value/Consideration

Note: If consideration is non-cash, provide details and an estimated valuation

 

 

Interest after change

 

 

 

+ See chapter 19 for defined terms.

 

Appendix 3Y Page 2 01/01/2011

 


Exhibit 99.5

 

Appendix 3Y

Change of Director’s Interest Notice

 

 

Part 3 – +Closed period

Were the interests in the securities or contracts detailed above traded during a +closed period where prior written clearance was required?

No.

If so, was prior written clearance provided to allow the trade to proceed during this period?

 

If prior written clearance was provided, on what date was this provided?

 

 

 

+ See chapter 19 for defined terms.

 

01/01/2011 Appendix 3Y Page 3

 


FAQ

What does Novonix (NVX) report in this Form 6-K filing?

Novonix’s Form 6-K furnishes ASX Appendix 3Y notices updating directors’ holdings. The updates mainly reflect new grants of 195,938 share rights to several directors, approved by shareholders at the 15 April 2026 AGM, rather than open-market share trading.

How many share rights were issued to Novonix directors in this update?

Each affected Novonix director received 195,938 share rights. The Appendix 3Y notices state these were issued following shareholder approval at the annual general meeting held on 15 April 2026, and they change the directors’ relevant interests in the company’s securities.

Which Novonix (NVX) directors are mentioned in the Appendix 3Y notices?

The notices cover directors Robert Natter, Ron Edmonds, Jean Oelwang, Anthony Bellas, and Sharan Burrow. For each director, Novonix discloses updated relevant interests in ordinary shares and share rights, as required under ASX listing rule 3.19A.2 and section 205G of the Corporations Act.

What are Ron Edmonds’ Novonix holdings after the change?

After the change, director Ron Edmonds holds 416,342 ordinary shares and 195,938 share rights in Novonix. The filing explains that the additional share rights were issued following shareholder approval at the 15 April 2026 AGM, rather than resulting from on-market share purchases or sales.

What are Sharan Burrow’s Novonix (NVX) holdings after the change?

Following the reported change, director Sharan Burrow holds 215,739 ordinary shares and 195,938 share rights. The Appendix 3Y notice describes the change as an issue of share rights approved at the 15 April 2026 AGM, with no indication of trades during a closed period.

Did Novonix directors trade during a closed period in this Form 6-K update?

The Appendix 3Y notices state that the relevant interests were not traded during a closed period requiring prior written clearance. The changes instead reflect issues of 195,938 share rights to several directors, following shareholder approval at the 15 April 2026 annual general meeting.

Filing Exhibits & Attachments

5 documents