STOCK TITAN

Arthur B. Laffer converts 3,429 RSUs into NexPoint Residential Trust (NXRT) stock

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

NexPoint Residential Trust director Arthur B. Laffer reported a routine equity compensation event. He exercised 3,429 restricted stock units, receiving the same number of common shares at a price of $0.00 per share, reflecting settlement of a prior award rather than an open-market purchase.

After this transaction, he holds 24,081 common shares directly. An additional 34,304 common shares are held indirectly through a limited liability company he controls, and he disclaims beneficial ownership of those indirect shares except to the extent of his pecuniary interest.

Positive

  • None.

Negative

  • None.
Insider LAFFER ARTHUR B
Role Director
Type Security Shares Price Value
Exercise Restricted Stock Units 3,429 $0.00 --
Exercise Common Stock 3,429 $0.00 --
holding Common Stock -- -- --
Holdings After Transaction: Restricted Stock Units — 0 shares (Direct); Common Stock — 24,081 shares (Direct); Common Stock — 34,304 shares (Indirect, By limited liability company)
Footnotes (1)
  1. Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Residential Trust, Inc. On May 22, 2025, the reporting person was granted 3,429 restricted stock units which vested on May 22, 2026. Settlement will generally occur within 30 days of vesting and may at the discretion of the Compensation Committee be settled in cash. The reporting person holds these shares indirectly through a limited liability company in which the reporting person controls. The reporting person disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.
RSUs exercised 3,429 units/shares Restricted stock units converted to common stock
Exercise price $0.00 per share Settlement of restricted stock units
Direct common shares after transaction 24,081 shares Direct ownership following RSU settlement
Indirect common shares via LLC 34,304 shares Held through a limited liability company
RSU grant date May 22, 2025 Grant of 3,429 restricted stock units
RSU vesting date May 22, 2026 Vesting of 3,429 restricted stock units
Net buy/sell shares 0 shares No net buying or selling reported
Restricted Stock Units financial
"Each restricted stock unit represents a contingent right to receive one share of common stock"
Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.
derivative security financial
"Exercise or conversion of derivative security"
A derivative security is a financial contract whose value comes from the price or performance of something else, such as a stock, bond, commodity, or market index. For investors it acts like an insurance policy or a wager: it can be used to protect against losses, lock in prices, or amplify gains and losses, so it can change a portfolio’s risk and potential return without owning the underlying asset directly.
pecuniary interest financial
"disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein"
limited liability company financial
"holds these shares indirectly through a limited liability company in which the reporting person controls"
A limited liability company (LLC) is a business structure that separates the owners’ personal assets from the company’s debts and legal obligations, like a protective shield that keeps personal savings and property distinct from business risk. For investors, that protection reduces personal financial exposure and often brings flexible rules for profit sharing and taxes, but it can also affect how easily interests are bought or sold and how decisions are made.
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FAQ

What did NexPoint Residential Trust (NXRT) director Arthur B. Laffer report on this Form 4?

Arthur B. Laffer reported the settlement of a prior equity award, exercising 3,429 restricted stock units into 3,429 shares of NexPoint Residential Trust common stock. This was a compensation-related conversion, not an open-market trade, and involved no reported share sales.

How many NexPoint Residential Trust (NXRT) shares does Arthur B. Laffer hold after this filing?

After the reported transactions, Arthur B. Laffer holds 24,081 NexPoint Residential Trust common shares directly. An additional 34,304 common shares are held indirectly through a limited liability company he controls, with beneficial ownership disclaimed except for his pecuniary interest.

Was there any open-market buying or selling of NXRT stock in this Form 4?

No open-market buying or selling was reported. The Form 4 shows a compensation-related exercise of 3,429 restricted stock units into common shares at $0.00 per share, with no sale transactions and no reported change in net buy or sell shares.

What are the restricted stock units reported for NexPoint Residential Trust (NXRT)?

Each restricted stock unit represents a contingent right to receive one share of NexPoint Residential Trust common stock. Laffer was granted 3,429 units on May 22, 2025, which vested on May 22, 2026 and were then settled into common shares in this filing.

How are indirect NXRT holdings reported for Arthur B. Laffer on this Form 4?

Indirect holdings are reported as 34,304 NexPoint Residential Trust shares held through a limited liability company that Laffer controls. The filing notes he disclaims beneficial ownership of these shares except to the extent of his pecuniary interest in that entity.

Does this NexPoint Residential Trust (NXRT) Form 4 indicate remaining derivative awards for Arthur B. Laffer?

The filing shows 3,429 restricted stock units exercised into common stock and a remaining derivative balance of zero for that award. No additional derivative securities are listed in the derivative summary, indicating no other such positions are visible in this particular report.
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
LAFFER ARTHUR B

(Last)(First)(Middle)
300 CRESCENT COURT, SUITE 700

(Street)
DALLAS TEXAS 75201

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
NexPoint Residential Trust, Inc. [ NXRT ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
05/22/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock05/22/2026M3,429A(1)24,081D
Common Stock34,304IBy limited liability company(3)
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Restricted Stock Units(1)05/22/2026M3,429 (2) (2)Common Stock3,429$00D
Explanation of Responses:
1. Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Residential Trust, Inc.
2. On May 22, 2025, the reporting person was granted 3,429 restricted stock units which vested on May 22, 2026. Settlement will generally occur within 30 days of vesting and may at the discretion of the Compensation Committee be settled in cash.
3. The reporting person holds these shares indirectly through a limited liability company in which the reporting person controls. The reporting person disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.
/s/ Paul Richards, as attorney-in-fact for Arthur Laffer05/27/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)