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OPTICAL CABLE CORP SEC Filings

OCC NASDAQ

Welcome to our dedicated page for OPTICAL CABLE SEC filings (Ticker: OCC), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.

Our SEC filing database is enhanced with expert analysis from Rhea-AI, providing insights into the potential impact of each filing on OPTICAL CABLE's stock performance. Each filing includes a concise AI-generated summary, sentiment and impact scores, and end-of-day stock performance data showing the actual market reaction. Navigate easily through different filing types including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, proxy statements (DEF 14A), and Form 4 insider trading disclosures.

Designed for fundamental investors and regulatory compliance professionals, our page simplifies access to critical SEC filings. By combining real-time EDGAR feed updates, Rhea-AI's analytical insights, and historical stock performance data, we provide comprehensive visibility into OPTICAL CABLE's regulatory disclosures and financial reporting.

Rhea-AI Summary

Optical Cable Corporation filed a Form S-8 to register 1,200,000 shares of its common stock for issuance under the Optical Cable Corporation 2017 Stock Incentive Plan. The plan has been amended by a First Amendment dated March 29, 2022 and a Second Amendment dated March 25, 2025. These shares may be granted to eligible participants as equity compensation, such as stock options or other stock-based awards, under the terms of the 2017 Plan.

The filing also describes Virginia law and the company’s Articles of Incorporation provisions that limit director and officer monetary liability in certain cases and provide indemnification and insurance coverage for directors and officers in connection with their corporate service.

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Rhea-AI Summary

Optical Cable Corporation files its annual report describing a diversified fiber and copper cabling and connectivity business serving enterprise, data center, wireless carrier, and harsh-environment markets. The company operates manufacturing facilities in Virginia, North Carolina, and Texas and reports that it ran at roughly half of its collective production equipment capacity in fiscal 2025, indicating room for future volume growth if demand increases.

During 2025, OCC entered a strategic collaboration with Lightera, LLC, part of the Furukawa Electric Group, to broaden data center and enterprise solutions. In connection with this, OCC issued 642,199 redeemable restricted common shares to Lightera for $2.0 million, giving Lightera 7.24% of OCC’s outstanding shares as of October 31, 2025. As of December 10, 2025, OCC had 8,870,070 common shares outstanding, with employees and directors collectively owning at least 33.5% as of October 31, 2025.

The company notes seasonal sales patterns (about 46% of net sales in the first half and 54% in the second half of fiscal 2025 and 2024), a workforce of 348 U.S.-based employees, and no significant cybersecurity incidents in 2025. Management concludes that disclosure controls and internal control over financial reporting were effective as of October 31, 2025, and it reports no material legal proceedings or significant market risk exposures from interest rates, foreign exchange, commodities, or equities.

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Rhea-AI Summary

Optical Cable Corporation (OCC) filed an 8-K reporting that on September 11, 2025 it issued a press release announcing its third quarter of fiscal 2025 results and held an earnings call. The filing attaches the press release as Exhibit 99.1 and the earnings call transcript as Exhibit 99.2. No financial figures, results, or additional operational details are included in the 8-K text itself; the filing serves to disclose that the company has released earnings information and provided supporting materials as exhibits.

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Rhea-AI Summary

Optical Cable Corporation filed a Q3 2025 Form 10-Q containing condensed financial statements and notes with selected operational and financing details. The filing discloses warranty expense of $53,088 for the three months and $85,029 for the nine months ended July 31, 2025, versus $9,153 and $60,994 in the comparable 2024 periods, indicating higher claim activity or costs. The company reported 8,228,245 shares outstanding at July 31, 2025 and 8,220,344 at October 31, 2024. A borrowing base for receivables and inventory is described with a $7,000,000 cap and a subtractive floor of $1,150,000. The company’s short-term borrowing rate was 9.0% at July 31, 2025 (9.5% at October 31, 2024) with a default penalty that can add 600 basis points. The notes disclose issuance of 642,199 shares to Lightera for $2.0M and related put/call repurchase mechanics potentially obligating repurchase up to $2.0M. Several balance sheet and cash flow schedules are included, but comprehensive income, revenue, and net income line items are not present in the excerpt.

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FAQ

How many OPTICAL CABLE (OCC) SEC filings are available on StockTitan?

StockTitan tracks 35 SEC filings for OPTICAL CABLE (OCC), including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, and Form 4 insider trading disclosures. Each filing includes AI-generated summaries, impact scoring, and sentiment analysis.

When was the most recent SEC filing for OPTICAL CABLE (OCC)?

The most recent SEC filing for OPTICAL CABLE (OCC) was filed on December 18, 2025.