Optical Cable CEO sells 25,000 shares in June

OPTICAL CABLE CORP director and executive Neil D. Wilkin, Jr., who is listed as Chairman, President, CEO and a ten percent owner, reported open-market sales of 25,000 shares of common stock.

Rhea-AI Filing Summary

OPTICAL CABLE CORP director and executive Neil D. Wilkin, Jr., who is listed as Chairman, President, CEO and a ten percent owner, reported open-market sales of 25,000 shares of common stock. The trades occurred on June 29–30, 2026 across multiple transactions at prices around $20.68–$21.82 per share.

All reported sales were direct holdings and coded as open-market or private transaction sales. The filing also lists indirect holdings in the names of his children and Wilkin Capital Fund I, LLC, and explicitly states that he disclaims beneficial ownership of securities held by his children for Section 16 purposes.

Insights

Insider trading analyst

CEO reports 25,000-share open-market sale, routine in scale.

Neil D. Wilkin, Jr., Chairman, President, CEO and a ten percent owner of OPTICAL CABLE CORP, disclosed open-market sales totaling 25,000 common shares over June 29–30, 2026. Prices ranged from about $20.68 to $21.82 per share across 24 separate trades.

These are straightforward Section 16 sales (transaction code S) of non-derivative common stock, with no option exercises, gifts, or tax-withholding events reported. The filing also notes indirect holdings through Wilkin Capital Fund I, LLC and family accounts, while expressly disclaiming beneficial ownership of his children’s shares.

On the information provided, this appears as a routine insider net-sell pattern rather than a structural change. Subsequent company filings may provide additional context on overall ownership levels or any trading plans, but those details are not included in this data.

Insider Trade Summary

Net Seller: 25,000 shares

Net Sell 29 txns

Insider WILKIN NEIL D JR

Role Chairman, President and CEO

Sold 25,000 shs ($533K)

Type	Security	Shares	Price	Value
Sale	Common Stock	2,679	$20.68	$55K
Sale	Common Stock	258	$20.695	$5K
Sale	Common Stock	1,010	$20.735	$21K
Sale	Common Stock	42	$20.775	$872.55
Sale	Common Stock	100	$20.805	$2K
Sale	Common Stock	3,188	$21.68	$69K
Sale	Common Stock	400	$21.685	$9K
Sale	Common Stock	658	$21.69	$14K
Sale	Common Stock	4,986	$21.70	$108K
Sale	Common Stock	62	$21.705	$1K
Sale	Common Stock	485	$21.71	$11K
Sale	Common Stock	400	$21.72	$9K
Sale	Common Stock	100	$21.725	$2K
Sale	Common Stock	6	$21.73	$130.38
Sale	Common Stock	600	$21.735	$13K
Sale	Common Stock	200	$21.74	$4K
Sale	Common Stock	3,915	$21.815	$85K
Sale	Common Stock	2,793	$20.68	$58K
Sale	Common Stock	130	$20.69	$3K
Sale	Common Stock	100	$20.70	$2K
Sale	Common Stock	1,058	$20.705	$22K
Sale	Common Stock	830	$20.71	$17K
Sale	Common Stock	100	$20.72	$2K
Sale	Common Stock	900	$20.75	$19K
holding	Common Stock	--	--	--
holding	Common Stock	--	--	--
holding	Common Stock	--	--	--
holding	Common Stock	--	--	--
holding	Common Stock	--	--	--

Holdings After Transaction: Common Stock — 1,010,155 shares (Direct); Common Stock — 22,595 shares (Indirect, By Wilkin Capital Fund I, LLC); Common Stock — 315 shares (Indirect, By Daughter #1); Common Stock — 315 shares (Indirect, By Daughter #2); Common Stock — 115 shares (Indirect, By Daughter #3); Common Stock — 315 shares (Indirect, By Son)

Footnotes (2)

1. F1. The shares are held by Wilkin Capital Fund I, LLC for the benefit of Neil D. Wilkin, Jr.
2. F2. The reporting person disclaims beneficial ownership of all securities held by his children, and this report should not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

Key Figures

Total shares sold: 25,000 shares Highest reported sale price: $21.815 per share Lowest reported sale price: $20.680 per share +3 more

6 metrics

Total shares sold 25,000 shares Aggregate open-market sales on June 29–30, 2026

Highest reported sale price $21.815 per share Common stock sale on June 30, 2026

Lowest reported sale price $20.680 per share Common stock sale on June 29–30, 2026

Number of sale transactions 24 trades Non-derivative open-market sales, transaction code S

Indirect holding by Wilkin Capital Fund I, LLC 22,595 shares Indirect ownership entry as of June 29, 2026

Indirect holding by son 315 shares Indirect ownership "By Son" as of June 29, 2026

Key Terms

open-market sale, beneficial ownership, indirect ownership, Section 16, +1 more

5 terms

open-market sale financial

"transaction_action: "open-market sale" with code S for common stock"

An open-market sale is when a shareholder sells existing shares directly on a public exchange to any willing buyer, rather than through a private deal. Think of it like putting goods on a busy market stall where price is set by supply and demand; for investors it matters because such sales increase available supply, can put short-term downward pressure on the stock price, and signal changes in liquidity or investor confidence.

beneficial ownership financial

"The reporting person disclaims beneficial ownership of all securities held by his children"

Beneficial ownership means the person or entity that actually enjoys the benefits of owning shares or other assets — such as receiving dividends, voting rights, or price gains — even if the legal title is held in another name. For investors it matters because knowing who truly controls and profits from a company reveals who can influence decisions, exposes potential conflicts of interest or hidden concentration of power, and affects transparency and risk in the stock.

indirect ownership financial

"direct_or_indirect: "I" with nature_of_ownership such as "By Son" or LLC"

Section 16 regulatory

"not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16"

Section 16 is a U.S. securities law rule that governs the trading and disclosure obligations of company insiders — typically officers, directors and large shareholders — to promote transparency and deter unfair profit-taking. It requires insiders to publicly report their stock trades and allows companies or the issuer to reclaim quick, short-term profits from certain insider trades, like a scoreboard and a refund policy that help investors see and limit possible insider advantage.

ten percent owner regulatory

"reporting person is_ten_percent_owner: 1 in insider details"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

How many OPTICAL CABLE CORP (OCC) shares did Neil D. Wilkin Jr. sell?

Neil D. Wilkin Jr. reported selling 25,000 shares of OPTICAL CABLE CORP common stock. The Form 4/A groups 24 open-market sale transactions over June 29–30, 2026, all involving non-derivative common stock coded as sale transactions.

At what prices did the OCC insider sales by Neil D. Wilkin Jr. occur?

The reported sales occurred at prices ranging from about $20.68 to $21.82 per share. Each transaction entry lists a specific sale price, reflecting multiple small trades around the low‑$20 range over two trading days.

What type of transactions did Neil D. Wilkin Jr. report in this OCC Form 4/A?

All reportable trades are open-market sale transactions in common stock with transaction code S. The filing shows non-derivative sales only, with no option exercises, gifts, tax-withholding dispositions, or derivative security activity disclosed for these dates.

Does Neil D. Wilkin Jr. have indirect holdings of OPTICAL CABLE CORP stock?

Yes. The filing lists indirect holdings described as held by his son, three daughters, and Wilkin Capital Fund I, LLC. It also states that he disclaims beneficial ownership of all securities held by his children for Section 16 and any other purpose.

What roles does Neil D. Wilkin Jr. hold at OPTICAL CABLE CORP (OCC)?

Neil D. Wilkin Jr. is identified as a director, Chairman, President, CEO, and a ten percent owner of OPTICAL CABLE CORP. These roles are listed in the insider information section of the Form 4/A.

Were any OCC derivative securities or options involved in this Form 4/A filing?

No derivative transactions are reported in this Form 4/A. The derivativeSummary is empty, and all transactions involve non-derivative common stock sales, with no exercises, conversions, or other derivative-related activities disclosed for these dates.

AI-generated analysis. How Rhea-AI works. Not financial advice.

Form 4 Insider Transactions: What Each Field Means →

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Accepted by SEC EDGAR 07/02/2026 - 05:07 PM Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

WILKIN NEIL D JR

(Last) (First) (Middle)

5290 CONCOURSE DRIVE

(Street)

ROANOKE VIRGINIA 24019

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
OPTICAL CABLE CORP [ OCC ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director	X	10% Owner
X	Officer (give title below)		Other (specify below)
	Chairman, President and CEO

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
06/29/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)
07/01/2026

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	06/29/2026		S		2,793	D	$20.68	1,032,362	D
Common Stock	06/29/2026		S		130	D	$20.69	1,032,232	D
Common Stock	06/29/2026		S		100	D	$20.7	1,032,132	D
Common Stock	06/29/2026		S		1,058	D	$20.705	1,031,074	D
Common Stock	06/29/2026		S		830	D	$20.71	1,030,244	D
Common Stock	06/29/2026		S		100	D	$20.72	1,030,144	D
Common Stock	06/29/2026		S		900	D	$20.75	1,029,244	D
Common Stock	06/30/2026		S		2,679	D	$20.68	1,026,565	D
Common Stock	06/30/2026		S		258	D	$20.695	1,026,307	D
Common Stock	06/30/2026		S		1,010	D	$20.735	1,025,297	D
Common Stock	06/30/2026		S		42	D	$20.775	1,025,255	D
Common Stock	06/30/2026		S		100	D	$20.805	1,025,155	D
Common Stock	06/30/2026		S		3,188	D	$21.68	1,021,967	D
Common Stock	06/30/2026		S		400	D	$21.685	1,021,567	D
Common Stock	06/30/2026		S		658	D	$21.69	1,020,909	D
Common Stock	06/30/2026		S		4,986	D	$21.7	1,015,923	D
Common Stock	06/30/2026		S		62	D	$21.705	1,015,861	D
Common Stock	06/30/2026		S		485	D	$21.71	1,015,376	D
Common Stock	06/30/2026		S		400	D	$21.72	1,014,976	D
Common Stock	06/30/2026		S		100	D	$21.725	1,014,876	D
Common Stock	06/30/2026		S		6	D	$21.73	1,014,870	D
Common Stock	06/30/2026		S		600	D	$21.735	1,014,270	D
Common Stock	06/30/2026		S		200	D	$21.74	1,014,070	D
Common Stock	06/30/2026		S		3,915	D	$21.815	1,010,155	D
Common Stock								22,595	I	By Wilkin Capital Fund I, LLC(1)
Common Stock								315	I	By Daughter #1(2)
Common Stock								315	I	By Daughter #2(2)
Common Stock								115	I	By Daughter #3(2)
Common Stock								315	I	By Son(2)

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. The shares are held by Wilkin Capital Fund I, LLC for the benefit of Neil D. Wilkin, Jr.

2. The reporting person disclaims beneficial ownership of all securities held by his children, and this report should not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

Remarks:

There was an error in the Transaction Code on the original Form 4 filing. The Transaction Code has been changed from a D to an S for all transactions in this amended Form 4.

	/s/ Neil D. Wilkin, Jr.	07/02/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)