Every Form 4 that Optical Cable Corp. (OCC) has filed with the SEC in the last 12 months is listed below, newest first, and each one links through to the document itself with the summary and the scores our analysis gives it.
A Form 4 covers the transactions officers, directors and large holders report, so if you follow OCC and want that one kind of document rather than the whole filing history, this is the page to keep. The company's other filings, of every form, are on the full OCC filings page.
OPTICAL CABLE CORP executive vice president and CFO Tracy G. Smith reported two open-market sales of common stock. On June 30, 2026, Smith sold 32 shares at $22.00 per share. On July 9, 2026, Smith sold 16,453 shares at $17.23 per share, and held 329,826 shares of common stock directly following that transaction.
OPTICAL CABLE CORP director Randall H. Frazier reported selling 10,000 shares of common stock. The Form 4/A shows four open-market sales on June 16, 2026, with individual trades of 9,353, 250, 200, and 197 shares at prices between $21.00 and $21.12 per share. All transactions involved non-derivative common stock and were reported as direct ownership.
Optical Cable Corp director Randall H. Frazier reported selling 35,000 shares of common stock in open-market transactions. The sales took place on June 11, 2026 at prices ranging from $24.1273 to $26.6350 per share. All reported transactions involved directly held common stock.
OPTICAL CABLE CORP director Craig H. Weber reported open-market sales of 2,400 shares of Common Stock. The sales occurred on June 22 and June 23 at prices between $23.00 and $23.45 per share. After these transactions, he directly holds 227,607 shares of the company’s stock.
Optical Cable Corp director Craig H. Weber reported multiple open-market sales of the company’s Common Stock. On June 29, 2026, he sold a total of 23,700 shares in a series of 23 non-derivative transactions at prices ranging from $19.45 to $20.2525 per share.
OPTICAL CABLE CORP director and executive Neil D. Wilkin, Jr., who is listed as Chairman, President, CEO and a ten percent owner, reported open-market sales of 25,000 shares of common stock. The trades occurred on June 29–30, 2026 across multiple transactions at prices around $20.68–$21.82 per share.
All reported sales were direct holdings and coded as open-market or private transaction sales. The filing also lists indirect holdings in the names of his children and Wilkin Capital Fund I, LLC, and explicitly states that he disclaims beneficial ownership of securities held by his children for Section 16 purposes.
Optical Cable Corp director Craig H. Weber reported a series of issuer dispositions of common stock. On June 29, 2026, he disposed of a total of 23,700 shares in multiple small transactions at prices between $19.45 and $20.25 per share. Following these transactions, he reported direct ownership of 203,907 shares.
Optical Cable Corp director, chairman, president and CEO Neil D. Wilkin, Jr. reported multiple dispositions of common stock to the issuer on June 29–30, 2026. These non-derivative transactions used code D at prices around $20.68–$21.82 per share, and he still holds over 1 million shares directly, plus indirect family and fund-related holdings where beneficial ownership of children’s shares is disclaimed.
OPTICAL CABLE CORP director Craig H. Weber reported several small dispositions of common stock back to the company. On June 22–23, 2026, he returned multiple blocks of shares to the issuer at prices around $23 per share, and now directly holds 227,607 common shares.
Nygren John A Jr reported acquisition or exercise transactions in this Form 4 filing.
OPTICAL CABLE CORP director John A. Nygren Jr. received a grant of 3,733 shares of common stock as part of his board compensation. The stock award represents the stock portion of a $50,000 annual retainer for the 2026-2027 board year, calculated at a trading price of $13.393 per share.
The 3,733 shares were issued under the Optical Cable Corporation 2017 Stock Incentive Plan and are subject to forfeiture until they fully vest on June 17, 2027. Following this award, Nygren directly holds 99,580 shares of common stock.
WEBER CRAIG H reported acquisition or exercise transactions in this Form 4 filing.
OPTICAL CABLE CORP director Craig H. Weber received a stock award of 3,733 common shares as part of his board compensation. The shares were issued under the Optical Cable Corporation 2017 Stock Incentive Plan for the stock portion of his $50,000 annual retainer for the 2026-2027 board year, based on a trading price of $13.393 per share. Following the award, he holds 230,007 common shares directly. The 3,733 shares are subject to forfeiture until they fully vest on June 17, 2027.
HOLLAND JOHN M reported acquisition or exercise transactions in this Form 4 filing.
OPTICAL CABLE CORP director John M. Holland received an equity award of 3,733 common shares as part of his board compensation. The grant represents the stock portion of a $50,000 annual retainer for the 2026-2027 board year and increases his direct holdings to 151,240 shares. These shares are subject to forfeiture and will fully vest on June 17, 2027.
FRAZIER RANDALL H reported acquisition or exercise transactions in this Form 4 filing.
Optical Cable Corp director Randall H. Frazier received a grant of 3,733 shares of common stock as the stock portion of his annual board retainer for the 2026–2027 board year, based on a retainer value of $50,000 at $13.393 per share.
The award was issued under the Optical Cable Corporation 2017 Stock Incentive Plan and is subject to forfeiture until it fully vests on June 17, 2027. Following this grant, Frazier directly owns 50,604 shares of Optical Cable common stock.
OPTICAL CABLE CORP director Randall H. Frazier reported returning shares of Common Stock to the company. On June 16, 2026, he completed four non-derivative transactions coded as “D” (Disposition to issuer), disposing of a total of 10,000 shares at prices around $21 per share, which are not open-market sales.
OPTICAL CABLE CORP director Randall H. Frazier reported multiple dispositions of Common Stock back to the company. On 2026-06-11, he completed four issuer dispositions coded "D," each involving Common Stock at different prices.
The reported dispositions covered 20,476 shares at $24.1273 per share, 9,684 shares at $25.2369 per share, 3,440 shares at $26.1550 per share, and 1,400 shares at $26.6350 per share. All transactions were classified as direct ownership dispositions to the issuer rather than open-market trades.
Optical Cable Corp director John M. Holland reported a routine tax-related share disposition. He surrendered 2,513 shares of Common Stock at $11.00 per share to cover taxes due on previously granted restricted shares under the Company’s 2017 Stock Incentive Plan. After this tax-withholding transaction, he directly holds 147,507 shares of Optical Cable Corp common stock.
Optical Cable Corp director Craig H. Weber reported a routine tax-related share surrender. On 1,993 shares of common stock valued at $11.00 per share, the shares were surrendered under the company’s 2017 Stock Incentive Plan to cover taxes due on previously granted restricted shares. After this non-market tax-withholding disposition, Weber directly holds 226,274 shares of Optical Cable Corp common stock.
Optical Cable Corporation’s SVP and CFO Tracy G. Smith reported a tax-related share transaction. On 01/31/2026, Smith surrendered 4,341 shares of common stock at $4.93 per share under the company’s 2017 Stock Incentive Plan to cover taxes on previously granted restricted shares. After this withholding transaction, Smith directly beneficially owned 346,311 shares of Optical Cable common stock.
Optical Cable Corp Chairman, President and CEO Neil D. Wilkin Jr. reported a Form 4 transaction involving company common stock. On 01/31/2026, he surrendered 8,000 shares at $4.93 per share to pay taxes due on previously granted restricted shares under the company’s 2017 Stock Incentive Plan, paying the remaining taxes in cash.
After this tax-withholding transaction, Wilkin beneficially owned 1,035,155 common shares directly. In addition, 22,595 shares are held indirectly by Wilkin Capital Fund I, LLC for his benefit. Small indirect holdings are reported for his four children, but he expressly disclaims beneficial ownership of those shares.