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Northwest Bancshares (NWBI) CLO reports 2,302-share Form 3 holding

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
3

Rhea-AI Filing Summary

Northwest Bancshares, Inc. officer Brian E. McCarthy filed a Form 3 reporting his beneficial ownership in the company. As of January 21, 2026, he beneficially owned 2,302 shares of Northwest Bancshares, Inc. common stock, held in direct ownership.

McCarthy is identified as the company’s Chief Lending Officer, and the filing is made as a single reporting person under Section 16(a) of the Securities Exchange Act of 1934.

Positive

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Negative

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SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0104
Estimated average burden
hours per response: 0.5
1. Name and Address of Reporting Person*
McCarthy Brian Edward

(Last) (First) (Middle)
3 EASTON OVAL
SUITE 500

(Street)
COLMUBUS OH 43219

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
01/21/2026
3. Issuer Name and Ticker or Trading Symbol
Northwest Bancshares, Inc. [ NWBI ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
Chief Lending Officer
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Northwest Bancshares, Inc. Common Stock 2,302 D
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
Remarks:
Brian E. McCarthy by Erin F. Siegfried, Attorney-in-Fact 02/04/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What does the NWBI Form 3 filing report for Brian E. McCarthy?

The Form 3 filing reports that Brian E. McCarthy beneficially owns 2,302 shares of Northwest Bancshares, Inc. common stock. The shares are listed as directly owned and reflect his holdings as of January 21, 2026, in connection with his role as Chief Lending Officer.

How many Northwest Bancshares (NWBI) shares does Brian E. McCarthy own?

Brian E. McCarthy beneficially owns 2,302 shares of Northwest Bancshares, Inc. common stock. The filing shows these 2,302 shares as his total holdings following the reported event on January 21, 2026, and classifies the ownership as direct rather than indirect.

What is Brian E. McCarthy’s role at Northwest Bancshares (NWBI) in this Form 3?

In this Form 3, Brian E. McCarthy is identified as an officer of Northwest Bancshares, Inc. with the title Chief Lending Officer. He is not marked as a director or 10% owner, and the form indicates it is filed by one reporting person only.

Is Brian E. McCarthy’s NWBI stock ownership direct or indirect?

The Form 3 shows Brian E. McCarthy’s ownership of Northwest Bancshares, Inc. common stock as direct. The 2,302 shares reported are listed with an ownership form of “D” for direct, and there is no separate nature of indirect beneficial ownership disclosed in the table.

On what date was Brian E. McCarthy’s NWBI ownership measured in this Form 3?

The event date requiring the Form 3 statement is January 21, 2026. As of this January 21, 2026 date, the filing reports that Brian E. McCarthy beneficially owned 2,302 shares of Northwest Bancshares, Inc. common stock, held directly in his name.

Who signed the Northwest Bancshares (NWBI) Form 3 for Brian E. McCarthy?

The Form 3 was signed “Brian E. McCarthy by Erin F. Siegfried, Attorney-in-Fact.” This indicates Erin F. Siegfried signed the filing on his behalf under a power of attorney, providing the official certification for the reported beneficial ownership information.
Northwest Bancshares Inc Md

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