Welcome to our dedicated page for Okta SEC filings (Ticker: OKTA), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Okta, Inc. filings document the regulatory record of a Nasdaq-listed identity software company with Class A common stock and a dual-class voting structure referenced in annual meeting materials. Form 8-K disclosures cover operating results, supplemental investor materials, Regulation FD communications, director and officer departures, compensatory arrangements, and stockholder voting outcomes.
Proxy filings describe board elections, governance proposals, executive compensation, equity awards, pay-versus-performance information, and shareholder meeting procedures. The company’s filings also include disclosures tied to capital structure, subscription-driven financial results, remaining performance obligations, litigation-related governance matters, risk factors, and exhibits filed in Inline XBRL.
Okta Director Anthony John Bates reported multiple transactions involving Restricted Stock Units (RSUs) on Form 4:
- On June 21, 2025, exercised 2,033 RSUs that converted to Class A Common Stock at $0, representing the vesting of 33-1/3% of his RSU grant. The remaining RSUs will vest in 2 equal annual installments.
- On June 24, 2025, received a new grant of 2,487 RSUs that will fully vest on the earlier of June 24, 2026, or the day before Okta's next annual stockholder meeting.
Following these transactions, Bates directly owns 2,033 shares of Class A Common Stock and 6,553 RSUs (4,066 from the original grant and 2,487 from the new grant). These equity grants are part of Bates' compensation as a director and are subject to his continued service with Okta.
Okta Director Shellye L. Archambeau reported multiple transactions in a Form 4 filing dated June 28, 2025:
- On June 20, 2025, exercised 2,832 Restricted Stock Units (RSUs) that fully vested, converting them to Class A Common Stock at $0 exercise price
- On June 24, 2025, received a new grant of 2,487 RSUs that will vest fully on the earlier of June 24, 2026, or the day before Okta's next annual stockholder meeting
- Following these transactions, Archambeau directly owns 11,692 shares of Class A Common Stock and 2,487 unvested RSUs
The transactions were executed under regular insider trading protocols, with the Form 4 filed within the required reporting window. The RSU grants appear to be part of standard director compensation arrangements.
Okta, Inc. (OKTA) – Form 4 insider filing dated 06/20/2025
The filing reports two open-market sales of Okta Class A common stock by Chief Legal Officer & Corporate Secretary Larissa Schwartz executed under a Rule 10b5-1 trading plan adopted on 09/30/2024.
- 06/17/2025: 1,105 shares sold at an average price of $98.50.
- 06/20/2025: 2,244 shares sold at an average price of $100.00.
After the transactions Ms. Schwartz directly owns 23,640 Class A shares.
Remaining equity awards (no new derivative transactions reported):
- Restricted Stock Units (RSUs): 61,730 units across five grant schedules, each vesting quarterly and contingent on continued employment.
- Fully-vested employee stock options: 9,000 Class B shares at $8.73 (exp. 06/01/2026) and 5,000 Class B shares at $11.36 (exp. 03/05/2027).
No purchases, option exercises, or new grants were disclosed.
Context for investors: The aggregate sale of 3,349 shares represents a portion of Ms. Schwartz’s holdings; she retains substantial equity through direct ownership, RSUs, and fully-vested options. The filing is informational and does not indicate company-level operational or financial changes.
Okta, Inc. (Form 144 filing): The notice discloses that an individual named Jacques Frederic Kerrest intends to sell 581 shares of Okta Class A common stock through UBS Financial Services on or about 20 June 2025. The estimated aggregate market value of the planned sale is $58,270.11. Okta has 167,163,429 Class A shares outstanding, so the proposed transaction represents less than 0.001% of the float.
The seller previously disposed of 1,737 shares on 20 March 2025 for gross proceeds of $196,780.73. The 581 shares now scheduled for sale were acquired via restricted stock unit (RSU) vesting on 15 June 2025; no cash payment was involved. As required, the filer certifies that he is unaware of any undisclosed material adverse information about the company.
Because the volume is immaterial relative to total shares and no additional financial or operational data are provided, the filing is largely administrative. It signals the seller’s intent but does not, by itself, imply any change in Okta’s fundamentals or outlook.