STOCK TITAN

Optical Cable (NASDAQ: OCC) director reports multiple stock dispositions to issuer

Filing Impact
(High)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

OPTICAL CABLE CORP director Randall H. Frazier reported multiple dispositions of Common Stock back to the company. On 2026-06-11, he completed four issuer dispositions coded "D," each involving Common Stock at different prices.

The reported dispositions covered 20,476 shares at $24.1273 per share, 9,684 shares at $25.2369 per share, 3,440 shares at $26.1550 per share, and 1,400 shares at $26.6350 per share. All transactions were classified as direct ownership dispositions to the issuer rather than open-market trades.

Positive

  • None.

Negative

  • None.
Insider FRAZIER RANDALL H
Role null
Type Security Shares Price Value
Disposition Common Stock 1,400 $26.635 $37K
Disposition Common Stock 9,684 $25.2369 $244K
Disposition Common Stock 3,440 $26.155 $90K
Disposition Common Stock 20,476 $24.1273 $494K
Holdings After Transaction: Common Stock — 90,471 shares (Direct, null)
Footnotes (1)
Largest disposition 20,476 shares Common Stock disposed to issuer on June 11, 2026 at $24.1273
Second disposition 9,684 shares Common Stock disposed to issuer on June 11, 2026 at $25.2369
Third disposition 3,440 shares Common Stock disposed to issuer on June 11, 2026 at $26.1550
Smallest disposition 1,400 shares Common Stock disposed to issuer on June 11, 2026 at $26.6350
Number of dispositions 4 transactions All coded D as Disposition to issuer on June 11, 2026
Disposition to issuer financial
"transaction_code_description: Disposition to issuer"
Common Stock financial
"security_title: Common Stock"
Common stock represents ownership shares in a company, giving investors a stake in its success and a say in important decisions through voting rights. It is the most common type of stock traded on markets and can provide income through dividends, as well as potential for value growth. For investors, holding common stock means sharing in the company’s profits and risks.
transaction code D regulatory
"transaction_code: D"
non-derivative financial
"transaction_type: non-derivative"
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SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
FRAZIER RANDALL H

(Last)(First)(Middle)
5290 CONCOURSE DRIVE

(Street)
ROANOKE VIRGINIA 24019

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
OPTICAL CABLE CORP [ OCC ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
06/11/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock06/11/2026D1,400D$26.63590,471D
Common Stock06/11/2026D9,684D$25.236980,787D
Common Stock06/11/2026D3,440D$26.15577,347D
Common Stock06/11/2026D20,476D$24.127356,871D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
/s/ Randall H. Frazier06/12/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What insider transaction did OCC director Randall H. Frazier report?

Randall H. Frazier reported four dispositions of Optical Cable Corp Common Stock to the issuer on June 11, 2026. All transactions were coded "D" as Disposition to issuer rather than open-market sales or purchases.

How many OCC shares were involved in Randall H. Frazier’s reported Form 4 transactions?

The Form 4 lists four separate Common Stock dispositions by Randall H. Frazier on June 11, 2026. Individual transactions covered 20,476 shares, 9,684 shares, 3,440 shares, and 1,400 shares, each recorded as a disposition to Optical Cable Corp.

At what prices did Randall H. Frazier dispose of OCC Common Stock?

The reported dispositions occurred at $24.1273, $25.2369, $26.1550, and $26.6350 per share on June 11, 2026. Each price applies to a separate Common Stock transaction recorded as a disposition to the issuer.

Were Randall H. Frazier’s OCC transactions open-market sales?

No. Each transaction is coded "D" with the description Disposition to issuer, meaning the shares were returned to Optical Cable Corp. The Form 4 does not classify these as open-market sales or purchases of Common Stock.

What type of security did Randall H. Frazier transact in for Optical Cable Corp?

All reported transactions involve Common Stock of Optical Cable Corp (OCC). There are no derivative securities listed in this Form 4, and the derivative position summary is empty, indicating only non-derivative Common Stock dispositions.