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OLD MARKET CAPITAL director granted 5,932 shares; fund holds 600,704

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Director Jeremy Qinli Zhu reported the receipt of 5,932 shares of common stock as director compensation on 10/06/2025, recorded at a $0 cash price. After the issuance, he directly beneficially owns 29,554 shares. The filing also discloses that indirect holdings of 600,704 shares are held by two funds managed by Sepulveda Management LLC, for which Mr. Zhu is a principal; he disclaims beneficial ownership of those shares to the extent of his pecuniary interest. The Form 4 was signed on 10/08/2025.

Positive

  • Director compensation issued: 5,932 shares granted on 10/06/2025 as director pay
  • Transparent disclosure: Filing lists both direct holdings (29,554) and indirect fund holdings (600,704) with explanatory footnotes

Negative

  • None.

Insights

Director received equity compensation and reports significant indirect fund holdings.

The director was issued 5,932 shares as compensation on 10/06/2025, increasing his directly reported stake to 29,554 shares. Director equity awards are a common board compensation mechanism that aligns incentives between management and directors.

Mr. Zhu is a principal of Sepulveda Management LLC, which manages Funds holding 600,704 shares; he disclaims beneficial ownership except to the extent of pecuniary interest. Investors should note the distinction between direct beneficial ownership and indirect fund positions when assessing insider alignment and voting exposure over the near term.

Form 4 properly documents a non‑derivative issuance and discloses indirect fund holdings.

The transaction code indicates an acquisition (Code A) of common stock issued at no cash cost, and the filing includes the required explanatory footnotes identifying the Funds and Sepulveda Management LLC. The signature date is 10/08/2025, consistent with timely filing practices following a 10/06/2025 transaction.

Material compliance items to watch include any future open‑market transactions or derivative activity by the reporting person or the Funds that would change the disclosed direct or indirect positions within the next reporting cycle.

Insider Zhu Jeremy Qinli
Role Director
Type Security Shares Price Value
Grant/Award COMMON STOCK 5,932 $0.00 --
holding COMMON STOCK -- -- --
Holdings After Transaction: COMMON STOCK — 29,554 shares (Direct); COMMON STOCK — 600,704 shares (Indirect, SEE FOOTNOTE)
Footnotes (1)
  1. These shares were issued to the reporting person as part of his compensation for service as a director of the registrant. Represents shares held by TCW Sepulveda Long/Short Equity Fund I, LP, and TCW Sepulveda Long/Short Equity Master Fund LTD (together, the "Funds"), which Funds are managed by Sepulveda Management LLC. Mr. Zhu is a principal of, and acts as a director of, Sepulveda Management LLC, and also holds certain limited partnership interests in the Funds. Mr. Zhu disclaims beneficial ownership of these shares to the extent of his pecuniary interest therein.
Form 4 Insider Transactions: What Each Field Means →
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Zhu Jeremy Qinli
(Last) (First) (Middle)
1601 DODGE ST., SUITE 3350
(Street)
OMAHA NE 68102
(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
OLD MARKET CAPITAL Corp [ OMCC ] 		5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
Officer (give title below) Other (specify below)
3. Date of Earliest Transaction (Month/Day/Year)
10/06/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
 6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
COMMON STOCK 10/06/2025 A 5,932(1) A $0 29,554 D
COMMON STOCK 600,704(2) I SEE FOOTNOTE
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. These shares were issued to the reporting person as part of his compensation for service as a director of the registrant.
2. Represents shares held by TCW Sepulveda Long/Short Equity Fund I, LP, and TCW Sepulveda Long/Short Equity Master Fund LTD (together, the "Funds"), which Funds are managed by Sepulveda Management LLC. Mr. Zhu is a principal of, and acts as a director of, Sepulveda Management LLC, and also holds certain limited partnership interests in the Funds. Mr. Zhu disclaims beneficial ownership of these shares to the extent of his pecuniary interest therein.
/s/ JEREMY QINLI ZHU 10/08/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

Source: View Original Filing on SEC EDGAR

FAQ

What did OMCC director Jeremy Qinli Zhu report on Form 4?

He reported receiving 5,932 common shares as director compensation on 10/06/2025, bringing his direct holdings to 29,554 shares and disclosing 600,704 shares held indirectly by Funds he manages.

Were the shares purchased or issued for OMCC (OMCC)?

The shares were issued as compensation at a reported price of $0 (issuance), not purchased on the open market.

What is the nature of the 600,704 shares disclosed in the filing?

Those shares are held by two Funds managed by Sepulveda Management LLC; Mr. Zhu is a principal of that manager and disclaims beneficial ownership except for his pecuniary interest.

When was the Form 4 signed for this transaction (OMCC)?

The Form 4 bears the reporting person’s signature dated 10/08/2025.

Does the Form 4 show any derivative transactions for OMCC?

No derivative securities are reported in Table II; the filing records only non‑derivative common stock in Table I.