STOCK TITAN

Orchestra BioMed (OBIO) director logs RSU tax withholding and 42,553-option grant

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Orchestra BioMed Holdings director Chris Cleary reported compensation-related equity transactions. On this Form 4, 3,510 shares of common stock were disposed of through share withholding to cover tax obligations tied to vesting of restricted stock units, and no shares were sold in the market. After this tax-withholding disposition, Cleary directly holds 33,391 common shares.

He also received a grant of stock options for 42,553 shares of common stock at an exercise price of $4.04 per share, expiring on June 23, 2036. According to the footnote, these options will vest on the one-year anniversary of June 23, 2026, subject to his continuous service with the company.

Positive

  • None.

Negative

  • None.
Insider Cleary Chris
Role Director
Type Security Shares Price Value
Tax Withholding Common Stock, par value $0.0001 per share 3,510 $0.00 --
Grant/Award Stock Option (Right to Buy) 42,553 $0.00 --
Holdings After Transaction: Common Stock, par value $0.0001 per share — 33,391 shares (Direct); Stock Option (Right to Buy) — 42,553 shares (Direct)
Footnotes (1)
  1. Represents the withholding of shares by the Issuer to satisfy tax withholding obligations in connection with vesting of restricted stock units ("RSUs"). No shares were sold in the market as a result of the vesting of these RSUs and the satisfaction of tax withholding obligations. The stock options will vest on the one year anniversary of June 23rd, 2026 (the "Grant Date"), subject to the Reporting Person's continuous service through such date.
Tax-withheld shares 3,510 shares Shares withheld to satisfy RSU tax obligations
Shares held after RSU vesting 33,391 shares Common stock directly owned after tax-withholding disposition
Stock options granted 42,553 options New stock option grant to director Chris Cleary
Option exercise price $4.04 per share Exercise price of newly granted stock options
Option expiration date June 23, 2036 Expiration of stock options on common stock
Tax-withholding transactions 3,510 shares Total shares used for RSU tax withholding per summary
restricted stock units ("RSUs") financial
"vesting of restricted stock units ("RSUs"). No shares were sold"
Restricted stock units (RSUs) are a company promise to give an employee shares of stock (or cash equivalent) in the future, but only after certain conditions—usually staying with the company for a set time or hitting performance goals—are met. Investors watch RSUs because when they vest they increase the number of shares outstanding and can lead insiders to sell shares, affecting share price, company dilution and the true cost of employee pay.
Stock Option (Right to Buy) financial
""Stock Option (Right to Buy)" as the derivative security title"
tax withholding obligations financial
"withholding of shares by the Issuer to satisfy tax withholding obligations"
Grant Date financial
"The stock options will vest on the one year anniversary of June 23rd, 2026 (the "Grant Date")"
The grant date is the day a company formally gives an employee or contractor the right to receive stock-based compensation, such as stock options or restricted shares. It matters to investors because it fixes key terms—like the price, the start of the ownership clock, and when the award will affect the company’s financial statements and share count—so it can influence dilution, reported expenses, and potential future selling pressure.
See more from StockTitan in Google Search and AI answers. Adds StockTitan as a preferred source · opens Google
Add on Google
Learn about SEC filing dates

FAQ

What insider transactions did OBIO director Chris Cleary report on this Form 4?

Chris Cleary reported two equity-related transactions: a tax-withholding disposition of 3,510 common shares tied to RSU vesting, and a grant of stock options for 42,553 shares at a $4.04 exercise price, expiring June 23, 2036.

Were any Orchestra BioMed (OBIO) shares sold in the open market in this filing?

No open-market sales occurred. The 3,510-share disposition reflects shares withheld by the company to satisfy tax obligations from RSU vesting, and the footnote explicitly states no shares were sold in the market as a result of this transaction.

How many Orchestra BioMed (OBIO) shares does Chris Cleary hold after the tax-withholding event?

Following the 3,510-share tax-withholding disposition related to RSU vesting, Chris Cleary directly holds 33,391 shares of Orchestra BioMed common stock. This figure is reported as his total shares owned after the non-derivative transaction.

What are the key terms of Chris Cleary’s new OBIO stock option grant?

Cleary received stock options covering 42,553 shares of Orchestra BioMed common stock at a $4.04 exercise price, expiring June 23, 2036. The options are scheduled to vest on the one-year anniversary of June 23, 2026, subject to continuous service.

How is the tax-withholding transaction for OBIO RSU vesting described?

The filing describes the 3,510-share disposition as withholding by the issuer to satisfy tax obligations from vesting restricted stock units. The footnote emphasizes that no shares were sold in the market in connection with this RSU vesting and tax withholding.
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Cleary Chris

(Last)(First)(Middle)
C/O ORCHESTRA BIOMED HOLDINGS, INC.
150 UNION SQUARE DRIVE

(Street)
NEW HOPE PENNSYLVANIA 18938

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
Orchestra BioMed Holdings, Inc. [ OBIO ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
06/23/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock, par value $0.0001 per share06/24/2026F(1)3,510D$033,391D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Stock Option (Right to Buy)$4.0406/23/2026A42,553 (2)06/23/2036Common Stock42,553$042,553D
Explanation of Responses:
1. Represents the withholding of shares by the Issuer to satisfy tax withholding obligations in connection with vesting of restricted stock units ("RSUs"). No shares were sold in the market as a result of the vesting of these RSUs and the satisfaction of tax withholding obligations.
2. The stock options will vest on the one year anniversary of June 23rd, 2026 (the "Grant Date"), subject to the Reporting Person's continuous service through such date.
/s/ Andrew Taylor, Attorney-in-Fact06/25/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)