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2026-01-20
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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d)
of the Securities Exchange Act of 1934
Date of Report (Date of earliest event reported):
January 20, 2026
OCULAR
THERAPEUTIX, INC.
(Exact Name of Company as Specified in Charter)
| Delaware |
|
001-36554 |
|
20-5560161 |
(State or Other Jurisdiction
of Incorporation) |
|
(Commission
File Number) |
|
(IRS Employer
Identification No.) |
15
Crosby Drive
Bedford,
MA 01730
(Address of Principal Executive Offices) (Zip
Code)
Company’s telephone number, including area
code: (781) 357-4000
Check the appropriate box below if the Form 8-K
filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
| ¨ |
Written communications
pursuant to Rule 425 under the Securities Act (17 CFR 230.425) |
| ¨ |
Soliciting
material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) |
| ¨ |
Pre-commencement
communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) |
| ¨ |
Pre-commencement
communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) |
Securities registered pursuant to Section 12(b) of the Act:
| Title of each class |
|
Trading Symbol(s) |
|
Name of
each exchange on which
registered |
| Common
Stock, $0.0001 par value per share |
|
OCUL |
|
The
Nasdaq Global Market |
Indicate by check mark whether
the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter)
or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company ¨
If an emerging growth company,
indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised
financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ¨
Item 5.02 Departure of Directors or Certain Officers; Election of
Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers.
Effective as of January 20, 2026, Donald
Notman, Chief Financial Officer and Chief Operating Officer (principal financial officer and principal accounting officer) of Ocular Therapeutix, Inc.
(the “Company”), is taking a temporary medical leave of absence from the Company.
Accordingly, effective as of January 20,
2026 (the “Robins Effective Date”), the Company’s Board of Directors appointed Jason Robins, the Company’s Senior
Vice President, Finance, to serve as the Company’s interim Chief Financial Officer until Mr. Notman’s anticipated return.
Mr. Robins will serve as the Company’s principal financial officer and principal accounting officer during this period. In
connection with his appointment as interim Chief Financial Officer, on the Robins Effective Date, Mr. Robins was granted an option
to purchase an aggregate of 33,000 shares of the Company’s common stock at an exercise price of $11.45 per share, the closing sale
price (for the primary trading session) of the Company’s common stock on the Nasdaq Global Market on the Robins Effective Date.
The stock option vests and becomes exercisable over four years in equal monthly installments until the fourth anniversary of the grant
date, subject to the terms and conditions of the Company’s 2021 Stock Incentive Plan, as amended.
Mr. Robins, age 49, has served as the Company’s
Senior Vice President, Finance, since January 2025, where he has managed accounting, reporting, financial planning and analysis,
and corporate planning. From October 2020 to December 2024, Mr. Robins served as Vice President, Finance, of Fusion Pharmaceuticals
Inc., a biopharmaceutical company acquired by AstraZeneca in June 2024. Mr. Robins received a Bachelor of Science from Babson
College, a Master of Science from the Harvard-MIT Division of Health Sciences and Technology, and a Master of Business Administration
from the MIT Sloan School of Management.
There is no arrangement or understanding between
Mr. Robins and any other person pursuant to which Mr. Robins was appointed as an officer. There are no related party transactions
between the Company and Mr. Robins reportable under Item 404(a) of Regulation S-K and no family relationships between Mr. Robins
and any of the Company’s directors or officers.
In connection with his interim appointment, Mr. Robins
has entered into the Company’s standard form of Indemnification Agreement, a copy of which was filed as Exhibit 10.12 to the
Company’s Registration Statement on Form S-1 (File No. 333-196932) filed with the Securities and Exchange Commission on
June 20, 2014. Pursuant to the terms of such indemnification agreement, the Company may be required, among other things, to indemnify
Mr. Robins for expenses, including attorneys’ fees, judgments, fines and settlement amounts incurred by him in any action or
proceeding arising out of his service to the Company.
SIGNATURES
Pursuant to the requirements
of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto
duly authorized.
| |
OCULAR THERAPEUTIX, INC. |
| |
|
|
| Date: January 23, 2026 |
By: |
/s/ Todd Anderman |
| |
|
Todd Anderman |
| |
|
Chief Legal Officer |
| |
|
|