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Ooma Insider Report: 961 Shares Delivered for RSU Tax Withholding

Filing Impact
(Neutral)
Filing Sentiment
(Negative)
Form Type
4

Rhea-AI Filing Summary

Jenny C. Yeh, who serves as SVP & Chief Legal Officer and as a director of Ooma, Inc. (OOMA), reported a sale of 961 shares of the company's common stock on 09/01/2025 at a price of $12.92 per share. Following the transaction, Ms. Yeh beneficially owns 179,953 shares. The filing explains the shares were delivered to the issuer to satisfy the withholding tax liability arising from the vesting of restricted stock units (RSUs). The Form 4 was signed on 09/02/2025. The disclosure documents an insider tax-related disposition rather than a sale for general cash needs.

Positive

  • None.

Negative

  • None.

Insights

TL;DR: Routine insider tax withholding after RSU vesting; no indication of change in leadership or governance.

The Form 4 shows an insider delivered 961 shares to Ooma to cover withholding taxes triggered by the vesting of restricted stock units. This is a common administrative step and does not indicate a discretionary market sale by the executive. The reporting person remains a significant shareholder with 179,953 shares, preserving alignment with shareholders. There is no evidence in the filing of unusual timing, large-scale disposition, or governance shifts.

TL;DR: Small, routine share delivery for tax withholding; minimal immediate market impact expected.

The transaction involved 961 shares at $12.92 per share for tax withholding following RSU vesting. The size of the transaction is small relative to the total reported beneficial ownership and is characterized as a non-discretionary transfer. As disclosed, this reduces the reporting person’s outstanding share count modestly and should not materially affect float or valuation metrics based on the data provided.

SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Yeh Jenny C

(Last) (First) (Middle)
C/O OOMA, INC.
525 ALMANOR AVE., SUITE 200

(Street)
SUNNYVALE CA 94085

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
OOMA INC [ OOMA ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
X Officer (give title below) Other (specify below)
SVP & Chief Legal Officer
3. Date of Earliest Transaction (Month/Day/Year)
09/01/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 09/01/2025 F(1) 961 D $12.92 179,953 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. Shares delivered by Reporting Person to Issuer in payment of the withholding tax liability upon vesting of the restricted stock units.
/s/ Jenny C. Yeh 09/02/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What transaction did Jenny C. Yeh report on Form 4 for OOMA?

She reported the delivery of 961 shares of OOMA common stock on 09/01/2025 at $12.92 per share.

Why were the 961 shares delivered to Ooma, Inc.?

The shares were delivered to the issuer to satisfy the withholding tax liability arising from the vesting of restricted stock units.

How many OOMA shares does Jenny C. Yeh beneficially own after the transaction?

Following the reported transaction she beneficially owns 179,953 shares.

When was the Form 4 signed and filed for this transaction?

The Form 4 was signed by Jenny C. Yeh on 09/02/2025 and reports a transaction date of 09/01/2025.

Does the filing indicate a discretionary sale by the insider?

No. The filing states the shares were delivered to cover withholding tax from RSU vesting, which is an administrative, non-discretionary action.
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332.93M
25.80M
6.77%
70.69%
2.53%
Software - Application
Services-computer Processing & Data Preparation
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United States
SUNNYVALE