STOCK TITAN

Oklo Inc. (OKLO) general counsel settles 1,014 RSUs into common shares

(Neutral)
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Oklo Inc. reporting person Vivek Narayanadas, General Counsel & Secretary, had 1,014 restricted stock units vest and settle into an equal number of Class A Common shares on August 3, 2026 at $0.00 per share. After this vesting, he holds 6,280 Class A shares directly, 5,000 shares indirectly through a joint account with his spouse, and 18,255 RSUs remaining from his prior grant.

Positive

  • None.

Negative

  • None.
Insider Narayanadas Vivek
Role General Counsel & Secretary
Type Security Shares Price Value
Exercise Restricted Stock Units F1, F2 1,014 $0.00 $0.00
Exercise Class A Common Stock F1 1,014 -- --
holding Class A Common Stock -- -- --
Holdings After Transaction: Restricted Stock Units — 18,255 shares (Direct); Class A Common Stock — 6,280 shares (Direct); Class A Common Stock — 5,000 shares (Indirect, Joint account with spouse)
Footnotes (2)
  1. F1. Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's Class A Common Stock.
  2. F2. On February 3, 2025, the Reporting Person was granted 36,508 RSUs, vesting as to 20% of the underlying shares on February 3, 2026 and continuing to vest thereafter in 24 substantially equal monthly installments. On August 3, 2026, 1,014 RSUs vested.
RSUs vested and converted 1,014 RSUs / shares Vested and settled into Class A Common Stock on August 3, 2026
Direct Class A shares after transaction 6,280 shares Direct holdings of Class A Common Stock following August 3, 2026 vesting
Remaining RSU balance 18,255 RSUs Restricted Stock Units remaining after 1,014 units vested
Indirect joint-account shares 5,000 shares Class A Common Stock held in a joint account with spouse
Original RSU grant size 36,508 RSUs RSUs granted to Vivek Narayanadas on February 3, 2025
Initial vesting portion 20% Portion of RSU grant vesting on February 3, 2026
Subsequent vesting schedule 24 substantially equal monthly installments Remaining RSUs vest monthly after initial 20% tranche
Restricted Stock Units financial
"Each restricted stock unit ("RSU") represents a contingent right to receive one share"
Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.
Class A Common Stock financial
"receive one share of the Issuer's Class A Common Stock"
Class A common stock is a category of a company’s shares that carries a specific set of ownership rights—most commonly defined voting power and claims on dividends—set out in the company’s charter. For investors it matters because the class determines how much influence you have over corporate decisions, the share’s likely dividend and trading behavior, and how it compares in value to other share classes, like choosing a particular seat with different privileges at the company’s decision-making table.
joint account with spouse financial
"Class A Common Stock held in a joint account with spouse"
substantially equal monthly installments financial
"continuing to vest thereafter in 24 substantially equal monthly installments"

AI-generated analysis. How Rhea-AI works. Not financial advice.

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FAQ

What insider equity event did Oklo (OKLO) report for Vivek Narayanadas?

Oklo reported that General Counsel Vivek Narayanadas had 1,014 restricted stock units vest on August 3, 2026, settling into an equal number of Class A Common shares at $0.00 per share. This transaction reflects scheduled vesting from a previously granted RSU award.

How many Oklo (OKLO) shares does Vivek Narayanadas hold directly and indirectly after this Form 4?

Following the August 3, 2026 vesting, Vivek Narayanadas holds 6,280 Class A shares directly and 5,000 Class A shares indirectly through a joint account with his spouse. These share positions are in addition to his remaining outstanding RSU balance.

What RSU balance remains for Vivek Narayanadas at Oklo (OKLO) after 1,014 units vested?

After 1,014 units vested on August 3, 2026, Vivek Narayanadas reports 18,255 restricted stock units still outstanding. Each RSU represents a contingent right to receive one share of Oklo Class A Common Stock under the vesting schedule of his equity grant.

What were the terms of the February 3, 2025 RSU grant to Oklo (OKLO) executive Vivek Narayanadas?

On February 3, 2025, Vivek Narayanadas received 36,508 restricted stock units. 20% of the underlying shares vest on February 3, 2026, with the remaining portion vesting thereafter in 24 substantially equal monthly installments, according to the grant’s stated schedule.

Was the Oklo (OKLO) transaction by Vivek Narayanadas reported under a Rule 10b5-1 trading plan?

The filing’s Rule 10b5-1 checkbox is set to false, indicating the transaction was not affirmatively reported as made under a Rule 10b5-1 trading plan. The accompanying footnotes likewise do not reference any Rule 10b5-1 arrangement.

What type of security did Oklo (OKLO) convert in this Form 4 transaction?

The transaction involved restricted stock units (RSUs) converting into Class A Common Stock. Each RSU represents a contingent right to receive one share of Oklo’s Class A Common Stock, and 1,014 RSUs vested and settled into shares on August 3, 2026.
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Narayanadas Vivek

(Last)(First)(Middle)
C/O OKLO INC.
3190 CORONADO DRIVE

(Street)
SANTA CLARA CALIFORNIA 95054

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
Oklo Inc. [ OKLO ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
General Counsel & Secretary
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
08/03/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Class A Common Stock08/03/2026M1,014A(1)6,280D
Class A Common Stock5,000IJoint account with spouse
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Restricted Stock Units(1)08/03/2026M1,014 (2) (2)Class A Common Stock1,014$018,255D
Explanation of Responses:
1. Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's Class A Common Stock.
2. On February 3, 2025, the Reporting Person was granted 36,508 RSUs, vesting as to 20% of the underlying shares on February 3, 2026 and continuing to vest thereafter in 24 substantially equal monthly installments. On August 3, 2026, 1,014 RSUs vested.
Remarks:
/s/ Richard Craig Bealmear, Attorney-in-Fact08/05/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)