Welcome to our dedicated page for Oak Woods Acquisition SEC filings (Ticker: OAKU), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Our SEC filing database is enhanced with expert analysis from Rhea-AI, providing insights into the potential impact of each filing on Oak Woods Acquisition's stock performance. Each filing includes a concise AI-generated summary, sentiment and impact scores, and end-of-day stock performance data showing the actual market reaction. Navigate easily through different filing types including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, proxy statements (DEF 14A), and Form 4 insider trading disclosures.
Designed for fundamental investors and regulatory compliance professionals, our page simplifies access to critical SEC filings. By combining real-time SEC filing updates, Rhea-AI's analytical insights, and historical stock performance data, we provide comprehensive visibility into Oak Woods Acquisition's regulatory disclosures and financial reporting.
Oak Woods Acquisition Corporation received a Nasdaq Staff Delisting Determination on February 5, 2026 after failing to regain compliance with Listing Rule 5550(a)(3), which requires at least 300 public holders.
Nasdaq also cited a continued violation of Listing Rule 5620(a) for not holding an annual shareholder meeting within twelve months of the fiscal year end, creating an additional basis for delisting. Unless Oak Woods requests a hearing before a Nasdaq Hearings Panel by 4:00 p.m. Eastern on February 12, 2026, trading in its common shares, units, warrants and rights will be suspended at the opening on February 17, 2026, followed by a Form 25-NSE to remove its securities from Nasdaq. The company is evaluating options, including a possible appeal, but there is no assurance any appeal would succeed.
W. R. Berkley Corporation, through its subsidiary Berkley Insurance Company, reports beneficial ownership of 151,237 Class A ordinary shares of Oak Woods Acquisition Corporation, representing 9.2% of the class as of the reported date.
The filing states W. R. Berkley and Berkley Insurance Company have shared voting and dispositive power over all 151,237 shares, with no sole voting or dispositive power. The shares are described as acquired and held in the ordinary course of business and not for the purpose of changing or influencing control of Oak Woods Acquisition Corporation.
Oak Woods Acquisition Corporation, a SPAC targeting a merger with Huajin (China) Holdings, reported minimal operating activity but rising pressure on its capital structure. Investments in the trust account were $43,319,176 as of September 30, 2025, down from $48,084,367 at year-end, mainly due to shareholder redemptions and extension payments.
The company recorded a small net loss of $134,546 for the nine months, as $1,369,264 of interest income on trust investments offset $1,508,945 of formation and operating costs. Public redemptions were significant, with 1,492,646 shares redeemed in September 2024, 679,929 in March 2025 and 2,274,444 in October 2025, leaving 3,577,425 Class A shares subject to redemption.
To keep the merger path open, the sponsor has funded multiple extensions through unsecured promissory notes, which totaled $4,045,375 by September 30, 2025, contributing to a working capital deficit of $7,276,924. Management discloses substantial doubt about the company’s ability to continue as a going concern if a business combination is not completed within the current combination period.
Oak Woods Acquisition Corporation reported that it received a notice from Nasdaq stating it is not in compliance with Nasdaq Listing Rule 5620(a), which requires listed companies to hold an annual shareholder meeting within one year after the end of their fiscal year. Nasdaq’s letter noted the company did not hold such a meeting within twelve months of its fiscal year end, triggering a continued listing deficiency.
The company has 45 calendar days, until March 2, 2026, to submit a plan to regain compliance. If Nasdaq accepts that plan, it may grant up to 180 calendar days from the fiscal year end, until June 29, 2026, for Oak Woods to hold an annual meeting and cure the issue. Oak Woods intends to submit a compliance plan and expects it will include holding an annual meeting within the allowed period. The Nasdaq notice does not immediately affect the listing or trading of the company’s securities on The Nasdaq Stock Market.
Oak Woods Acquisition Corporation, a Cayman Islands-based SPAC, reported a small net loss of $148,435 for the six months ended June 30, 2025, as typical formation and operating costs exceeded interest income. Interest from U.S. Treasury-based trust investments was $928,635, while formation and operating costs totaled $1,083,815.
Total assets were $42.6 million, almost entirely the trust account, down from $48.4 million at December 31, 2024 due mainly to shareholder redemptions. In March 2025, holders redeemed 679,929 Class A shares for $7,859,455, following earlier redemptions in late 2024. Class A shares subject to possible redemption declined to 3,577,425.
The SPAC relies heavily on sponsor funding, with related-party promissory notes totaling $3,591,900 for extensions and $1,291,900 for operating loans. It has a working capital deficit of about $6.5 million and only $25 of cash outside the trust. Oak Woods continues to pursue a business combination with Huajin (China) Holdings Limited and has secured multiple shareholder-approved deadline extensions, now allowing completion through at least March 28, 2026. Management discloses substantial doubt about the company’s ability to continue as a going concern if no merger closes within this period.
Oak Woods Acquisition Corporation reported that it received a notification from Nasdaq stating that it no longer meets the continued listing standards for the Nasdaq Capital Market tied to Market Value of Listed Securities. Nasdaq requires a minimum MVLS of $35 million, and the company’s MVLS has been below this threshold for 30 consecutive business days. Nasdaq also indicated the company does not meet alternative requirements based on shareholder equity or net income. Oak Woods has 180 calendar days, until May 18, 2026, to regain compliance, which would require its MVLS to close at or above $35 million for at least ten consecutive business days. The notice does not immediately affect the current listing of its units, Class A ordinary shares, rights, or warrants on the Nasdaq Capital Market.
Oak Woods Acquisition Corporation reported that shareholders approved an amendment on October 8, 2025 allowing up to six one‑month extensions to complete its initial business combination, moving the outside deadline to March 28, 2026, provided the Sponsor deposits $42,998.37 into the Trust Account for each month.
The Sponsor has already deposited the September 2025 extension fee, which cleared on September 16, 2025, extending the deadline to October 28, 2025. This is the first of six permitted extensions. The company’s securities continue to trade on Nasdaq as Units (OAKUU), Class A Ordinary Shares (OAKU), Rights (OAKUR), and Warrants (OAKUW).
Oak Woods Acquisition Corporation reported shareholder approval to amend its Charter, allowing up to six one‑month extensions of its business combination deadline from September 28, 2025 to March 28, 2026. Each extension requires depositing $0.033 per share remaining in the Trust on or before the 28th of each month.
At the Extraordinary General Meeting on October 8, 2025, the Charter Amendment received 3,370,572 votes FOR, 528,341 AGAINST, and 121,700 ABSTAIN. As of the September 11, 2025 record date, 5,358,050 ordinary shares were entitled to vote. In connection with the meeting, 2,274,444 ordinary shares were redeemed, leaving 1,302,981 ordinary shares outstanding.
The company’s listed securities include units (OAKUU), Class A ordinary shares (OAKU), rights (OAKUR, one‑sixth share each), and warrants (OAKUW, exercisable at $11.50 per share).
Oak Woods Acquisition Corporation reported that its shareholders voted to adjourn the Company’s Extraordinary General Meeting held on September 29, 2025. The meeting is scheduled to reconvene on October 8, 2025 at 12:00 PM, with all matters to be considered remaining the same as those described in the definitive proxy statement filed on September 25, 2025. The record date for shareholders entitled to vote at the reconvened meeting remains September 11, 2025. The Company expects to use the adjournment period to consider market feedback on the amount of extension fees that would be most efficient for the Company and its sponsor to complete a business combination by the proposed extended date of March 28, 2026.