Welcome to our dedicated page for OPTICAL CABLE SEC filings (Ticker: OCC), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Optical Cable Corporation's SEC filings document a Virginia operating company that designs, manufactures and markets fiber optic and copper cabling and connectivity solutions in a single reportable segment. Its 8-K reports include financial-results releases, earnings-call transcripts, material definitive agreements and financing arrangements tied to the company's cabling and connectivity business.
The filing record also covers governance and capital-structure matters, including annual meeting votes, director elections, auditor ratification, advisory executive-compensation votes and unregistered common stock sales. Other disclosures describe loan agreements, repayment or replacement of existing debt, exhibits to material agreements, and formal reporting around OCC's public-company obligations.
OPTICAL CABLE CORP (OCC) reported strong third quarter fiscal 2026 results, with consolidated net sales rising 22.0% to $24.3 million from $19.9 million a year earlier, driven by enterprise, data center, and specialty markets in both U.S. and international regions.
Gross profit for the quarter increased 43.9% to $9.1 million, lifting gross margin to 37.4% from 31.7%, as higher volumes enhanced manufacturing operating leverage. Net income was $1.9 million or $0.21 per share, up from $302,000 or $0.04 per share.
For the first nine months of fiscal 2026, net sales grew 18.3% to $62.9 million, with gross profit up 35.5% to $22.1 million and gross margin improving to 35.0%. OCC generated year-to-date net income of $2.5 million (versus a $1.5 million loss in 2025) and ended the quarter with a sales order backlog/forward load of $13.5 million and working capital of $19.2 million.
OPTICAL CABLE CORP (OCC) reported a strong turnaround for the quarter and nine months ended July 31, 2026, with higher sales and a return to solid profitability. Third-quarter net sales were $24.3 million, up 22.0% year over year, while gross margin improved to 37.4% from 31.7% as higher volumes improved manufacturing leverage.
For the first nine months of fiscal 2026, net sales rose 18.3% to $62.9 million, and gross profit increased 35.5%, lifting gross margin to 35.0%. Income from operations swung to a $3.2 million profit from a $0.7 million loss, and net income moved to $2.5 million (EPS $0.28) from a $1.5 million loss (EPS $(0.19)).
Backlog grew to $13.5 million, up from $7.3 million at October 31, 2025, indicating continued demand, particularly in enterprise, data center and specialty markets. Liquidity is supported by working capital of $19.2 million, but cash remained low at $0.3 million and OCC relies on its Revolver, with $6.3 million drawn and $6.6 million available. The redemption value of 642,199 shares of redeemable restricted common stock increased to $9.5 million, reducing reported shareholders’ equity to $14.7 million.
OPTICAL CABLE CORP executive vice president and CFO Tracy G. Smith reported two open-market sales of common stock. On June 30, 2026, Smith sold 32 shares at $22.00 per share. On July 9, 2026, Smith sold 16,453 shares at $17.23 per share, and held 329,826 shares of common stock directly following that transaction.
Charles Schwab Corp. submitted a Form 144 notice reporting proposed sales of Common stock and disclosing recent related dispositions by an affiliated holder. Recent reported sales include 23,700 shares on 06/29/2026 for $470,410.06, 739 shares on 06/23/2026 for $17,111.05, and 1,661 shares on 06/22/2026 for $38,210.53.
OPTICAL CABLE CORP director Randall H. Frazier reported selling 10,000 shares of common stock. The Form 4/A shows four open-market sales on June 16, 2026, with individual trades of 9,353, 250, 200, and 197 shares at prices between $21.00 and $21.12 per share. All transactions involved non-derivative common stock and were reported as direct ownership.
Optical Cable Corp director Randall H. Frazier reported selling 35,000 shares of common stock in open-market transactions. The sales took place on June 11, 2026 at prices ranging from $24.1273 to $26.6350 per share. All reported transactions involved directly held common stock.
OPTICAL CABLE CORP director Craig H. Weber reported open-market sales of 2,400 shares of Common Stock. The sales occurred on June 22 and June 23 at prices between $23.00 and $23.45 per share. After these transactions, he directly holds 227,607 shares of the company’s stock.
Optical Cable Corp director Craig H. Weber reported multiple open-market sales of the company’s Common Stock. On June 29, 2026, he sold a total of 23,700 shares in a series of 23 non-derivative transactions at prices ranging from $19.45 to $20.2525 per share.
OPTICAL CABLE CORP director and executive Neil D. Wilkin, Jr., who is listed as Chairman, President, CEO and a ten percent owner, reported open-market sales of 25,000 shares of common stock. The trades occurred on June 29–30, 2026 across multiple transactions at prices around $20.68–$21.82 per share.
All reported sales were direct holdings and coded as open-market or private transaction sales. The filing also lists indirect holdings in the names of his children and Wilkin Capital Fund I, LLC, and explicitly states that he disclaims beneficial ownership of securities held by his children for Section 16 purposes.
Optical Cable Corp director Craig H. Weber reported a series of issuer dispositions of common stock. On June 29, 2026, he disposed of a total of 23,700 shares in multiple small transactions at prices between $19.45 and $20.25 per share. Following these transactions, he reported direct ownership of 203,907 shares.