STOCK TITAN

Ocular Therapeutix director receives RSU and option grants

Ocular Therapeutix director Adrienne L. Graves received new equity awards as part of her board compensation.

(Neutral)
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Ocular Therapeutix director Adrienne L. Graves received new equity awards as part of her board compensation. She was granted 14,000 restricted stock units, each representing one share of common stock, increasing her direct common stock holdings to 64,000 shares after the award.

She was also granted options to buy 44,000 shares of common stock at an exercise price of $8.74 per share, expiring on June 9, 2036. Both the RSUs and options vest 100% on the first anniversary of the June 10, 2026 grant date, or earlier immediately before the next annual stockholder meeting, if she continues serving on the board.

Positive

  • None.

Negative

  • None.
Insider Graves Adrienne L
Role Director
Type Security Shares Price Value
Grant/Award Stock Option (Right to Buy) 44,000 $0.00 $0.00
Grant/Award Common Stock 14,000 $0.00 $0.00
Holdings After Transaction: Stock Option (Right to Buy) — 44,000 contracts (Direct); Common Stock — 64,000 shares (Direct)
Footnotes (2)
  1. F1. On June 10, 2026, the reporting person was granted restricted stock units ("RSUs") under the 2021 Stock Incentive Plan, as amended, of Ocular Therapeutix, Inc. (the "Company"). Each RSU represents a right to receive one share of the Company's common stock. Subject to the reporting person's continued service on the Company's board of directors, the RSUs will vest with respect to 100% of the shares underlying the RSUs on the first anniversary of the grant date or, if earlier, immediately prior to the next annual meeting of stockholders occurring after the grant date.
  2. F2. Subject to the reporting person's continued service on the Company's board of directors, the options will vest with respect to 100% of the shares underlying the options on the first anniversary of the grant date or, if earlier, immediately prior to the next annual meeting of stockholders occurring after the grant date.
RSU grant 14,000 shares Restricted stock units granted June 10, 2026
Options granted 44,000 shares Stock options granted June 10, 2026
Option exercise price $8.74 per share Stock options on common stock
Option expiration June 9, 2036 Expiration date for 44,000 stock options
Shares held after grant 64,000 shares Total common stock directly held post-award
Vesting schedule 1-year cliff 100% vesting on first anniversary or before next annual meeting
restricted stock units ("RSUs") financial
"the reporting person was granted restricted stock units ("RSUs") under the 2021 Stock Incentive Plan"
Restricted stock units (RSUs) are a company promise to give an employee shares of stock (or cash equivalent) in the future, but only after certain conditions—usually staying with the company for a set time or hitting performance goals—are met. Investors watch RSUs because when they vest they increase the number of shares outstanding and can lead insiders to sell shares, affecting share price, company dilution and the true cost of employee pay.
2021 Stock Incentive Plan financial
"granted restricted stock units ("RSUs") under the 2021 Stock Incentive Plan, as amended, of Ocular Therapeutix, Inc."
Stock Option (Right to Buy) financial
"security_title": "Stock Option (Right to Buy)""
vesting financial
"the RSUs will vest with respect to 100% of the shares underlying the RSUs on the first anniversary"
Vesting is the process by which you earn full ownership of something, like company stock or a retirement benefit, over time. It’s like earning the right to keep a gift piece by piece the longer you stay with a company, making sure employees stay committed before they receive all the benefits.
annual meeting of stockholders regulatory
"immediately prior to the next annual meeting of stockholders occurring after the grant date"

FAQ

What equity awards did Ocular Therapeutix (OCUL) director Adrienne Graves receive?

Adrienne Graves received 14,000 restricted stock units and stock options for 44,000 shares. The awards are part of her board compensation and give her additional exposure to Ocular Therapeutix common stock subject to vesting conditions over the coming year.

When do Adrienne Graves’ new RSUs in Ocular Therapeutix (OCUL) vest?

The 14,000 restricted stock units vest 100% one year after the June 10, 2026 grant date. They may also vest earlier, immediately before the next annual stockholder meeting, if she continues serving on Ocular Therapeutix’s board of directors through that time.

What are the terms of Adrienne Graves’ new stock options in Ocular Therapeutix (OCUL)?

She received options to buy 44,000 shares of Ocular Therapeutix common stock at an $8.74 exercise price. These options vest on the same schedule as the RSUs and expire on June 9, 2036, providing a long-dated incentive tied to future share performance.

How many Ocular Therapeutix (OCUL) shares does Adrienne Graves hold after this Form 4?

After the grant of 14,000 restricted stock units, Adrienne Graves directly holds 64,000 shares of Ocular Therapeutix common stock. This figure reflects her position following the reported award and shows the scale of her direct equity stake as a board member.

Are Adrienne Graves’ new Ocular Therapeutix (OCUL) awards open-market purchases?

No, the Form 4 describes compensation-related grants, not open-market buying. The RSUs and stock options were awarded under Ocular Therapeutix’s 2021 Stock Incentive Plan as amended, with vesting tied to her continued service on the company’s board of directors.

AI-generated analysis. How Rhea-AI works. Not financial advice.

See more from StockTitan in Google Search and AI answers. Adds StockTitan as a preferred source · opens Google
Add on Google
Learn about SEC filing dates
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Graves Adrienne L

(Last)(First)(Middle)
C/O OCULAR THERAPEUTIX, INC.
14 CROSBY DRIVE, 3RD FLOOR

(Street)
BEDFORD MASSACHUSETTS 01730

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
OCULAR THERAPEUTIX, INC [ OCUL ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
06/10/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock06/10/2026A14,000(1)A$064,000D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Stock Option (Right to Buy)$8.7406/10/2026A44,000 (2)06/09/2036Common Stock44,000$044,000D
Explanation of Responses:
1. On June 10, 2026, the reporting person was granted restricted stock units ("RSUs") under the 2021 Stock Incentive Plan, as amended, of Ocular Therapeutix, Inc. (the "Company"). Each RSU represents a right to receive one share of the Company's common stock. Subject to the reporting person's continued service on the Company's board of directors, the RSUs will vest with respect to 100% of the shares underlying the RSUs on the first anniversary of the grant date or, if earlier, immediately prior to the next annual meeting of stockholders occurring after the grant date.
2. Subject to the reporting person's continued service on the Company's board of directors, the options will vest with respect to 100% of the shares underlying the options on the first anniversary of the grant date or, if earlier, immediately prior to the next annual meeting of stockholders occurring after the grant date.
/s/ Todd Anderman, Attorney-in-Fact for Adrienne L. Graves06/12/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Keep reading