Novonix Limited (ASX: NVX) adds 171,591 incentive shares to quoted capital

Rhea-AI Filing Summary

Novonix Limited reports the issue of 171,591 new ordinary fully paid shares (ASX code NVX) following the exercise or conversion of performance rights under an employee incentive scheme. These new shares are additional securities in an existing quoted class and are intended to be quoted on ASX.

The shares are being issued for non-cash consideration, with the value per security estimated at AUD 0.150000. After quotation, total quoted ordinary shares will be 997,784,585, alongside several unquoted classes including performance rights, options, share rights, convertible notes and convertible debentures.

Filing Explained

New shares have been issued, creating dilution mechanically; ASX quotation remains pending and performance rights remain unconverted.

NOVONIX Limited lists 171,591 new ordinary shares with an issue date of August 14, 2026, while the accompanying application says they are intended to be, but are not yet, quoted on ASX. The filing therefore records the issuance and a pending quotation application, not completed quotation.

The shares came from performance rights converted under an employee incentive scheme; the filing says not all performance rights of that type were converted, and the new shares rank equally with existing ordinary shares from their issue date.

Because these are newly issued ordinary shares, they increase the ordinary-share count and create dilution mechanically for existing holders once issued, although the filing does not quantify the resulting ownership change.

Key Figures

New ordinary shares: 171,591 shares Estimated value per new share: AUD 0.150000 Total quoted ordinary shares: 997,784,585 shares +5 more

8 metrics

New ordinary shares 171,591 shares Number of NVX ordinary fully paid shares to be quoted from 14/08/2026

Estimated value per new share AUD 0.150000 Estimated consideration per security for the new NVX shares

Total quoted ordinary shares 997,784,585 shares Total NVX ordinary fully paid shares on issue after quotation

Unquoted performance rights 21,291,540 rights Total NVXAD performance rights on issue, unquoted

Unquoted options 14,016,667 options Total NVXAA options expiring various dates at various prices

Unquoted share rights 1,371,566 rights Total NVXAM share rights on issue, unquoted

Convertible notes 45,221,586 notes Total NVXAL convertible notes on issue, unquoted

Convertible debentures 35,000,000 debentures Total NVXAH convertible debentures on issue, unquoted

Key Terms

+securities, Appendix 2A, performance rights, convertible notes, +2 more

6 terms

+securities regulatory

"The +securities to be quoted are +Securities issued, transferred or re-classified"

Appendix 2A regulatory

"We apply for +quotation of the following +securities and agree to the matters set out in Appendix 2A"

performance rights financial

"Existing +securities converting into additional +securities in an existing class FROM PERFORMANCE RIGHTS"

Performance rights are conditional awards that give employees or executives the promise of receiving company shares or cash only if the business meets specific targets or survives for a set period. They work like a bonus you only get when certain goals are hit, so they matter to investors because they can increase the number of shares outstanding (dilution), signal management’s incentives and confidence in future results, and affect per-share earnings and valuation.

convertible notes financial

"NVXAL CONVERTIBLE NOTES | 45,221,586"

Convertible notes are a type of short-term loan that a company receives from investors, which can later be turned into company shares instead of being paid back in cash. They matter to investors because they offer a way to support a company early on while giving the potential to own a stake in its success if the company grows and later raises more funding.

convertible debentures financial

"NVXAH CONVERTIBLE DEBENTURES | 35,000,000"

Convertible debentures are loans a company issues that pay interest like a bond but can be swapped later for the company’s shares at a set price. For investors they act like a safety-net plus a shortcut: you get regular interest payments while retaining the option to join ownership if the share price rises, which offers upside potential but can dilute existing shareholders if conversion occurs.

employee incentive scheme financial

"Were the options being exercised or other +convertible securities being converted issued under an +employee incentive scheme?"

FAQ

What did Novonix Limited (NVX) announce in this Form 6-K?

Novonix Limited announced the issue of 171,591 new ordinary fully paid shares on ASX, arising from the conversion of performance rights under an employee incentive scheme, increasing its quoted share capital.

How many new NVX ordinary shares are being quoted on ASX?

Novonix Limited is seeking quotation for 171,591 ordinary fully paid shares. These shares result from the exercise or conversion of performance rights and will rank equally with existing NVX ordinary shares from their issue date.

Will the new Novonix (NVX) shares rank equally with existing shares?

Yes, the 171,591 new Novonix ordinary fully paid shares will rank equally in all respects with existing NVX ordinary shares from their 14 August 2026 issue date, including rights to dividends and voting.

What is the estimated value per new Novonix (NVX) share issued?

The new NVX ordinary shares are issued for non-cash consideration, with an estimated value of AUD 0.150000 per security. This estimate reflects the consideration attributed to the converted performance rights.

What will be Novonix’s total quoted share capital after this issue?

Following the quotation of the new shares, Novonix’s total quoted ordinary fully paid shares (ASX code NVX) will be 997,784,585. This figure reflects the aggregate quoted capital after adding the 171,591 newly issued shares.

What unquoted securities does Novonix Limited (NVX) have outstanding?

Novonix has several unquoted classes: 21,291,540 performance rights (NVXAD), 14,016,667 options (NVXAA), 1,371,566 share rights (NVXAM), 45,221,586 convertible notes (NVXAL), and 35,000,000 convertible debentures (NVXAH).

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Form 6-K: How Foreign Companies Report to the SEC →

Available on EDGAR 08/13/2026 - 04:31 PM Accepted by SEC EDGAR 08/13/2026 - 04:30 PM Learn about SEC filing dates

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

FORM 6-K

REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE

SECURITIES EXCHANGE ACT OF 1934

For the month of August, 2026

001-41208

(Commission File Number)

NOVONIX LIMITED

(Translation of registrant’s name into English)

Level 38

71 Eagle Street

Brisbane, QLD 4000 Australia

(Address of principal executive office)

Indicate by check mark whether the registrant files or will file annual reports under cover of Form 20‑F or Form 40‑F.

Form 20-F ☒ Form 40-F ☐

Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(1): ☐

Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(7): ☐

EXHIBIT INDEX

Exhibit No.		Description
Exhibit 99.1		Appendix 2A (Application for quotation of securities) dated August 13, 2026.

SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

NOVONIX LIMITED
By:	/s/ Mike O'Kronley
	Mike O'Kronley
	Chief Executive Officer

Date: August 14, 2026

Appendix 2A - Application for quotation of securities

EXHIBIT 99.1

Announcement Summary

Entity name

NOVONIX LIMITED

Announcement Type

New announcement

Date of this announcement

Thursday August 13, 2026

The +securities to be quoted are:

+Securities issued, transferred or re-classified as a result of options being exercised or other +convertible securities being converted

Total number of +securities to be quoted

	ASX +security		Number of +securities to
	code	Security description		be quoted	Issue date
	NVX	ORDINARY FULLY PAID		171,591	14/08/2026

Refer to next page for full details of the announcement

Appendix 2A - Application for quotation of securities 1 / 6

Appendix 2A - Application for quotation of securities

Part 1 - Entity and announcement details

1.1 Name of entity

NOVONIX LIMITED

We (the entity named above) apply for +quotation of the following +securities and agree to the matters set out in Appendix 2A of the ASX Listing Rules.

	1.2 Registered number type	Registration number
	ABN	54157690830

1.3 ASX issuer code

NVX

1.4 The announcement is

New announcement

1.5 Date of this announcement

13/8/2026

Appendix 2A - Application for quotation of securities 2 / 6

Appendix 2A - Application for quotation of securities

Part 2 - Type of Issue

2.1 The +securities to be quoted are:

+Securities issued, transferred or re-classified as a result of options being exercised or other +convertible securities being converted

2.2 The +class of +securities to be quoted is:

Additional +securities in a class that is already quoted on ASX ("existing class")

Appendix 2A - Application for quotation of securities 3 / 6

Appendix 2A - Application for quotation of securities

Part 3B - number and type of +securities to be quoted (existing class) where issue has not previously been notified to ASX in an Appendix 3B

Existing +securities converting into additional +securities in an existing class FROM (Existing Class)

ASX +security code and description

NVX:AD : PERFORMANCE RIGHTS

TO (Existing Class)

ASX +security code and description

NVX : ORDINARY FULLY PAID

Please state the number of options
that were exercised or other +convertible securities that were
converted 273,855 The first date the options were
exercised or other +convertible
securities were converted 13/8/2026 The last date the options were
exercised or other +convertible
securities were converted 13/8/2026

Is this all of the options or other +convertible securities on issue of that type (ie have all of those options now been exercised or have all of those convertible securities now been converted)?

No

The right of the holder of the options or other +convertible securities to receive the +underlying securities is being satisfied by:

An issue of new +securities

The underlying +securities being received by the holder are:

Intended to be, but are not yet, quoted by ASX

Were the options being exercised or other +convertible securities being converted issued under an +employee incentive scheme?

Yes

Are any of the options being exercised or other +convertible securities being converted held by +key managemetn personnel (KMP) or an +associate?

No

Issue date

14/8/2026

Will the +securities to be quoted rank equally in all respects from their issue date with the existing issued

+securities in that class?

Yes

Appendix 2A - Application for quotation of securities 4 / 6

Appendix 2A - Application for quotation of securities

Issue details

Number of +securities to be quoted

171,591

Are the +securities being issued for a cash consideration?

No

Please describe the consideration being provided for the +securities

Issue of ordinary shares on the vesting of employee performance rights.

Please provide an estimate (in AUD) of the value of the consideration being provided per +security for the

+securities to be quoted

0.150000

Any other information the entity wishes to provide about the +securities to be quoted

Appendix 2A - Application for quotation of securities 5 / 6

Appendix 2A - Application for quotation of securities

Part 4 - Issued capital following quotation

Following the quotation of the +securities the subject of this application, the issued capital of the entity will comprise:

The figures in parts 4.1 and 4.2 below are automatically generated and may not reflect the entity's current issued capital if other Appendix 2A, Appendix 3G or Appendix 3H forms are currently with ASX for processing.

4.1 Quoted +securities (total number of each +class of +securities quoted on ASX following the +quotation of the

+securities subject of this application)

ASX +security code and description	Total number of +securities on issue
NVX : ORDINARY FULLY PAID	997,784,585

4.2 Unquoted +securities (total number of each +class of +securities issued but not quoted on ASX)

ASX +security code and description	Total number of +securities on issue
NVXAD : PERFORMANCE RIGHTS	21,291,540
NVXAA : OPTION EXPIRING VARIOUS DATES EX VARIOUS PRICES	14,016,667
NVXAM : SHARE RIGHTS	1,371,566
NVXAL : CONVERTIBLE NOTES	45,221,586
NVXAH : CONVERTIBLE DEBENTURES	35,000,000

Appendix 2A - Application for quotation of securities 6 / 6

Filing Exhibits & Attachments

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• EX-99.1 EX-99.1 101.4 KB