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NWTN Inc. SEC Filings

NWTNW NASDAQ

Welcome to our dedicated page for NWTN SEC filings (Ticker: NWTNW), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.

The NWTNW SEC filings page is associated with the warrants of NWTN Inc., a Cayman Islands company that has described itself as an eco-conscious mobility technology and green energy business headquartered in Dubai, United Arab Emirates. As a foreign private issuer with securities listed on the Nasdaq Stock Market LLC, the company reports to the U.S. Securities and Exchange Commission (SEC) primarily through Form 20-F annual reports and Form 6-K current reports.

In its public communications, NWTN has emphasized passenger-centric premium electric vehicle products, intelligent electric vehicles, and green energy solutions, supported by a full vehicle assembly facility in Abu Dhabi and a supply chain manufacturing base in Jinhua, China. Its SEC filings provide formal disclosure around these activities, as well as corporate actions and capital markets matters relevant to its shares and warrants.

Several disclosed events relate to Nasdaq Listing Rule 5250(c)(1), which requires timely filing of periodic financial reports. The company has filed reports and issued press releases noting deficiency letters and determination notices from Nasdaq due to delayed filing of Annual Reports on Form 20-F, describing potential delisting procedures, extension periods, and appeal rights before a Nasdaq Hearings Panel. These topics are typically documented or referenced in Form 6-K submissions.

Another notable filing describes shareholder approval of a change of corporate name from "NWTN Inc." to "Robo.ai Inc." and the anticipated change in the trading symbol for its Class B ordinary shares on Nasdaq. This Form 6-K includes details of the extraordinary general meeting, voting results, and the issuance of a Certificate of Incorporation on Change of Name by the Cayman Islands Registrar of Companies.

On Stock Titan, this SEC filings page surfaces such Form 6-K and related disclosures connected to the historical NWTN identity and its warrants represented by NWTNW. AI-powered tools can help summarize lengthy filings, highlight key items such as listing compliance discussions, name and ticker changes, and other material corporate events, so users can more quickly understand what the company has reported to regulators without reading every line of each document.

Rhea-AI Summary

Robo.ai Inc. plans to expand into global auto and mobility markets by acquiring a 51% stake in Dubai-based Chinasky Car Trading FZE through its subsidiary. The deal values the stake at US$1,000,000, to be paid in 7,388,799 newly issued Class B ordinary shares.

These consideration shares will be locked up for four years and released in four equal annual tranches after closing, which is scheduled on or before March 31, 2026, subject to conditions such as approvals, due diligence, and an auditor comfort letter. Chinasky is expected to provide a distribution and logistics network across the Middle East, Central and West Asia, Eastern Europe, and North Africa to support international commercialization of Robo.ai’s intelligent hardware and mobility solutions.

The agreement also includes a 12‑month pre‑emptive right for the seller on new Class B share issuances (with certain exceptions), a right of first refusal over the seller’s remaining Target shares, and a five‑year framework for post‑closing operational cooperation and ancillary service agreements on arm’s length terms.

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Robo.ai Inc. has agreed to transfer 100% of its equity interest in subsidiary ICONIQ Holding Limited to Energy Plus Management Limited for a cash consideration of US$1. Closing is expected by the end of February 2026, after which Robo.ai will no longer own or control ICONIQ Holding.

The company determined that this divestiture represents a strategic shift and will be accounted for as a discontinued operation. Unaudited pro forma figures show Robo.ai’s net loss for the year ended December 31, 2024 shrinking from US$172.7 million to US$0.4 million, and shareholders’ deficit as of June 30, 2025 improving from US$(69.2) million to US$(9.7) million, mainly due to removing ICONIQ Holding’s losses and obligations and recognizing a disposal gain.

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Robo.ai Inc. is forming a joint venture with DaBoss.AI Inc. to build an Embodied AI Data Collection Center across Gulf Cooperation Council countries. Robo.ai, through its subsidiary, will beneficially own 51% of the venture and consolidate its results under U.S. GAAP.

The partners split responsibilities, with Robo.ai handling non-technical infrastructure and operations, and DaBoss.AI leading technical and commercial functions. The JV, expected to be established within 60 days of the February 9, 2026 agreement, will operate under a 10-year term, renewable by mutual consent.

Robo.ai will appoint three of five board members, while DaBoss.AI appoints two. The JV has exclusive rights to data collection and annotation services using robotic terminals or arms in physical locations within the GCC, with financial penalties for diverted business, and will be the preferred provider for such services outside the region.

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Robo.ai Inc. has entered into a 10‑year joint venture agreement, through its wholly owned subsidiary Robo.ai Investments L.L.C.-FZ, with Tachyon9 Corporation to invest in, develop, own, and operate data center facilities in the UAE and broader region.

Robo.ai will beneficially own 51% of the joint venture and expects to consolidate its results under U.S. GAAP. The first planned project is a data center with a target design capacity of about 20 MW of critical IT load in either the Asia‑Pacific or Middle East & North Africa regions, with the specific site to be chosen after a feasibility study. Robo.ai will appoint two of three board members and the CFO, while the CEO will be jointly appointed.

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Robo.ai Inc. reports that its affiliate Robo.ai Investments L.L.C.-FZ has signed a 20-year joint venture agreement with JW Global Holding L.L.C-FZ to form RJ Investment L.L.C.-FZ in the United Arab Emirates. The new company will import, market and sell commercial vehicles, both battery and combustion engine powered, with aftersales services across Pakistan and the wider Gulf and Arabian Peninsula region.

Robo Investments will initially own 51% of the JV and JW 49%, with both contributing commercial vehicle networks and a combined initial seed funding of $5,000. A management equity incentive pool equal to 20% of fully diluted capital will later be carved out, leaving Robo Investments with 40.8% and JW with 39.2% once fully allocated, and vesting tied to performance targets.

Robo Investments will control three of five board seats and appoint the chairman and CFO, while the CEO is jointly appointed. Profits and losses will follow ownership stakes, subject to reserves and working capital. The agreement also sets detailed rules on major corporate approvals, intellectual property ownership, confidentiality, termination for material breach and rights of first refusal and tag-along in certain equity sales.

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Robo.ai Inc. entered into a share purchase agreement to acquire a 16.58% stake in aitos.io Pte. Ltd., a company that combines Internet of Things and blockchain technology. Robo.ai will buy 1,745 aitos shares for total consideration of $8.29 million, to be paid in 5,181,250 Class B ordinary shares valued at $1.6 per share. At closing, Robo.ai will also issue 6,000,000 Class B ordinary shares as performance and retention incentives to the aitos core team.

The consideration and incentive shares are subject to transfer restrictions, with half becoming transferable three months after closing and the remainder six months after closing. Robo.ai will receive half of the acquired aitos stake, or 8.29% of aitos, three months after closing and the remaining 8.29% six months after closing. Robo.ai will be entitled to appoint one director to aitos’ board, and the agreement includes customary termination rights and closing conditions.

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Robo.ai Inc. submitted a Form 6-K that lists a Joint Venture Agreement dated September 4, 2025 among NWTN Investments L.L.C-FZ, JW Global Holding L.L.C-FZ, and Ferox Investment L.L.C. and a Press Release dated September 15, 2025. The report is signed by Benjamin Bin Zhai, Chief Executive Officer, with an apparent filing date of September 18, 2025. The filing itself provides exhibit references but does not include transaction terms, financial amounts, or operational details within the text provided.

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Robo.ai Inc. has signed a cooperation agreement with EVT Aerotechnics (Nanjing) Co., Ltd. to set up a joint venture company in the United Arab Emirates focused on electric vertical take-off and landing aircraft (eVTOL). The JV will handle global eVTOL sales, establish an SKD/CKD factory in the UAE, distribute aircraft under the "RoVtol" brand, and develop locally tailored models based on existing products.

Robo.ai will provide facilities, government and regulatory support, market access, global business development, and ongoing R&D funding support, in return for a 51% equity stake. EVT will grant a five-year exclusive eVTOL technology and product license outside mainland China, plus technical support and training, for a 49% stake. A five‑member board will be controlled by Robo.ai nominees, with profit and loss sharing aligned to ownership and distributions targeted within 90 days after statutory audits.

New intellectual property created by the JV will be owned by the JV, with royalty‑free licenses back to either party when their existing IP is embedded. The agreement includes termination and buyout rights for material breach, bankruptcy, liquidation, or certain changes of control, rights of first refusal on transfers of 25% or more of equity, and confidentiality and customary protections. The parties aim to sign full definitive agreements within 30 days of the cooperation agreement.

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Robo.ai Inc. has appointed Xuan Yan as its Chief Legal and Compliance Officer, Corporate Secretary and President of America. The company, through its wholly owned subsidiary NWTN Investments LLC, entered into a one-year employment contract with Mr. Yan effective August 18. His compensation includes cash and equity, with an initial grant of 1,300,000 restricted Class B ordinary shares under the NWTN Inc. 2022 Equity Incentive Plan, subject to vesting. He may also receive a performance-based bonus tied to key performance indicators to be determined.

The contract includes a six-month post-termination non-compete and non-solicitation covenant. Either party may terminate the agreement with one month’s written notice, and NWTN Investments may terminate immediately in cases such as breach, misconduct, negligence or breach of duty or trust. Mr. Yan is entitled to end-of-service payments in line with UAE Labour Law. The company also issued a press release announcing his appointment, which is filed as an exhibit.

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Robo.ai Inc. entered into a standby equity purchase agreement with Yorkville, giving the company the right to sell up to $100.0 million of Class B ordinary shares over 24 months from September 3, 2025. Each drawdown, called an Advance, is priced at 97% of the lowest daily volume-weighted average price over three trading days after an Advance Notice, with share sale size tied to recent trading volumes.

Yorkville’s beneficial ownership is capped at 4.99% of Robo.ai’s outstanding voting power or Class B shares at any time. Robo.ai paid a $25,000 structuring fee and owes a 0.75% commitment fee on the $100.0 million facility, payable in cash or shares in two installments. The company must first file and have declared effective a registration statement for the resale of commitment shares before it can request any Advances.

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FAQ

What is the current stock price of NWTN (NWTNW)?

The current stock price of NWTN (NWTNW) is $0.0425 as of August 25, 2025.

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