What are the vesting terms of Randall H. Frazier’s OCC share award?

The 3,733-share award to Randall H. Frazier is subject to forfeiture until vesting. According to the disclosure, these common shares fully vest on June 17, 2027, meaning he must remain eligible through that date for the stock award to be retained.

Optical Cable director granted 3,733 shares

FRAZIER RANDALL H reported acquisition or exercise transactions in this Form 4 filing.

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Form Type

Rhea-AI Filing Summary

FRAZIER RANDALL H reported acquisition or exercise transactions in this Form 4 filing.

Optical Cable Corp director Randall H. Frazier received a grant of 3,733 shares of common stock as the stock portion of his annual board retainer for the 2026–2027 board year, based on a retainer value of $50,000 at $13.393 per share.

The award was issued under the Optical Cable Corporation 2017 Stock Incentive Plan and is subject to forfeiture until it fully vests on June 17, 2027. Following this grant, Frazier directly owns 50,604 shares of Optical Cable common stock.

Insider Trade Summary

Grant/Award: 3,733 shares

Grant/Award 1 txn

Insider FRAZIER RANDALL H

Role Director

Type	Security	Shares	Price	Value
Grant/Award	Common Stock	3,733	$0.00	$0.00

Holdings After Transaction: Common Stock — 50,604 shares (Direct)

Footnotes (1)

F1. Directors of the Company receive stock and cash as compensation for their services to the Company. Director received an award of 3,733 common shares issued under the Optical Cable Corporation 2017 Stock Incentive Plan, as amended, for the stock portion of the annual retainer for the 2026-2027 board year based on a retainer value of $50,000 at a trading price per share of $13.393. Unless otherwise set forth in the grant award, the 3,733 common shares are subject to forfeiture until they fully vest on June 17, 2027.

Key Figures

Stock award shares: 3,733 shares Retainer value: $50,000 Implied share price: $13.393 per share +2 more

5 metrics

Stock award shares 3,733 shares Common stock grant for 2026–2027 board year retainer

Retainer value $50,000 Stock portion of annual board retainer

Implied share price $13.393 per share Trading price used to calculate stock retainer value

Post-grant holdings 50,604 shares Total common shares owned directly after the award

Vesting date June 17, 2027 Date when the 3,733-share award fully vests

Key Terms

2017 Stock Incentive Plan, annual retainer, subject to forfeiture, fully vest

4 terms

2017 Stock Incentive Plan financial

"issued under the Optical Cable Corporation 2017 Stock Incentive Plan, as amended"

annual retainer financial

"for the stock portion of the annual retainer for the 2026-2027 board year"

subject to forfeiture financial

"the 3,733 common shares are subject to forfeiture until they fully vest"

fully vest financial

"until they fully vest on June 17, 2027"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What insider transaction did Optical Cable Corp (OCC) report for Randall H. Frazier?

Optical Cable Corp reported that director Randall H. Frazier received a grant of 3,733 common shares. The award represents the stock portion of his annual board retainer for the 2026–2027 board year and was issued at an implied price of $13.393 per share.

How large is Randall H. Frazier’s stock grant at Optical Cable Corp (OCC)?

Randall H. Frazier received 3,733 Optical Cable Corp common shares. The grant is valued at $50,000 for the stock portion of his 2026–2027 board retainer, based on a trading price of $13.393 per share disclosed for the award calculation.

How many Optical Cable Corp (OCC) shares does Randall H. Frazier hold after this grant?

After receiving the 3,733-share stock award, Randall H. Frazier directly owns 50,604 Optical Cable Corp common shares. This total reflects his holdings immediately following the compensation grant reported, giving investors a snapshot of his current direct equity position.

Under what plan was Randall H. Frazier’s Optical Cable Corp stock award granted?

The 3,733-share grant to Randall H. Frazier was issued under the Optical Cable Corporation 2017 Stock Incentive Plan, as amended. This plan provides stock-based compensation to directors, with this specific award covering the stock portion of his 2026–2027 annual board retainer.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 06/18/2026 - 04:17 PM EDT

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

FRAZIER RANDALL H

(Last)

(First)

(Middle)

5290 CONCOURSE DRIVE

(Street)

ROANOKE

VIRGINIA

24019

(City)

(State)

(Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
OPTICAL CABLE CORP [ OCC ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director	10% Owner
	Officer (give title below)	Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
06/16/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	Amount	(A) or (D)	Price		6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
Common Stock	06/16/2026		A		3,733⁽¹⁾	A	$0	50,604	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares	8. Price of Derivative Security (Instr. 5)		10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)

Explanation of Responses:

1. Directors of the Company receive stock and cash as compensation for their services to the Company. Director received an award of 3,733 common shares issued under the Optical Cable Corporation 2017 Stock Incentive Plan, as amended, for the stock portion of the annual retainer for the 2026-2027 board year based on a retainer value of $50,000 at a trading price per share of $13.393. Unless otherwise set forth in the grant award, the 3,733 common shares are subject to forfeiture until they fully vest on June 17, 2027.

	/s/ Randall H. Frazier	06/18/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR