OCUL insider files Form 144 to sell 3,018 shares

OCUL affiliate filed a Form 144 proposing the sale of 3,018 shares of Common Stock.

Rhea-AI Filing Summary

OCUL affiliate filed a Form 144 proposing the sale of 3,018 shares of Common Stock. The transaction is described as restricted stock vesting under a registered plan with a proposed sale date of 05/22/2026 and the Form 144 filing dated 05/26/2026.

Insights

Securities Compliance Analyst

Form 144 notice for 3,018 vested restricted shares; filing records a proposed resale.

The filing lists 3,018 shares tied to restricted stock vesting under a registered plan, with a proposed sale date of 05/22/2026 and a filing date of 05/26/2026. This is a standard affiliate resale notification under Section 16(b) procedures.

Cash‑flow treatment and purchaser details are not included in the excerpt; subsequent transaction reports or Form 4 filings may disclose actual sale execution and post‑transaction holdings.

Key Figures

Shares to be sold: 3,018 shares Form filing date: 05/26/2026 Proposed sale date: 05/22/2026

3 metrics

Shares to be sold 3,018 shares proposed sale tied to restricted stock vesting on 05/22/2026

Form filing date 05/26/2026 Form 144 receipt date shown in excerpt

Proposed sale date 05/22/2026 date associated with restricted stock vesting and proposed resale

Key Terms

Form 144, restricted stock vesting, registered plan

3 terms

Form 144 regulatory

"Common | Morgan Stanley Smith Barney LLC ... | 05/26/2026 | NASDAQ"

Form 144 is a document that investors must file with the government when they plan to sell a large number of shares of a company's stock. It helps ensure transparency so everyone knows how many shares are being sold and when, which can impact the stock's price.

restricted stock vesting financial

"Common | 05/22/2026 | Restricted stock vesting under a registered plan"

Restricted stock vesting is the timetable and conditions under which shares granted to employees or insiders become fully owned and can be sold, typically requiring continued work or meeting performance goals. It matters to investors because large blocks of shares can become tradable at once, which can change share supply and price, and because vesting aligns insiders’ incentives with the company’s long‑term performance—think of it like a timed unlock that both rewards and locks in key people.

registered plan regulatory

"Restricted stock vesting under a registered plan | Issuer"

A registered plan is a savings or investment account that a government recognizes for special tax treatment and rules, such as limits on how much you can put in and conditions for withdrawals. For investors it matters because those rules change how much of your gains are taxed, how quickly your money can be accessed and what strategies make sense — like a labeled jar that gives tax breaks but comes with rules about when and how you can take the money out.

FAQ

What does OCUL's Form 144 filing disclose?

It discloses a proposed resale of 3,018 shares of Common Stock tied to restricted stock vesting under a registered plan, with a proposed sale date of 05/22/2026 and the Form 144 receipt dated 05/26/2026.

Does the Form 144 mean the shares were already sold for OCUL?

No. A Form 144 is a notice of a proposed sale by an affiliate. The excerpt shows a proposed sale date of 05/22/2026, but execution and sale proceeds are not included in the provided text.

Who is the reported seller in the OCUL Form 144?

The filing lists the seller as an affiliate in connection with restricted stock vesting under a registered plan; the excerpt identifies the broker as Morgan Stanley Smith Barney LLC and includes the proposed sale quantity of 3,018 shares.

Will OCUL receive proceeds from this sale reported on Form 144?

The excerpt characterizes the shares as resulting from restricted stock vesting under a registered plan and as a resale by an affiliate; it does not state whether the issuer receives any proceeds in the provided text.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 05/26/2026 - 04:24 PM Learn about SEC filing dates

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK	0001653082
Filer CCC	XXXXXXXX
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer	OCULAR THERAPEUTIX, INC.
SEC File Number	001-36554
Address of Issuer	15 Crosby Drive Bedford MASSACHUSETTS 01730
Phone	(781) 357-4000
Name of Person for Whose Account the Securities are To Be Sold	JEFFREY S. HEIER
See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.
Relationship to Issuer	Officer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Morgan Stanley Smith Barney LLC Executive Financial Services 1 New York Plaza 8th Floor New York NY 10004	3018	24745.19	218960358	05/26/2026	NASDAQ

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	05/22/2026	Restricted stock vesting under a registered plan	Issuer			3018	05/22/2026	Not Applicable

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Nothing to Report

144: Remarks and Signature

Remarks
Date of Notice	05/26/2026
ATTENTION:
The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.
Signature	/s/ Jeffrey Heier
ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)