Charles Schwab Corporation (ONEW) lists restricted stock awards for sale in Form 144

Rhea-AI Filing Summary

Charles Schwab Corporation submitted a Form 144 notice reporting proposed sales of restricted common stock awards. The filing lists multiple equity compensation awards with amounts: 6,250, 3,660, 1,866, 4,152, 4,880, and 5,228 shares tied to grant dates between 02/07/2021 and 10/01/2025. The filing identifies these securities as Restricted Stock Award shares offered under equity compensation.

Key Figures

Restricted Stock Award (02/07/2021): 6,250 shares Restricted Stock Award (10/01/2021): 3,660 shares Restricted Stock Award (09/30/2022): 1,866 shares +3 more

6 metrics

Restricted Stock Award (02/07/2021) 6,250 shares grant date 02/07/2021

Restricted Stock Award (10/01/2021) 3,660 shares grant date 10/01/2021

Restricted Stock Award (09/30/2022) 1,866 shares grant date 09/30/2022

Restricted Stock Award (10/01/2023) 4,152 shares grant date 10/01/2023

Restricted Stock Award (10/04/2024) 4,880 shares grant date 10/04/2024

Restricted Stock Award (10/01/2025) 5,228 shares grant date 10/01/2025

Key Terms

Restricted Stock Award, Form 144, Equity Compensation

3 terms

Restricted Stock Award financial

"Restricted Stock Award | Issuer | 6,250 | 02/07/2021"

A restricted stock award is company shares given to an employee or executive that cannot be sold or fully owned until certain conditions—like staying with the company for a set time or hitting performance targets—are met. Think of it as a gift that only becomes yours after you fulfill specific obligations; for investors, these awards matter because they can increase the total shares outstanding when they vest, reveal how management is being paid and motivated, and create potential selling pressure when restrictions lift.

Form 144 regulatory

"144: Securities To Be Sold"

Form 144 is a document that investors must file with the government when they plan to sell a large number of shares of a company's stock. It helps ensure transparency so everyone knows how many shares are being sold and when, which can impact the stock's price.

Equity Compensation financial

"Equity Compensation Common | 10/01/2021 | Restricted Stock Award"

Equity compensation is pay given to employees, executives or contractors in the form of company ownership—such as stock, stock options or restricted shares—rather than just cash. It matters to investors because it can align workers' incentives with shareholders (like paying someone in slices of the same pie they help grow), but it also increases the number of shares outstanding and company expenses, affecting ownership percentages and earnings per share.

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Charles Schwab Corporation 3000 Schwab Way Westlake TX 76262	26036	287827.00	16613444	04/22/2026	NASDAQ

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	02/07/2021	Restricted Stock Award	Issuer			6250	02/07/2021	Equity Compensation
Common	10/01/2021	Restricted Stock Award	Issuer			3660	10/01/2021	Equity Compensation
Common	09/30/2022	Restricted Stock Award	Issuer			1866	09/30/2022	Equity Compensation
Common	10/01/2023	Restricted Stock Award	Issuer			4152	10/01/2023	Equity Compensation
Common	10/04/2024	Restricted Stock Award	Issuer			4880	10/04/2024	Equity Compensation
Common	10/01/2025	Restricted Stock Award	Issuer			5228	10/01/2025	Equity Compensation

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Nothing to Report

144: Remarks and Signature

Remarks

Date of Notice

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

What does the Form 144 filed for Charles Schwab Corporation (ONEW) report?

It reports proposed sales of restricted common stock awards totaling multiple grants. The filing lists grant dates and share amounts for restricted stock awards dated between 02/07/2021 and 10/01/2025, identified as equity compensation intended for sale.

How many restricted stock award grants are listed in the Form 144?

The filing lists six separate restricted stock award grants with explicit share amounts. The amounts shown are 6,250, 3,660, 1,866, 4,152, 4,880, and 5,228 tied to their respective grant dates.

Are proceeds or prices for the proposed sales disclosed in this Form 144?

No proceeds or per‑share prices are provided in the excerpt. The content lists grant dates and share counts but does not state offering prices, total proceeds, or sale timing.

Does the Form 144 indicate the securities are part of equity compensation?

Yes. Each line in the filing is labeled as an Equity Compensation restricted stock award. Grant dates and the label 'Restricted Stock Award' appear beside each listed share amount.