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Old Market Capital CEO Receives 13,183-Share Compensation Grant

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Old Market Capital Corp insider filing shows Chief Executive Officer Jeffrey C. Royal was issued 13,183 shares of common stock as compensation under his employment agreement dated 9/27/2024. The transaction is reported with an effective date of 10/06/2025 and a reported price of $0, indicating the shares were granted rather than purchased. After the issuance, the reporting person beneficially owns 180,635 shares directly. The Form 4 was signed by Jeffrey C. Royal on 10/08/2025. The filing identifies Royal as both a director and the CEO.

Positive

  • CEO alignment: 13,183 shares granted to the CEO likely increase executive ownership to 180,635 shares
  • Transparent disclosure: Transaction reported on 10/06/2025 and signed on 10/08/2025

Negative

  • Unclear dilution: Grant size (13,183 shares) could dilute shareholders but total shares outstanding are not disclosed
  • No vesting details: Filing does not state vesting or forfeiture terms tied to the 13,183 share grant

Insights

CEO received equity as compensation, increasing direct ownership to 180,635 shares.

The issuance of 13,183 common shares at a reported price of $0 reflects an equity grant under the employment agreement dated 9/27/2024. Equity grants align executive pay with shareholder outcomes by converting part of compensation into ownership.

The principal dependencies are the terms of the employment agreement and any vesting/forfeiture conditions not disclosed here; these affect when the shares deliver economic incentive. Investors may note the timing (10/06/2025) and the post-transaction direct ownership of 180,635 shares as the concrete, monitorable figures.

Grant increases insider stake but also raises share count outstanding modestly.

The direct issuance of 13,183 shares increases the reporting person’s holdings immediately; the filing reports these as newly issued compensation rather than market purchases. The filing lists the transaction code as an acquisition (A) with price $0, consistent with a compensatory grant.

Material impact depends on total outstanding shares (not provided). Absent that baseline, the grant is a clear change in insider ownership but its dilutionary effect on shareholders cannot be quantified from this Form 4 alone.

Insider Royal Jeffrey C
Role CHIEF EXECUTIVE OFFICER
Type Security Shares Price Value
Grant/Award COMMON STOCK 13,183 $0.00 --
Holdings After Transaction: COMMON STOCK — 180,635 shares (Direct)
Footnotes (1)
  1. [object Object]
Form 4 Insider Transactions: What Each Field Means →
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Royal Jeffrey C
(Last) (First) (Middle)
1601 DODGE ST., SUITE 3350
(Street)
OMAHA NE 68102
(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
OLD MARKET CAPITAL Corp [ OMCC ] 		5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
X Officer (give title below) Other (specify below)
CHIEF EXECUTIVE OFFICER
3. Date of Earliest Transaction (Month/Day/Year)
10/06/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
 6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
COMMON STOCK 10/06/2025 A 13,183(1) A $0 180,635 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. These shares were issued to the reporting person as compensation for his services as chief executive officer pursuant to his employment agreement dated September 27, 2024.
/s/ JEFFREY C. ROYAL 10/08/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

Source: View Original Filing on SEC EDGAR

FAQ

What did OMCC CEO Jeffrey C. Royal receive on 10/06/2025?

He was issued 13,183 shares of common stock as compensation under his employment agreement; the reported price is $0.

How many OMCC shares does Jeffrey C. Royal own after the transaction?

The filing reports beneficial ownership of 180,635 shares following the issuance.

Was the 13,183-share transaction a purchase or a grant?

The transaction code is listed as an acquisition with a reported price of $0, indicating a compensatory grant rather than a market purchase.

When was the employment agreement that authorized these shares dated?

The shares were issued pursuant to an employment agreement dated 9/27/2024, as stated in the filing.

Who filed and signed the Form 4 for OMCC?

The Form 4 was signed by Jeffrey C. Royal on 10/08/2025 and indicates he is both a director and the CEO.