Ooma CAO reports RSU grant and tax share swap

Ooma Inc.'s Chief Accounting Officer, Namrata Sabharwal, reported routine equity compensation activity.

Rhea-AI Filing Summary

Ooma Inc.'s Chief Accounting Officer, Namrata Sabharwal, reported routine equity compensation activity. She had 192 shares of common stock withheld at a price of $12.36 per share to cover tax obligations when restricted stock units vested, and received a grant of 28,000 new restricted stock units at no cost.

After the tax-withholding disposition, her holdings increased to 91,014 shares of common stock. The 28,000 restricted stock units are scheduled to vest in 16 equal installments, with the first vesting on June 1, 2026 and additional installments every third month, contingent on her continued service.

Insider Trade Summary

2 transactions reported

Mixed 2 txns

Insider Sabharwal Namrata

Role Chief Accounting Officer

Type	Security	Shares	Price	Value
Exercise Price or Tax Liability	Common Stock	192	$12.36	$2K
Grant/Award	Common Stock	28,000	$0.00	$0.00

Holdings After Transaction: Common Stock — 91,014 shares (Direct)

Footnotes (2)

1. F1. Shares delivered by Reporting Person to Issuer in payment of the withholding tax liability upon vesting of the restricted stock units.
2. F2. Represents restricted stock units which will vest as follows: 1/16th of the total original number of restricted stock units shall vest on June 1, 2026 and 1/16th of the total original number of restricted stock units shall vest on the same day of every 3rd month thereafter, subject to the Reporting Person's continuous status as a Service Provider (as defined in the Issuer's 2015 Equity Incentive Plan) through each applicable vesting date.

FAQ

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What insider transactions did OOMA's Chief Accounting Officer report on this Form 4?

OOMA’s Chief Accounting Officer, Namrata Sabharwal, reported two transactions: 192 shares of common stock were withheld to cover tax liabilities on vesting equity, and she received a grant of 28,000 restricted stock units at no purchase cost as part of her compensation.

Was the OOMA Form 4 transaction a buy or sell of common stock?

The filing shows no open-market buying or selling. It reports a tax-withholding disposition of 192 shares and a grant of 28,000 restricted stock units, both characterized as routine equity compensation and related tax settlement rather than discretionary trades in OOMA common stock.

How many OOMA shares does Namrata Sabharwal hold after these Form 4 transactions?

After these transactions, Namrata Sabharwal is reported to beneficially own 91,014 shares of OOMA common stock. This reflects the 192-share tax withholding and the grant of 28,000 restricted stock units, which will vest over time subject to continued service conditions.

How do the 28,000 OOMA restricted stock units vest for the Chief Accounting Officer?

The 28,000 restricted stock units vest in 16 equal installments. One-sixteenth vests on June 1, 2026, and another one-sixteenth vests on the same calendar day every third month, provided she maintains continuous service under OOMA’s 2015 Equity Incentive Plan.

Why were 192 OOMA shares disposed of in the Form 4 filing?

The 192 shares were delivered to OOMA to pay withholding tax due when restricted stock units vested. This tax-withholding disposition allows the company to satisfy the insider’s tax obligation by retaining shares instead of requiring a separate cash payment.

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Accepted by SEC EDGAR 03/03/2026 - 07:20 PM Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Sabharwal Namrata

(Last) (First) (Middle)

C/O OOMA, INC.

525 ALMANOR AVE., SUITE 200

(Street)

SUNNYVALE CA 94085

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
OOMA INC [ OOMA ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Chief Accounting Officer

3. Date of Earliest Transaction (Month/Day/Year)
03/01/2026

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	03/01/2026		F(1)		192	D	$12.36	63,014	D
Common Stock	03/01/2026		A		28,000	A	$0	91,014(2)	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Shares delivered by Reporting Person to Issuer in payment of the withholding tax liability upon vesting of the restricted stock units.

2. Represents restricted stock units which will vest as follows: 1/16th of the total original number of restricted stock units shall vest on June 1, 2026 and 1/16th of the total original number of restricted stock units shall vest on the same day of every 3rd month thereafter, subject to the Reporting Person's continuous status as a Service Provider (as defined in the Issuer's 2015 Equity Incentive Plan) through each applicable vesting date.

	/s/ Namrata Sabharwal	03/03/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
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