STOCK TITAN

Randall Frazier of OPTICAL CABLE (OCC) returns 10,000 shares to issuer

(Moderate)
(Neutral)
Form Type
4

Rhea-AI Filing Summary

OPTICAL CABLE CORP director Randall H. Frazier reported returning shares of Common Stock to the company. On June 16, 2026, he completed four non-derivative transactions coded as “D” (Disposition to issuer), disposing of a total of 10,000 shares at prices around $21 per share, which are not open-market sales.

Positive

  • None.

Negative

  • None.
Insider FRAZIER RANDALL H
Role Director
Type Security Shares Price Value
Disposition Common Stock 9,353 $21.00 $196K
Disposition Common Stock 200 $21.02 $4K
Disposition Common Stock 250 $21.11 $5K
Disposition Common Stock 197 $21.12 $4K
Holdings After Transaction: Common Stock — 46,871 shares (Direct)
Total shares disposed 10,000 shares Common Stock returned to issuer on June 16, 2026 across four Form 4 entries
Largest single disposition 9,353 shares Common Stock disposition to issuer at $21.00 per share on June 16, 2026
Smaller disposition 250 shares Common Stock disposition to issuer at $21.11 per share on June 16, 2026
Smaller disposition 200 shares Common Stock disposition to issuer at $21.02 per share on June 16, 2026
Smallest disposition 197 shares Common Stock disposition to issuer at $21.12 per share on June 16, 2026
Disposition price range $21.00–$21.12 per share Prices used for issuer dispositions of OCC Common Stock on June 16, 2026
Disposition to issuer financial
"transaction_code_description: "Disposition to issuer""
Common Stock financial
"security_title: "Common Stock" for all reported transactions"
Common stock represents ownership shares in a company, giving investors a stake in its success and a say in important decisions through voting rights. It is the most common type of stock traded on markets and can provide income through dividends, as well as potential for value growth. For investors, holding common stock means sharing in the company’s profits and risks.
non-derivative financial
"transaction_type: "non-derivative" for each Form 4 entry"
Form 4 regulatory
"INSIDER FILING DATA (Form 4) heading describing this insider report"
Form 4 is a official document that company insiders, such as executives or major shareholders, file with regulators whenever they buy or sell company shares. It provides transparency about how those with inside knowledge are trading, helping investors see if insiders are confident in the company's prospects or may be selling for personal reasons. This information can influence investor decisions by revealing insiders' perspectives on the company's value.

FAQ

What insider transaction did OCC director Randall H. Frazier report on this Form 4?

Randall H. Frazier reported four non-derivative transactions disposing of Common Stock to OPTICAL CABLE CORP. These transactions were coded “D” for disposition to issuer, meaning the shares were returned to the company rather than sold in open-market trades.

How many OPTICAL CABLE CORP (OCC) shares were disposed of in Randall Frazier’s filing?

The filing shows a total disposition of 10,000 shares of OPTICAL CABLE CORP Common Stock. This total comes from four separate entries of 9,353 shares, 200 shares, 250 shares, and 197 shares, each recorded as a disposition to the issuer.

At what prices were Randall Frazier’s OCC Common Stock dispositions recorded?

The dispositions were recorded at prices between $21.00 and $21.12 per share. Individual transactions were priced at $21.00, $21.02, $21.11, and $21.12, reflecting the share values used for the issuer disposition entries in the Form 4.

Were Randall Frazier’s OCC transactions open-market sales or issuer dispositions?

They were issuer dispositions, not open-market sales. Each transaction is coded “D” with the description “Disposition to issuer,” indicating the Common Stock was returned to OPTICAL CABLE CORP rather than sold through public market transactions.

Does the Form 4 for OCC indicate any derivative security exercises by Randall Frazier?

No derivative transactions are shown in this Form 4. All reported entries involve non-derivative Common Stock, and the derivativeSummary section is empty, indicating no options, warrants, or other derivatives were exercised or converted in this filing.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Learn about SEC filing dates
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
FRAZIER RANDALL H

(Last)(First)(Middle)
5290 CONCOURSE DRIVE

(Street)
ROANOKE VIRGINIA 24019

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
OPTICAL CABLE CORP [ OCC ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
06/16/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock06/16/2026D9,353D$2147,518D
Common Stock06/16/2026D200D$21.0247,318D
Common Stock06/16/2026D250D$21.1147,068D
Common Stock06/16/2026D197D$21.1246,871D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
/s/ Randall H. Frazier06/17/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)