Welcome to our dedicated page for Oak Woods Acquisition SEC filings (Ticker: OAKU), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Oak Woods Acquisition Corporation (NASDAQ: OAKU) files a range of documents with the U.S. Securities and Exchange Commission that reflect its status as a SPAC and shell company focused on completing an initial business combination. This page brings together those SEC filings and pairs them with AI-powered summaries to help readers understand the key points in each document.
For Oak Woods, Form 10-Q and any Form 10-K filings provide information on its financial position, trust account, and progress toward a business combination, although the company has disclosed delays in filing certain quarterly reports. Form 8-K filings are particularly important, as they document material events such as Nasdaq deficiency notifications, shareholder votes on charter amendments, extensions of the business combination deadline, redemption levels, and details related to its merger agreement with Huajin (China) Holdings Limited.
The company’s proxy statements on Schedule 14A outline proposals presented to shareholders, including amendments to its Amended and Restated Memorandum and Articles of Association to extend the outside date for completing a business combination and adjust extension fee structures. These documents also describe shareholder redemption rights and meeting logistics.
On this page, you can review Oak Woods’ historical and recent SEC submissions with real-time updates from EDGAR. AI-generated explanations highlight the main terms in complex filings, clarify listing rule references in Nasdaq-related 8-Ks, and summarize how charter amendments and trust account provisions affect public shareholders. Users interested in SPAC structures, listing compliance and corporate actions can use this resource to quickly interpret OAKU’s 10-K, 10-Q, 8-K and proxy materials without reading every page in full.
Oak Woods Acquisition Corporation reported that Nasdaq has moved forward with plans to delist its securities, and a formal appeal hearing has been scheduled. The company received a determination letter on February 5, 2026, stating Nasdaq staff had decided to delist its securities from The Nasdaq Stock Market.
On February 17, 2026, Oak Woods was notified that a hearing before the Nasdaq Hearings Panel is set for March 24, 2026, at 12:00 p.m. Eastern Time via video conference. At the hearing, the company expects to present a plan to comply with annual meeting and round-lot holder requirements, along with Nasdaq’s general initial and continued listing rules, as it continues to pursue a business combination within its thirty-six month window from the March 23, 2023 registration statement effective date.
Meteora Capital, LLC and its managing member Vik Mittal report beneficial ownership of 302,797 shares of Oak Woods Acquisition Corp Class A common stock, representing 18.3947% of the class as of the event date 12/31/2025.
The shares are held through funds and managed accounts advised by Meteora Capital, with shared voting and dispositive power over all 302,797 shares and no sole voting or dispositive power. The holders state the position is held in the ordinary course of business and not for changing or influencing control of the company.
Mizuho Financial Group, Inc. filed an amended Schedule 13G reporting its beneficial ownership in Oak Woods Acquisition Corporation common shares. The firm reports beneficial ownership of 164,308 common shares, representing 4.6% of the class as of the event date, with sole voting and dispositive power over all reported shares.
The filing is made as a parent holding company, with the shares directly held by its wholly owned subsidiary Mizuho Securities USA LLC. Mizuho states the position is held in the ordinary course of business and not for the purpose of changing or influencing control of the issuer.
Oak Woods Acquisition Corporation received a Nasdaq Staff Delisting Determination on February 5, 2026 after failing to regain compliance with Listing Rule 5550(a)(3), which requires at least 300 public holders.
Nasdaq also cited a continued violation of Listing Rule 5620(a) for not holding an annual shareholder meeting within twelve months of the fiscal year end, creating an additional basis for delisting. Unless Oak Woods requests a hearing before a Nasdaq Hearings Panel by 4:00 p.m. Eastern on February 12, 2026, trading in its common shares, units, warrants and rights will be suspended at the opening on February 17, 2026, followed by a Form 25-NSE to remove its securities from Nasdaq. The company is evaluating options, including a possible appeal, but there is no assurance any appeal would succeed.
W. R. Berkley Corporation, through its subsidiary Berkley Insurance Company, reports beneficial ownership of 151,237 Class A ordinary shares of Oak Woods Acquisition Corporation, representing 9.2% of the class as of the reported date.
The filing states W. R. Berkley and Berkley Insurance Company have shared voting and dispositive power over all 151,237 shares, with no sole voting or dispositive power. The shares are described as acquired and held in the ordinary course of business and not for the purpose of changing or influencing control of Oak Woods Acquisition Corporation.
Oak Woods Acquisition Corporation, a SPAC targeting a merger with Huajin (China) Holdings, reported minimal operating activity but rising pressure on its capital structure. Investments in the trust account were
The company recorded a small net loss of
To keep the merger path open, the sponsor has funded multiple extensions through unsecured promissory notes, which totaled
Oak Woods Acquisition Corporation reported that it received a notice from Nasdaq stating it is not in compliance with Nasdaq Listing Rule 5620(a), which requires listed companies to hold an annual shareholder meeting within one year after the end of their fiscal year. Nasdaq’s letter noted the company did not hold such a meeting within twelve months of its fiscal year end, triggering a continued listing deficiency.
The company has 45 calendar days, until March 2, 2026, to submit a plan to regain compliance. If Nasdaq accepts that plan, it may grant up to 180 calendar days from the fiscal year end, until June 29, 2026, for Oak Woods to hold an annual meeting and cure the issue. Oak Woods intends to submit a compliance plan and expects it will include holding an annual meeting within the allowed period. The Nasdaq notice does not immediately affect the listing or trading of the company’s securities on The Nasdaq Stock Market.
Oak Woods Acquisition Corporation, a Cayman Islands-based SPAC, reported a small net loss of $148,435 for the six months ended June 30, 2025, as typical formation and operating costs exceeded interest income. Interest from U.S. Treasury-based trust investments was $928,635, while formation and operating costs totaled $1,083,815.
Total assets were $42.6 million, almost entirely the trust account, down from $48.4 million at December 31, 2024 due mainly to shareholder redemptions. In March 2025, holders redeemed 679,929 Class A shares for $7,859,455, following earlier redemptions in late 2024. Class A shares subject to possible redemption declined to 3,577,425.
The SPAC relies heavily on sponsor funding, with related-party promissory notes totaling $3,591,900 for extensions and $1,291,900 for operating loans. It has a working capital deficit of about $6.5 million and only $25 of cash outside the trust. Oak Woods continues to pursue a business combination with Huajin (China) Holdings Limited and has secured multiple shareholder-approved deadline extensions, now allowing completion through at least March 28, 2026. Management discloses substantial doubt about the company’s ability to continue as a going concern if no merger closes within this period.
Oak Woods Acquisition Corporation reported that it received a notification from Nasdaq stating that it no longer meets the continued listing standards for the Nasdaq Capital Market tied to Market Value of Listed Securities. Nasdaq requires a minimum MVLS of