Welcome to our dedicated page for Okta SEC filings (Ticker: OKTA), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Okta, Inc. filings document the regulatory record of a Nasdaq-listed identity software company with Class A common stock and a dual-class voting structure referenced in annual meeting materials. Form 8-K disclosures cover operating results, supplemental investor materials, Regulation FD communications, director and officer departures, compensatory arrangements, and stockholder voting outcomes.
Proxy filings describe board elections, governance proposals, executive compensation, equity awards, pay-versus-performance information, and shareholder meeting procedures. The company’s filings also include disclosures tied to capital structure, subscription-driven financial results, remaining performance obligations, litigation-related governance matters, risk factors, and exhibits filed in Inline XBRL.
Schwartz Larissa reported acquisition or exercise transactions in this Form 4 filing.
Okta, Inc. reported that officer Larissa Schwartz received a grant of 43,109 Restricted Stock Units (RSUs) on Class A Common Stock. Each RSU represents one share of Class A Common Stock.
According to the vesting schedule, 8.33% of the shares underlying this RSU grant will vest on June 15, 2026, with the remaining shares vesting in 11 equal quarterly installments thereafter, contingent on her continued employment. The filing also shows other outstanding RSU awards covering 7,747 and 24,640 underlying shares, and a direct holding of 61,202 shares of Class A Common Stock.
Ninan Shibu reported acquisition or exercise transactions in this Form 4 filing.
Okta, Inc. Chief Accounting Officer Shibu Ninan received a grant of 13,549 Restricted Stock Units on March 19, 2026. Each RSU represents one share of Okta Class A common stock. This is a stock-based compensation award, not an open-market share purchase or sale.
According to the terms, 8.33% of the shares underlying this RSU grant will vest on June 15, 2026, with the remaining shares vesting in 11 equal quarterly installments, contingent on continued employment. The filing also shows previously granted RSUs covering 4,392, 1,937 and 6,688 underlying shares, and direct holdings of 23,517 Okta Class A common shares.
Okta, Inc. Chief Executive Officer Todd McKinnon reported an equity compensation grant and updated his holdings. On March 19, 2026, he received 103,462 Restricted Stock Units, each representing one share of Class A common stock. According to the vesting schedule, 8.33% of the shares vest on June 15, 2026, with the remainder vesting in 11 equal quarterly installments, contingent on continued employment.
He also reported existing positions, including direct RSUs covering 20,141 and 59,135 underlying Class A shares, and employee stock options over Class A shares at exercise prices of $82.16, $142.47, and $274.96 expiring between 2029 and 2031. Indirectly, trusts hold 6,383,887 and 128,247 Class B shares, each convertible into one Class A share. No open-market purchases or sales were reported in this filing.
Okta, Inc. insider Eric Robert Kelleher reported both a new equity award and a stock sale. He received a grant of 73,901 Restricted Stock Units, each representing one share of Class A common stock at no exercise price. On the same date, he sold 16,818 shares of Class A common stock in an open‑market transaction at $80.00 per share pursuant to a pre‑arranged Rule 10b5‑1 trading plan. After the sale, he directly holds 15,470 shares of Class A common stock, plus multiple unvested RSU awards and vested stock options covering additional Class A and Class B shares.
Addison Jonathan James reported acquisition or exercise transactions in this Form 4 filing.
Okta, Inc. Chief Revenue Officer Jonathan James Addison received a grant of 55,426 Restricted Stock Units on Class A Common Stock as equity compensation. Each RSU represents one share, with 8.33% scheduled to vest on June 15, 2026 and the rest in 11 equal quarterly installments, subject to continued employment. The filing also shows previously granted RSUs covering 10,773, 5,810 and 24,640 underlying shares and a direct holding of 27,668 Class A Common shares, indicating a continuing, largely equity-based compensation position rather than any open‑market buying or selling.
Okta, Inc. reported that board member Jeff Epstein has decided to resign from its Board of Directors, effective at the company’s 2026 annual meeting of stockholders currently planned for June 18, 2026. The company states that his departure is not due to any disagreement with Okta.
The Board thanked Mr. Epstein for his service and contributions. The filing is signed on behalf of Okta by Chief Legal Officer Larissa Schwartz.
Morgan Stanley Smith Barney LLC submitted a Rule 144 notice relating to proposed sales of Common shares of OKTA. The filing lists recent 10b5-1 sales by Eric Kelleher: 2,409 shares sold on 01/02/2026 for $203,326.10 and 127 shares sold on 12/22/2025 for $11,607.80. The document also lists exercises/issuances dated 03/19/2026 and 03/15/2026 for various equity award types.
Okta, Inc. Chief Financial Officer Brett Tighe reported equity compensation activity involving restricted stock units and related tax withholding. On March 15, 2026, he exercised or converted derivative awards into 18,272 shares of Class A Common Stock, reflecting RSUs that had vested under prior grants.
To cover tax obligations on these vestings, 32,775 shares of Class A Common Stock were withheld by the issuer rather than sold on the open market. After these transactions, Tighe directly held 184,680 shares of Class A Common Stock.
He also had indirect holdings through trusts, including 69,046 shares of Class B Common Stock convertible into Class A Common Stock on a one-for-one basis with no expiration date, plus 1,250 shares of Class A Common Stock held indirectly. The activity appears consistent with routine RSU vesting and associated tax withholding.