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OppFi (OPFI) director Jocelyn Moore sells 8,190 shares in planned trade

Filing Impact
(Neutral)
Filing Sentiment
(Negative)
Form Type
4

Rhea-AI Filing Summary

OppFi Inc. director Jocelyn Moore reported an open-market sale of 8,190 shares of Class A common stock at $8.53 per share. The transaction was executed on March 12, 2026 under a pre-arranged Rule 10b5-1 trading plan adopted on December 11, 2025. After this sale, Moore directly holds 39,076 shares.

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SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
X
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Moore Jocelyn

(Last) (First) (Middle)
130 E. RANDOLPH STREET
SUITE 3400

(Street)
CHICAGO IL 60601

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
OppFi Inc. [ OPFI ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
Officer (give title below) Other (specify below)
3. Date of Earliest Transaction (Month/Day/Year)
03/12/2026
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Class A Common Stock 03/12/2026 S(1) 8,190 D $8.53 39,076 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. The sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 11, 2025.
/s/ Marv Gurevich, Esq., as attorney-in-fact for Jocelyn Moore 03/16/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transaction did OppFi (OPFI) disclose for Jocelyn Moore?

OppFi disclosed that director Jocelyn Moore sold 8,190 shares of Class A common stock in an open-market transaction at $8.53 per share on March 12, 2026, as reported in a Form 4 filing.

How many OppFi (OPFI) shares does Jocelyn Moore hold after the reported sale?

Following the reported sale, director Jocelyn Moore directly holds 39,076 shares of OppFi Class A common stock. This figure reflects her position after disposing of 8,190 shares in the March 12, 2026 open-market transaction.

Was Jocelyn Moore’s OppFi (OPFI) share sale under a Rule 10b5-1 trading plan?

Yes. The filing states the sale was effected pursuant to a Rule 10b5-1 trading plan adopted by Jocelyn Moore on December 11, 2025. Such plans pre-schedule trades, helping separate routine portfolio management from market-timing decisions.

What price did Jocelyn Moore receive for the sold OppFi (OPFI) shares?

Jocelyn Moore’s Form 4 reports that she sold 8,190 shares of OppFi Class A common stock at a price of $8.53 per share. This was an open-market sale, providing clear transparency into the transaction pricing.

What type of security did Jocelyn Moore sell in the OppFi (OPFI) Form 4 filing?

The Form 4 shows that Jocelyn Moore sold Class A common stock of OppFi. The transaction involved 8,190 non-derivative shares in an open-market sale, and the filing does not list any related derivative exercises or conversions.
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