STOCK TITAN

Form 4: OOMA CEO delivers 5,759 shares for RSU tax withholding

Filing Impact
(Neutral)
Filing Sentiment
(Negative)
Form Type
4

Rhea-AI Filing Summary

Ooma, Inc. insider reporting: Eric B. Stang, Ooma's CEO and a director, reported a transaction dated 09/01/2025 disposing of 5,759 shares of Ooma common stock at a price of $12.92 per share. After the reported transaction, he directly beneficially owned 707,994 shares and indirectly owned 1,236,997 shares through the Eric Stang & Pamela Stang Trust UA 09/02/2004. The filing states the shares were delivered to the issuer to satisfy the withholding tax liability upon vesting of restricted stock units. The Form 4 is signed by Mr. Stang on 09/03/2025.

Positive

  • Timely disclosure of the transaction and clear explanation that shares were delivered to satisfy withholding tax on vested RSUs
  • Substantial remaining ownership: 707,994 shares directly and 1,236,997 shares indirectly via family trust, indicating continued alignment with shareholders

Negative

  • Disposition of 5,759 shares (sold/delivered) on 09/01/2025—even though stated as tax withholding, it is a reduction in direct holdings
  • Price below potential future upside cannot be assessed from this filing alone (no forward-looking context provided)

Insights

TL;DR: Routine insider tax-withholding share delivery following RSU vesting; timely disclosure by CEO.

This Form 4 documents a common administrative disposition where restricted stock units vested and the reporting person delivered shares to the issuer to satisfy withholding taxes. The transaction appears procedural rather than an open-market selling decision, and the filer maintained substantial direct and indirect holdings. Timely filing and clear explanation reduce governance concerns.

TL;DR: Small disposition relative to aggregate holdings; no clear signal of change in ownership control.

The disposition of 5,759 shares at $12.92 is small relative to the combined reported beneficial ownership (~1.94 million shares). The stated purpose—tax withholding on RSU vesting—explains the sale and suggests limited market impact. Investors should note the transaction date and verify it aligns with known equity compensation schedules.

SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
STANG ERIC B

(Last) (First) (Middle)
C/O OOMA, INC.
525 ALMANOR AVE., SUITE 200

(Street)
SUNNYVALE CA 94085

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
OOMA INC [ OOMA ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
X Officer (give title below) Other (specify below)
CEO and Pres.
3. Date of Earliest Transaction (Month/Day/Year)
09/01/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 09/01/2025 F(1) 5,759 D $12.92 707,994 D
Common Stock 1,236,997 I By the Eric Stang & Pamela Stang TR UA 09/02/2004 Stang Family Trust
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. Shares delivered by Reporting Person to Issuer in payment of the withholding tax liability upon vesting of the restricted stock units.
/s/ Eric B. Stang 09/03/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What did Eric B. Stang report on Form 4 for OOMA?

He reported disposing of 5,759 shares of Ooma common stock on 09/01/2025 at $12.92 per share; filing signed 09/03/2025.

Why were the 5,759 shares disposed of in the Form 4?

The filing states the shares were delivered to the issuer to pay the withholding tax liability upon vesting of restricted stock units.

How many OOMA shares does Eric B. Stang beneficially own after the transaction?

707,994 shares directly and 1,236,997 shares indirectly via the Eric Stang & Pamela Stang Trust UA 09/02/2004.

Was the Form 4 filed by one reporting person or jointly?

The Form 4 was filed by one reporting person (Eric B. Stang).

What relationship does the reporting person have to Ooma, Inc.?

Eric B. Stang is both CEO and President and a director of Ooma, Inc., as indicated on the form.
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United States
SUNNYVALE