Norwood Financial officer proposes $93.1K share sale

Breen Capital, LLC is named as broker, and the notice lists an aggregate market value of $93,125 for the proposed sale.

Available on EDGAR 11/04/2026 - 12:58 PM EST Accepted by SEC EDGAR 11/04/2026 - 12:58 PM EST Learn about SEC filing dates

Rhea-AI Filing Summary

Norwood Financial Corp officer Ryan J. French reported a proposed sale of 2,500 common shares with an aggregate market value of $93,125 and an approximate sale date of November 5, 2026. Breen Capital, LLC is named as broker, and NASDAQ as the exchange.

The remarks list 10,000 stock options, 2,700 shares of restricted stock, 150 shares of direct stock ownership, and 2,042 shares of indirect ownership.

Key Figures

Proposed sale: 2,500 common shares Aggregate market value: $93,125 Stock options: 10,000 +3 more

6 metrics

Proposed sale 2,500 common shares Approximate sale date: November 5, 2026

Aggregate market value $93,125 Proposed sale

Stock options 10,000 Listed in the remarks

Restricted stock 2,700 shares Listed in the remarks

Direct stock ownership 150 shares Listed in the remarks

Indirect ownership 2,042 shares Listed in the remarks

Key Terms

Rule 144, Restricted Stock, Options Granted, Indirect Ownership

4 terms

Rule 144 regulatory

"See the definition of "person" in paragraph (a) of Rule 144"

Rule 144 is a U.S. securities regulation that sets conditions under which restricted or insider-held shares can be legally resold to the public, such as required holding periods, availability of public information, limits on how much can be sold at once, and certain filing requirements. For investors it matters because it determines when previously locked-up shares can enter the market — like a release valve that can increase supply, affect share price, and signal insider intent.

Restricted Stock financial

"2,700 in Restricted Stock"

Shares granted to an individual that carry limits on transfer or sale until certain conditions are met, such as staying with the company for a set time or hitting performance targets. Think of them as a locked gift that gradually opens; for investors they matter because they affect how many shares may enter the market later, signal management incentives and potential dilution, and reveal confidence in future company performance.

Options Granted financial

"Options Granted"

Indirect Ownership financial

"2,042 shares Indirect Ownership"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

How many NWFL shares does Ryan J. French plan to sell, and at what value?

Ryan J. French reported a proposed sale of 2,500 common shares with an aggregate market value of $93,125. The approximate sale date is November 5, 2026, and Breen Capital, LLC is named as broker.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK	0002156904
Filer CCC	XXXXXXXX
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer	NORWOOD FINANCIAL CORP
SEC File Number	000-28364
Address of Issuer	717 MAIN ST PO BOX 269 HONESDALE PENNSYLVANIA 18431
Phone	570-253-8500
Name of Person for Whose Account the Securities are To Be Sold	French, Ryan J. (NWFL)
See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.
Relationship to Issuer	Officer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common Stock	Breen Capital, LLC 50 Radnor Chester Road Suite E155 Radnor PA 19087	2500	93125.00	14892	11/05/2026	NASDAQ

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common Stock	12/08/2020	Options Granted	Norwood Financial Corp			2500	12/08/2020	Options Granted

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Nothing to Report

144: Remarks and Signature

Remarks	Item 3(e) Consists of 10,000 in stock options, 2,700 in Restricted Stock,150 shares Direct Stock Ownership and 2,042 shares Indirect Ownership.
Date of Notice	11/04/2026
ATTENTION:
The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.
Signature	/s/ Ryan J. French
ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)