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Karpus Management (OCCI): 278,005 Preferred Shares, 12.30% Ownership

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Form Type
SCHEDULE 13G/A

Rhea-AI Filing Summary

Karpus Management, Inc. reports beneficial ownership of 278,005 shares of Preferred stock of OFS Credit Company, Inc. (CUSIP 67111Q503) representing 12.30% of the class. The filing is an Amendment No. 9 to a Schedule 13G/A and is signed on 05/07/2026.

The shares are owned directly by accounts managed by Karpus, which states sole voting and sole dispositive power over the listed shares. Karpus is a New York corporation controlled by City of London Investment Group plc with informational barriers between the entities.

Positive

  • None.

Negative

  • None.
Shares beneficially owned 278,005 shares Amount beneficially owned reported on Schedule 13G/A
Percent of class 12.30% Percent of Preferred class as reported in Item 4(b)
CUSIP 67111Q503 Identifies the Preferred security class
Filing signature date 05/07/2026 Date signature block was executed for Amendment No. 9
Schedule 13G/A regulatory
"This statement is being filed by Karpus Management, Inc., d/b/a Karpus Investment Management"
A Schedule 13G/A is an amended public filing with the U.S. securities regulator that updates a previous Schedule 13G, disclosing when an individual or group holds a substantial (typically over 5%) stake in a company and is claiming a passive, non‑controlling intent. Investors monitor these updates because rising or falling holdings can signal changing confidence, potential future moves, or shifts in voting power — like watching a public ledger where large shareholders quietly adjust their positions.
beneficially owned financial
"Amount beneficially owned: 278,005.00"
Beneficially owned describes securities or assets where a person has the economic rights and control—such as the right to receive dividends and to direct voting—even if legal title is held in another name. Think of it like having the keys and using a car that’s registered to someone else: you get the benefits and make decisions. Investors care because beneficial ownership reveals who truly controls value and voting power, affecting corporate decisions and takeover dynamics.
sole dispositive power regulatory
"Sole power to dispose or to direct the disposition of: 278,005.00"
Sole dispositive power is the exclusive legal authority to decide what happens to a security — for example, whether to sell, transfer, or retain shares — without needing anyone else’s permission. Investors care because it signals who truly controls the economic outcome of an investment: like holding the only key to a safe, the holder can realize gains or losses and may trigger regulatory reporting, insider rules, or influence over corporate ownership.
CUSIP financial
"CUSIP No.: 67111Q503"
A CUSIP is a nine-character alphanumeric code that uniquely identifies a U.S. or Canadian financial security—such as a stock, bond, or fund share—like a Social Security number for an investment. It matters to investors because brokers, exchanges and record-keepers use the CUSIP to match trades, track ownership, settle transactions and pull accurate records, reducing errors and ensuring money and securities go to the right place.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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FAQ

What stake does Karpus Management hold in OFS Credit Company (OCCI)?

Karpus Management reports beneficial ownership of 278,005 shares of Preferred stock, representing 12.30% of that class. The shares are held directly by accounts managed by Karpus, with sole voting and dispositive power reported.

What is the CUSIP and class for the reported holdings in OCCI?

The reported security is Preferred stock with CUSIP 67111Q503. This filing specifically references that CUSIP and identifies the ownership percentage and share count for that class.

Who filed the Schedule 13G/A for OCCI and when was it signed?

The Schedule 13G/A was filed by Karpus Management, Inc. and the signature block shows the filing was signed by Jodi L. Hedberg, Chief Compliance Officer, on 05/07/2026 as Amendment No. 9.

Does Karpus claim voting or dispositive control over the OCCI shares?

Yes. Karpus reports sole voting power and sole dispositive power278,005 shares, and reports 0 shared voting or dispositive power in the Schedule 13G/A.

Is the reported ownership direct or attributed to another entity?

The filing states the shares are owned directly by accounts managed by Karpus. It notes Karpus is controlled by City of London Investment Group plc but that informational barriers prevent attribution, per the filing language.





67111Q503

(CUSIP Number)
04/30/2026

(Date of Event Which Requires Filing of this Statement)


Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
Rule 13d-1(b)
Rule 13d-1(c)
Rule 13d-1(d)




schemaVersion:


SCHEDULE 13G





SCHEDULE 13G



KARPUS MANAGEMENT, INC.
Signature:/s/ Jodi L. Hedberg
Name/Title:Jodi L. Hedberg / Chief Compliance Officer
Date:05/07/2026