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Orion S.A. (OEC) CFO Jonathan Puckett files Form 3 showing zero share ownership

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
3

Rhea-AI Filing Summary

Orion S.A. (OEC) filed an initial ownership report for its Chief Financial Officer showing no shares owned. In this Form 3, reporting person Jonathan A. Puckett, who serves as Chief Financial Officer of Orion S.A., states that he does not beneficially own any non-derivative or derivative securities of the company. The filing, dated for an event on 12/01/2025, confirms that as of that date he held no Orion S.A. stock, options, or other equity-linked instruments.

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SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0104
Estimated average burden
hours per response: 0.5
1. Name and Address of Reporting Person*
Puckett Jonathan A.

(Last) (First) (Middle)
C/O ORION S.A.
1700 CITY PLAZA DRIVE, SUITE 300

(Street)
SPRING TX 77389

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
12/01/2025
3. Issuer Name and Ticker or Trading Symbol
Orion S.A. [ OEC ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
Chief Financial Officer
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
No securities are beneficially owned.
/s/ Jonathan A. Puckett 12/08/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What does Orion S.A. (OEC) disclose in this Form 3 filing?

The Form 3 discloses that Jonathan A. Puckett, the Chief Financial Officer of Orion S.A. (OEC), reports no beneficial ownership of the company’s securities as of 12/01/2025.

Who is the reporting person in this Orion S.A. (OEC) Form 3?

The reporting person is Jonathan A. Puckett, who serves as Chief Financial Officer of Orion S.A. according to the filing.

What is the key ownership information reported for Orion S.A. (OEC) in this document?

The filing states in the Explanation of Responses that no securities are beneficially owned by the reporting person, covering both non-derivative and derivative securities tables.

What is the date of the event requiring this Form 3 for Orion S.A. (OEC)?

The date of the event requiring this ownership statement is listed as 12/01/2025.

Does this Orion S.A. (OEC) Form 3 show any stock options or derivative securities?

No. The Table II section for derivative securities is effectively empty, and the Explanation of Responses specifies that no securities are beneficially owned.

Is this Form 3 for a single reporting person or a group for Orion S.A. (OEC)?

The form is indicated as being filed by one reporting person, not a joint or group filing.
Orion Engineered Carbons S.A.

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