Micah R. Conrad seeks to sell 5,000 OMF shares (NYSE: OMF)

Rhea-AI Filing Summary

Micah R. Conrad filed a notice reporting a proposed sale of 5,000 shares of Common Stock of Rockefeller Capital Management (OMF). The filing shows a recent transaction on 04/17/2026 reporting proceeds of $299,964.90. The record lists two prior stock awards totaling 4, (2,724 and 2,276) issued in 2020 and 2024.

Key Figures

Proposed sale: 5,000 shares Recent sale proceeds: $299,964.90 Shares outstanding (context): 115,530,952 shares +1 more

4 metrics

Proposed sale 5,000 shares proposed sale reported on Form 144

Recent sale proceeds $299,964.90 sale dated 04/17/2026 for 5,000 shares

Shares outstanding (context) 115,530,952 shares listed with date 06/29/2026

Stock awards listed 2,724 shares; 2,276 shares awards dated 02/20/2020 and 09/06/2024

Key Terms

Form 144, Stock Award, proceeds

3 terms

Form 144 regulatory

"Securities Sold During The Past 3 Months"

Form 144 is a document that investors must file with the government when they plan to sell a large number of shares of a company's stock. It helps ensure transparency so everyone knows how many shares are being sold and when, which can impact the stock's price.

Stock Award financial

"02/20/2020 | Stock Award | OMF | 2,724"

proceeds financial

"5000 | 299964.90"

See more from StockTitan in Google Search and AI answers. Adds StockTitan as a preferred source · opens Google

Add on Google Not now

Available on EDGAR 06/29/2026 - 03:33 PM Accepted by SEC EDGAR 06/29/2026 - 03:32 PM Learn about SEC filing dates

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Rockefeller Capital Management 3060 Peachtree RD NW STE 110 Atlanta GA 30305	5000	310000.00	115530952	06/29/2026	NYSE

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	02/20/2020	Stock Award	OMF			2724	02/20/2020	Compensation
Common	09/06/2024	Stock Award	OMF			2276	09/06/2024	Compensation

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
Micah R Conrad 601 NW Second St Evansville IN 47708	OMF	04/17/2026	5000	299964.90

144: Remarks and Signature

Remarks

Date of Notice

Date of Plan Adoption or Giving of Instruction, If Relying on Rule 10b5-1

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

What does Micah R. Conrad's Form 144 for OMF report?

It reports a proposed sale of 5,000 OMF shares and a recent sale. The filing lists a transaction on 04/17/2026 with proceeds of $299,964.90 and shows stock awards dated 02/20/2020 and 09/06/2024.

How much did the recent OMF sale of 5,000 shares generate?

The filing shows proceeds of $299,964.90 for 5,000 shares. That sale is recorded with a trade date of 04/17/2026 and is listed under securities sold during the past three months.

Which award grants are shown in the filing related to OMF?

Two stock awards are listed: 2,724 shares and 2,276 shares. The awards are dated 02/20/2020 and 09/06/2024 and are identified as compensation-related stock awards.

Who is the issuer named on the Form 144 and what exchange is shown?

Issuer is Rockefeller Capital Management and exchange is NYSE. The filing includes an address for the issuer and shows an exchange listing with an entry dated 06/29/2026.