NXDT officer exercises RSUs, 59.7K shares for taxes
NexPoint Diversified Real Estate Trust officer Matt McGraner reported multiple compensation-related equity transactions.
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Form Type
4
Rhea-AI Filing Summary
NexPoint Diversified Real Estate Trust officer Matt McGraner reported multiple compensation-related equity transactions. On March 18, April 3, and April 4, 2026, he exercised restricted share units, acquiring a total of 177,610 common shares through derivative exercises.
To cover tax obligations, 59,686 common shares were disposed of as tax-withholding transactions at prices around $4.41–$4.43 per share. After these events, he directly held 308,635.8675 common shares, plus indirect holdings of 2,127 shares through a family trust and 965.9183 shares via a 401(k) plan.
Insider Trade Summary
177,610 shares exercised/converted
Exercise
11 txns
Insider
McGraner Matt
Role
See Remarks
| Type | Security | Shares | Price | Value |
|---|---|---|---|---|
| Exercise | Restricted Share Units | 45,125 | $0.00 | $0.00 |
| Exercise | Common Stock | 45,125 | $0.00 | $0.00 |
| Exercise Price or Tax Liability | Common Stock | 15,453 | $4.43 | $68K |
| Exercise | Restricted Share Units | 59,360 | $0.00 | $0.00 |
| Exercise | Common Stock | 59,360 | $0.00 | $0.00 |
| Exercise Price or Tax Liability | Common Stock | 16,412 | $4.43 | $73K |
| Exercise | Restricted Share Units | 73,125 | $0.00 | $0.00 |
| Exercise | Common Stock | 73,125 | $0.00 | $0.00 |
| Exercise Price or Tax Liability | Common Stock | 27,821 | $4.41 | $123K |
| holding | Common Stock | -- | -- | -- |
| holding | Common Stock | -- | -- | -- |
Holdings After Transaction:
Restricted Share Units — 369,461 contracts (Direct);
Common Stock — 308,635.8675 shares (Direct);
Common Stock — 2,127 shares (Indirect, See Footnote);
Common Stock — 965.9183 shares (Indirect, By 401(k) Plan)
Footnotes (6)
- F1. Each restricted shares unit represents a contingent right to receive one common share of NexPoint Diversified Real Estate Trust.
- F2. Includes shares received pursuant to elective stock dividends paid on the Company's common shares.
- F3. The reporting person holds these shares indirectly through a trust for the benefit of certain of the reporting person's family members. The reporting person disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.
- F4. On March 18, 2024, the reporting person was granted 292,500 restricted shares units. The restricted shares units vested one-fourth on March 18, 2025 and one-fourth on March 18, 2026, and will vest one-fourth on March 18, 2027 and one-fourth on March 18, 2028. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash.
- F5. On April 3, 2025, the reporting person was granted 237,446 restricted share units. The restricted share units vested one-fourth on April 3, 2026 and will vest one-fourth on February 15, 2027, one-fourth on February 15, 2028 and one-fourth on February 15, 2029. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash.
- F6. On April 4, 2023, the reporting person was granted 180,498 restricted share units. The restricted share units vested one-fourth on April 4, 2024, one-fourth on April 4, 2025 and one-fourth on April 4, 2026, and will vest one-fourth on April 4, 2027. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash.
Key Figures
RSU exercises: 177,610 shares
Tax-withholding shares: 59,686 shares
Direct holdings after transactions: 308,635.8675 shares
+4 more
7 metrics
RSU exercises
177,610 shares
Total common shares acquired via derivative exercises
Tax-withholding shares
59,686 shares
Common shares delivered to cover tax obligations
Direct holdings after transactions
308,635.8675 shares
Common stock directly held following reported events
Indirect trust holdings
2,127 shares
Held indirectly through a family trust
401(k) holdings
965.9183 shares
Indirect ownership via 401(k) Plan
Tax price (March 18)
$4.41 per share
Price used for tax-withholding disposition on March 18, 2026
Tax price (April 3–4)
$4.43 per share
Price used for tax-withholding dispositions on April 3 and 4, 2026
Key Terms
Restricted Share Units, tax-withholding disposition, pecuniary interest, 401(k) Plan, +1 more
5 terms
tax-withholding disposition financial
"Payment of exercise price or tax liability by delivering securities"
A tax-withholding disposition is an event or transaction—such as selling or transferring securities, exercising options, or receiving compensation—that triggers a requirement to hold back part of the payment and remit it to tax authorities. It matters to investors because it reduces the cash they receive immediately and can change the timing and amount of taxable income, like a cashier taking a portion of your sale proceeds to pay taxes before you get the rest.
pecuniary interest financial
"disclaims beneficial ownership of such shares except to the extent of his pecuniary interest"
401(k) Plan financial
"nature_of_ownership: By 401(k) Plan"
A 401(k) plan is a workplace retirement account that lets employees set aside part of their pay into a tax-advantaged savings pot, often with employers adding matching contributions — like a workplace piggy bank for future income. It matters to investors because the amount people save and how employers fund these plans influence consumer spending, corporate payroll costs and the flow of money into financial markets, which can affect stock prices and company valuations.
derivative exercise/conversion financial
"transaction_action: derivative exercise/conversion"
FAQ
AI-generated questions and answers. How Rhea-AI works. Not financial advice.
What insider transactions did NXDT officer Matt McGraner report on this Form 4?
Matt McGraner exercised restricted share units into 177,610 common shares and had 59,686 shares withheld to cover taxes. These are compensation-related equity events, not open-market purchases or sales, and reflect RSU vesting and settlement activity.
Were any of Matt McGraner’s NXDT transactions open-market buys or sells?
No open-market buys or sells are reported. The Form 4 shows derivative exercises of restricted share units and tax-withholding dispositions. Shares were acquired through vesting and settlement, while dispositions covered tax liabilities rather than discretionary market trades.
AI-generated analysis. How Rhea-AI works. Not financial advice.
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