Charles Schwab Corp. (OCC) files Form 144 reporting late-June sale activity

Rhea-AI Filing Summary

Charles Schwab Corp. submitted a Form 144 notice reporting proposed sales of Common stock and disclosing recent related dispositions by an affiliated holder. Recent reported sales include 23,700 shares on 06/29/2026 for $470,410.06, 739 shares on 06/23/2026 for $17,111.05, and 1,661 shares on 06/22/2026 for $38,210.53.

Key Figures

Sale on 06/29/2026: 23,700 shares Sale on 06/23/2026: 739 shares Sale on 06/22/2026: 1,661 shares +2 more

5 metrics

Sale on 06/29/2026 23,700 shares Proceeds listed as $470,410.06

Sale on 06/23/2026 739 shares Proceeds listed as $17,111.05

Sale on 06/22/2026 1,661 shares Proceeds listed as $38,210.53

Equity grant 05/15/2021 11,776 Listed as a Stock Grants / Equity Compensation entry dated 05/15/2021

Equity grant 07/27/2024 7,140 Listed as a Stock Grant / Equity Compensation entry dated 07/27/2024

Key Terms

Form 144, Stock Grants, Purchased upon a Warrant Exercise

3 terms

Form 144 regulatory

"Securities Sold During The Past 3 Months"

Form 144 is a document that investors must file with the government when they plan to sell a large number of shares of a company's stock. It helps ensure transparency so everyone knows how many shares are being sold and when, which can impact the stock's price.

Stock Grants financial

"04/04/2018 | Stock Grants | Issuer"

Purchased upon a Warrant Exercise financial

"10/23/2007 | Purchased upon a Warrant Exercise"

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Available on EDGAR 07/10/2026 - 12:40 PM Accepted by SEC EDGAR 07/10/2026 - 12:39 PM Learn about SEC filing dates

FAQ

What does the Form 144 for OCC report?

It reports a notice of proposed sales of Common stock by an affiliate. The filing lists recent dispositions and prior equity grants and indicates the securities are Common shares trading on Nasdaq.

Who made the recent sales disclosed on the Form 144?

Craig H Weber is named as the seller for the three reported dispositions in late June 2026, with individual transaction amounts and dates shown in the filing.

How many shares and proceeds were reported on 06/29/2026?

23,700 shares sold for $470,410.06 on 06/29/2026, as listed under "Securities Sold During The Past 3 Months."

What other recent dispositions are disclosed on the filing?

Two additional sales are disclosed: 739 shares on 06/23/2026 for $17,111.05 and 1,661 shares on 06/22/2026 for $38,210.53.

Does the filing list prior equity grants or issuance dates?

Yes. The filing lists multiple prior equity issuances such as grants on 04/04/2018 (6,276), 04/03/2019 (7,162), 04/03/2020 (6,072), and 05/15/2021 (11,776) among others.

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Charles Schwab Corp. 3000 Schwab Way Westlake TX 76262	53778	863405.00	8827092	07/10/2026	Nasdaq

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	10/23/2007	Purchased upon a Warrant Exercise	Issuer			2500	10/23/2007	Cash
Common	04/04/2018	Stock Grants	Issuer			6276	04/04/2018	Equity Compensation
Common	04/03/2019	Stock Grants	Issuer			7162	04/03/2019	Equity Compensation
Common	04/03/2020	Stock Grants	Issuer			6072	04/03/2020	Equity Compensation
Common	05/15/2021	Stock Grants	Issuer			11776	05/15/2021	Equity Compensation
Common	06/26/2022	Stock Grants	Issuer			6011	06/26/2022	Equity Compensation
Common	04/09/2023	Stock Grant	Issuer			6841	04/09/2023	Equity Compensation
Commone	07/27/2024	Stock Grant	Issuer			7140	07/27/2024	Equity Compesnation

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
Craig H Weber 5290 Concourse Drive Roanoke VA 24019	Common	06/29/2026	23700	470410.06
Craig H Weber 5290 Concourse Drive Roanoke VA 24019	Common	06/23/2026	739	17111.05
Craig H Weber 5290 Concourse Drive Roanoke VA 24019	Common	06/22/2026	1661	38210.53

144: Remarks and Signature

Remarks

Date of Notice

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)