Fidelity files Form 144 listing restricted stock vesting for NWN (NWN)

Rhea-AI Filing Summary

Fidelity Brokerage Services LLC submitted a Form 144 reporting proposed sales of Common stock tied to scheduled restricted stock vesting events. The filing lists multiple vesting dates and quantities, including 16 shares vesting on 05/15/2024 and 1,434 shares vesting on 03/05/2026. The filing is presented under Form 144 procedures for resale of restricted securities.

Insights

Equity Compensation Counsel

TL;DR: This Form 144 lists scheduled restricted stock vesting entries and proposed resale items without material company-level effects.

The filing enumerates multiple restricted stock vesting dates and associated share counts, such as 16 shares on 05/15/2024 and 1,434 shares on 03/05/2026. These entries reflect compensation-related issuances becoming eligible for resale under Rule 144 procedures.

Because the excerpt shows individual vesting events rather than an aggregate, cash‑flow treatment and total proceeds are not provided in the excerpt; subsequent filings or trading notices would clarify execution timing and proceeds.

Securities Compliance Analyst

TL;DR: The submission is procedural—reports proposed dispositions tied to vesting, not a corporate financing event.

The table lists multiple vesting entries labeled "Restricted Stock Vesting" with issuer as source and discrete share counts on specific dates. The largest listed entry in the excerpt is 1,434 shares on 03/05/2026.

Regulatory significance is routine: these are resale notices under Form 144. The excerpt does not state whether sales have occurred or the planned sale method.

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Fidelity Brokerage Services LLC 900 Salem Street Smithfield RI 02917	1509	79329.64	41563846	03/23/2026	NYSE

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	05/15/2024	Restricted Stock Vesting	Issuer			16	05/15/2024	Compensation
Common	08/15/2024	Restricted Stock Vesting	Issuer			16	08/15/2024	Compensation
Common	11/15/2024	Restricted Stock Vesting	Issuer			15	11/15/2024	Compensation
Common	02/14/2025	Restricted Stock Vesting	Issuer			16	02/14/2025	Compensation
Common	05/15/2025	Restricted Stock Vesting	Issuer			3	05/15/2025	Compensation
Common	08/15/2025	Restricted Stock Vesting	Issuer			3	08/15/2025	Compensation
Common	11/14/2025	Restricted Stock Vesting	Issuer			3	11/14/2025	Compensation
Common	02/13/2026	Restricted Stock Vesting	Issuer			3	02/13/2026	Compensation
Common	03/05/2026	Restricted Stock Vesting	Issuer			1434	03/05/2026	Compensation

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Nothing to Report

144: Remarks and Signature

Remarks

Date of Notice

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

What does the NWN Form 144 filed by Fidelity Brokerage Services LLC report?

It reports proposed resale of Common stock arising from restricted stock vesting. The filing lists multiple vesting dates and share counts, including 16 shares on 05/15/2024 and 1,434 shares on 03/05/2026.

Does the Form 144 excerpt state how much cash the company will receive?

No. The excerpt lists restricted stock vesting dates and share quantities but does not specify sale proceeds or indicate the company will receive any proceeds from these resales.

Which vesting entries are shown in the provided NWN excerpt?

The excerpt shows multiple vesting entries labeled "Restricted Stock Vesting," with examples including 05/15/2024: 16 shares, 08/15/2024: 16 shares, and 03/05/2026: 1,434 shares.

Does the Form 144 excerpt confirm that sales already occurred?

No. The excerpt lists scheduled vesting events and proposed resale reporting under Form 144 but does not state that any shares were sold during the past three months.

Who is the filer named in the NWN excerpt and what role is shown?

The filer is listed as Fidelity Brokerage Services LLC with an address at 900 Salem Street, Smithfield, RI. The excerpt associates the filer with the reported securities entries.