Welcome to our dedicated page for ORION ENERGY SYSTEMS SEC filings (Ticker: OESX), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Orion Energy Systems, Inc. filings document the company's public-company disclosures for an operating business in LED lighting, EV charging infrastructure, maintenance services and energy project work. Recent Form 8-K reports furnish operating and financial results, revenue outlook updates, material-event disclosures and exhibits tied to press releases.
The filing record also covers capital-structure activity, including common stock sold under an underwriting agreement and shelf registration statement, as well as material agreements, governance matters, shareholder voting matters and executive compensation arrangements. These disclosures describe Orion's no-par-value common stock, Nasdaq Capital Market listing, corporate governance actions and financing arrangements.
Orion Energy Systems, Inc. filed an 8-K reporting a material event tied to corporate governance documents and investor communications. The company filed Articles of Amendment to its Amended and Restated Articles of Incorporation that became effective on August 22, 2025, and issued a press release on August 19, 2025. The filing also references an Amendment filed as Exhibit 3.1 and includes the cover page interactive data file embedded in the Inline XBRL document. The disclosure is signed by J. Per Brodin, Chief Financial Officer.
The filing is concise and focuses on the corporate amendment and the related press release; it does not include financial results, transaction details, or explanatory narrative about the amendment's terms or business impact. Readers should note the specific dates and the incorporation by reference of Exhibit 3.1 for the full amendment text.
Kathleen M. Connors reported beneficial ownership of 2,657,620 shares of Orion Energy Systems, Inc. (Common Stock), representing approximately 7.52% of the outstanding class. The holding comprises 2,634,928 shares held directly and 22,692 shares held by the Kathleen M. Connors 2019 Revocable Trust, over which she has sole voting and dispositive power. The percentage is calculated using an aggregate share count of 35,337,240 common shares, which reflects 33,688,163 shares outstanding as of June 10, 2025, plus 1,649,077 shares issued to Ms. Connors on July 16, 2025. The filer certifies the shares were not acquired to change or influence control of the issuer.
Orion Energy Systems (OESX) – Form 4 insider filing: CEO & Director Sally A. Washlow reported the grant of 500,000 stock options on 08/07/2025 at a $0.60 exercise price. The grant was originally issued 07/18/2025 and became effective following shareholder approval on 08/07/2025.
Vesting terms:
- 250,000 options vest in three equal annual tranches beginning one year after the grant date, contingent on continued employment.
- The remaining 250,000 vest in three equal tranches only if the stock averages $3.00, $4.00 and $5.00 for five consecutive trading days within three years of grant, plus service-based conditions.
Following the award, Washlow’s beneficial ownership stands at 253,580 common shares directly and 1,000 shares indirectly through her spouse, in addition to the newly issued options. No open-market purchases or sales of common stock were reported.
The filing signals a significant, performance-linked incentive package for the new CEO, but also introduces up to 500,000 shares of potential dilution if vesting hurdles are met.
Orion Energy Systems (OESX) disclosed results of its 7 Aug 2025 Annual Meeting, with about 74% of the 33.7 M outstanding shares represented.
- Board seats: Incumbent Class III directors Anthony L. Otten and Sally A. Washlow were re-elected through 2028, each receiving >90% of votes cast.
- Say-on-Pay: 92.28% of votes approved 2025 executive compensation.
- Auditor: BDO USA, P.C. was ratified for FY-2026 with 98.8% support (24.6 M For vs. 0.3 M Against).
- Reverse stock split: Shareholders authorized the board to execute a 1-for-2 to 1-for-100 reverse split at its discretion; 91.42% voted For.
- CEO incentive: A special option for up to 500,000 shares for the new CEO passed with 91.86% support.
The filing contains no operating or financial performance data, but the approved reverse split and sizeable equity grant could materially affect share count, price dynamics and future dilution. Investors should watch board timing on any split, Nasdaq compliance status, and subsequent option issuances.
On July 1, 2025, Orion Energy Systems, Inc. (OESX) filed a Form 4 indicating that director Heather L. Wishart-Smith received 20,000 shares of restricted common stock at a purchase price of $0 under the company’s 2016 Omnibus Incentive Plan. The award vests in three equal tranches on July 1 of 2026, 2027 and 2028.
After this grant, the director’s holdings increase to 78,198 shares held directly, plus 16,025 shares held indirectly through a trust. No open-market purchases, sales, or derivative transactions were reported. The transaction represents routine equity compensation; therefore, the incremental dilution to existing shareholders is expected to be minimal.