Welcome to our dedicated page for Oaktree Cap Grp SEC filings (Ticker: OAK), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The OAK SEC filings page on Stock Titan provides access to regulatory documents associated with Oaktree-related entities, including Brookfield Oaktree Holdings, LLC, whose preferred units trade on the New York Stock Exchange under the symbols OAK-PA and OAK-PB. These filings are sourced from the SEC’s EDGAR system and can include current reports on Form 8-K, annual reports on Form 10-K, quarterly reports on Form 10-Q and other disclosure documents required under U.S. securities laws.
For OAK-linked securities, filings such as Form 8-K may report material events affecting Brookfield Oaktree Holdings, LLC and describe how proposed transactions relate to the outstanding 6.625% Series A and 6.550% Series B preferred units. The example 8-K provided notes that a proposed transaction announced by Brookfield and Oaktree would not change the terms of these preferred units. Other filings can address topics such as risk factors, capital structure, and the rights and preferences of the preferred units.
On Stock Titan, these documents are complemented by AI-powered summaries designed to explain the key points of lengthy filings in clear language. For instance, AI summaries can highlight the main elements of a Form 10-K or 10-Q, outline what a particular Form 8-K item means, or point out whether a filing discusses changes that could affect holders of OAK-PA or OAK-PB. Where insider transaction reports on Form 4 are available for related entities, the platform can also surface those disclosures.
By combining real-time updates from EDGAR with AI analysis, the OAK filings page helps users quickly understand what Brookfield Oaktree Holdings, LLC and related Oaktree entities report to the SEC, how material events are disclosed and which sections of long-form filings are most relevant to investors in the OAK-PA and OAK-PB preferred units.
Brookfield-affiliated reporting persons disclose their beneficial ownership in Brookfield Real Estate Income Trust Inc. as directors and 10% owners. They report indirect holdings of 26,882,237 shares of Class I common stock and 2,842,438 shares of Class E common stock held by BUSI II-C L.P., 72,256 shares of Class E common stock held by BIM Capital LLC, and 420,303 shares of Class I common stock held by Brookfield REIT Adviser LLC. An explanation outlines the ownership chain through Brookfield Corporation and related entities and states that each reporting person disclaims beneficial ownership beyond its pecuniary interest. The amended Form 3 is described as made solely to add Brookfield Oaktree Holdings Canada Inc. to this joint insider report.
Brookfield Oaktree Holdings, LLC reported third‑quarter results showing higher revenue and stronger earnings attributable to the company.
For the quarter ended September 30, 2025, total revenues were $160.4 million, up from $140.3 million a year ago, driven by higher interest and dividend income and investment income. Total expenses declined to $33.9 million from $41.9 million. Other income was $54.7 million, lower than last year mainly due to a smaller net change in unrealized appreciation. Net income attributable to BOH rose to $66.5 million from $43.6 million. Class A unitholder earnings were $59.7 million, or $0.50 per unit, compared with $0.33.
Distributions declared per Class A unit were $0.28 for the quarter. On the balance sheet, cash and cash equivalents were $290.4 million at quarter end, and corporate investments were $1.33 billion. Debt obligations of consolidated funds were $1.17 billion. As of November 12, 2025, there were 118,832,320 Class A units and 41,758,979 Class B units outstanding.
Brookfield Oaktree Holdings, LLC reported that Brookfield and Oaktree issued a press release announcing a proposed transaction. The company stated that the terms of its outstanding preferred units will remain unchanged: the 6.625% Series A preferred units (OAK-PA) and the 6.550% Series B preferred units (OAK-PB) are not affected by the proposal.
The press release, dated October 13, 2025, was furnished as Exhibit 99.1. This update focuses on preserving existing terms for the two listed preferred series while the proposal is announced.